Florida

  • Florida is a merit jurisdiction.
  • Florida accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
    • Detailed itemization of all offering expenses
    • Corporate resolution
    • Incorporation documents and exhibits
    • Options and warrants policy
    • Applicant escrow agreement of offering proceeds (if applicable)
    • Debt securities trust indenture
  • Florida collects a fixed fee of $1000. Payments are submitted through a proprietary licensing system via credit card or ACH payment.  Florida, by rule, does not accept paper checks.
  • For additional information, please visit the regulator’s website at www.flofr.com, or contact them at (850) 410-9893.

 

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