Hawaii

  • Hawaii is a disclosure jurisdiction.
  • Hawaii does not accept the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms. Hawaii requires a state-specific Application for Registration of Securities by Qualification form.
  • Registration requires filing or delivery of:
    • Filing fee
    • Certified Copy of Corporate Resolution
    • Application form and attachments
    • Financial statements
    • A Consent to Service of Process (Form U2)
  • Hawaii collects a variable fee of 1/10 of 1% of the aggregate offering price in the state.  There is a $250 minimum and a $2,500 maximum. Fees should be payable to “Department of Commerce and Consumer Affairs, Hawaii”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
Business Registration Division
335 Merchant St  #203
Honolulu, HI 96813
Business Registration Division
335 Merchant St  #203
Honolulu, HI 96813
  • For additional information, please visit the Department’s website at www.hawaii.gov/dcca, or contact them at 808-586-2722.

 

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