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NASAA Installs New President, Board of Directors

North Dakota Securities Commissioner Karen Tyler Named NASAA President; Colorado Securities Commissioner Fred Joseph to Serve as President-Elect SEATTLE, WASHINGTON (October…

Remarks of NASAA President Joseph P. Borg at the Signing of a Memorandum of Understanding Between Federal Commodities and State Securities Regulators

May 21, 2018 Washington, D.C. Good morning everyone. Chairman Giancarlo, distinguished guests, it is an honor to be here with…

NASAA Letter to House Financial Services Committee Leadership Regarding Legislation to be Considered at the April 20, 2021 Full Committee Markup

NASAA Comment Letter to the Federal Trade Commission Regarding Gramm-Leach-Bliley Act Privacy Safeguards Rule, 16 CFR Part 313-Comment

Notice of Request for Comment Regarding a Proposed Model Rule for the Electronic Filing of Form D and Other Securities Registration or Notice Filing Documents

The Electronic Filing Depository Committee of the North American Securities Administrators Association, Inc. (NASAA) is seeking comment on a proposed…
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