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Search Results for: series 65

Investment advisers will soon face new “competency” exam

WASHINGTON (June 7, 1999) – If you’re thinking of hanging out a shingle to offer investment advice, soon you’ll have…

Exam Study Guides

SERIES 63EXAM STUDY GUIDE The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer…

Important Announcement Regarding Fees for the Series 63, 65, and 66 Exams

Effective January 1, 2016, the enrollment fees for the Series 63, 65, and 66 examinations will increase. Candidates enrolling for…

Exam Content Outlines

SERIES 63EXAM CONTENT OUTLINE The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer…

NASAA Announces Passing Scores Associated with New Exam Test Specifications

Test specifications and scoring changes go into effect in June. WASHINGTON, D.C. – (March 8, 2023) – The North American…




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