Washington

  • Washington is a merit jurisdiction.
  • Washington accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Washington collects a variable fee. The filing fee is $100 for the first $100,000 offered in this state plus 1/40th of 1% for the amount over $100,000 offered in Washington.
  • Fees should be made payable to the “Washington State Treasurer.” Payment should be sent to the following address:
Mailing Address: Courier Address:
Securities Division
Department of Financial Institutions
P.O. Box 9033
Olympia, WA  98507-9033
Securities Division
Department of Financial Institutions
150 Israel Rd. SW
Tumwater, WA  98501
  • For additional information, please visit the regulator’s website or call (360) 902-8760.

 

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