All: Investor Education

Informed Investor Advisory: Private Placement Offerings

Learn about the risks associated with private placement offerings.

Investor Alerts & Tips, Investor Education Read more

Small Business Advisory: Crowdfunding

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups (JOBS) Act, a series of legislative provisions intended to facilitate capital formation in the United States. Part of this legislation included the CROWDFUND Act, which makes significant changes in current federal and state securities laws. The CROWDFUND Act will allow entrepreneurs […]

Investor Alerts & Tips, Investor Education, Uncategorized Read more

Informed Investor Advisory: Crowdfunding

Are you an informed investor? Crowdfunding The Internet has become an inexpensive and easy way for individuals and businesses to raise money for their activities. Congress recently passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to create rules exempting crowdfunding from the securities registration laws. Once implemented these rules will remove restrictions on start-up […]

Investor Alerts & Tips, Investor Education, Saving & Investing, Scams & Frauds Read more

NASAA Marks Military Saves Week by Taking Aim at Fraud Targeting Military Members

February 21, 2012 – NASAA encourages military members and their families to shore up their defenses against investment fraud during Military Saves Week.

Current Headlines, Investor Education, Military, Newsroom Read more

NASAA Cautions Investors Not to Stumble When Interest Rates Fall Flat

February 1, 2012 – Following the Federal Reserve’s announcement that interest rates are expected to remain low until at least late 2014, NASAA today cautioned investors to beware of risky or outright fraudulent investments promising higher yield or returns.

Current Headlines, Investor Alerts & Tips, Newsroom, Senior News & Alerts Read more

Self-Directed IRAs and the Risk of Fraud

The SEC and NASAA warn investors of the potential risks associated with investing through self-directed Individual Retirement Accounts (self-directed IRAs).

Investor Alerts & Tips, Investor Education, Retirement Planning, Saving & Investing Read more

Informed Investor Advisory: Social Networking

Social networking in the Internet age allows people to connect to one another
more quickly and easily than ever before. Investment promoters increasingly are
logging on to find investors … and their money.

Investor Alerts & Tips, Investor Education, Saving & Investing, Scams & Frauds Read more

Top Investor Threats

The top 10 financial products and practices that threaten to trap unwary investors, compiled by the securities regulators in NASAA’s Enforcement Section.

Investor Alerts & Tips, Investor Education, Saving & Investing, Scams & Frauds Read more

Senior Investor Resource Center

NASAA provides tools specifically for senior investors to help you protect yourself against investment fraud.

Investor Education, Seniors Read more

Saving and Investing

Developing achievable saving and investing goals can help you on your road to freedom, security or affording the kind of lifestyle you want.

Investor Education, Saving & Investing Read more