All: Investor Education

Top Investor Threats

The top 10 financial products and practices that threaten to trap unwary investors, compiled by the securities regulators in NASAA’s Enforcement Section.

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Senior Investor Resource Center

NASAA provides tools specifically for senior investors to help you protect yourself against investment fraud.

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Saving and Investing

Developing achievable saving and investing goals can help you on your road to freedom, security or affording the kind of lifestyle you want.

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Investor Ed Newsletter

A newsletter spotlighting new investor education initiatives.

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Investment Fraud Awareness Quiz

Take our 12-question quiz and learn what you can do to avoid becoming a victim of investment fraud.

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NASAA Fraud Center

Education and awareness are an investor’s first line of defense against investment fraud.

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How to Check Out Your Broker or Investment Adviser

State securities regulators should be the first call for an investor before you turn over any money to a broker or investment adviser.

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How to Avoid Becoming a Victim

Avoiding being hurt by a con artist is as easy as doing your homework — before you invest.

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How to Spot a Con Artist

Investing in securities is risky enough without worrying about whether your salesperson is going to fleece you. To be an informed investor, you must know what danger signs to look for.

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Informed Investor Alert: Annuities

Annuities are complex products that may combine the characteristics of insurance and investment securities. Because of their hybrid nature, annuities are sometimes marketed as one-size-fits-all products. This is simply not true.

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