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Search Results for: top 10 scams

State Securities Regulators Observe 100 Years of Investor Protection

March Marks Centennial for State Securities Regulation WASHINGTON, D.C. (March 10, 2011) – State securities regulators throughout the United States…

2010 Presidential Speech, North Carolina Deputy Securities Administrator David Massey

President's Remarks David Massey North Carolina Deputy Securities Administrator President, North American Securities Administrators Association  September 28, 2010 NASAA 93rd…

NASAA Identifies Top Investor Traps

Crawford: “Knowledge, attention to detail and a healthy sense of skepticism are a triple threat to fight investment fraud.” WASHINGTON…

NASAA Identifies Top 10 Investor Traps

WASHINGTON (August 18, 2009) – With a new school year about to begin, the North American Securities Administrators Association (NASAA)…

Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season

Testimony of Karen Tyler Commissioner, North Dakota Securities Department and President, North American Securities Administrators Association, Inc. Before the United…

State Securities Regulators Identify Top 10 Traps Facing Investors

WASHINGTON (May 15, 2007) – The North American Securities Administrators Association today released its annual forecast of the Top 10…

NASAA’s 2005 Top 10 Threats to Investors

Widmann: "If it sounds too good to be true, it usually is"  WASHINGTON (March 24, 2005) – The North American…

“Prime bank” scams on the rise, state securities regulators warn

Low interest rates, distrust of government, Internet fuel billions in losses; Bogus schemes likened to Wall Street’s “X-Files,” called “Fraud…

Seniors Face Growing Risk of Internet Investment Fraud, State Securities Regulator Tells Senate Panel

WASHINGTON—Squeezed by rising medical costs and lower returns on income-generating investments, seniors are increasingly turning to the Internet for alternative…

Protecting Senior Citizens Against Internet Investment Fraud

Testimony of Tanya Solov Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States…