NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Announces Upcoming Changes to the Electronic Filing Depository
NASAA Opens Public Comment Period for Proposed Revisions to Its Broker-Dealer Conduct Model Rule
NASAA Announces 2025 Fee Schedule for Investment Adviser Registration Depository System
Andrea Seidt to Become NASAA’s Representative on the SEC Investor Advisory Committee
Informed Investor Advisory: “Registered, Professional” Crypto Trader Scams
NASAA Letter to Congress Urging the Use of a Technology-Neutral Approach to Market Regulation
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Military life is full of changes—deployments, relocations, promotions. Be prepared to make smart financial decisions! Check out these tips from @nasaa to ensure you're ready for the next big change. 💡 https://bit.ly/4fgxHYJ
Do you remember when you joined X? We do! We're here to share news about our members' work to protect investors as well as investor education resources. Thank you for being part of our community. #MyXAnniversary
Decentralized finance, or DeFi, is a relatively new blockchain-based set of financial services gaining popularity and acceptance. Our investor alert discusses DeFi, the technology behind it, and how you can protect yourself from falling victim to a scam: https://bit.ly/3eADpGQ
NASAA announces upcoming changes to the Electronic Filing Depository™ (EFD) in January 2025, including migration to the commercial cloud, a new system URL, and new system support contact information. Details: https://bit.ly/3CrSD0c
Are you aware of the risks associated with spoofing and phishing? Our investor alert provides valuable information on these cyber threats. Read to stay informed and protect yourself from potential scams: https://bit.ly/3M79ln9
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