Enforcement Statistics

NASAA Member Enforcement Statistics (2010*)

Enforcement Actions Initiated                                                           3,475 actions
(includes administrative, civil, and criminal)

Enforcement Actions Involving Abuse of Senior Citizens               About 1 in 3 

Money Ordered Returned to Investors                                              $14.1 billion
(includes restitution, rescission, and disgorgement)

Years of Incarceration Sentenced                                                      1,134 years
*With 45 jurisdictions reporting data from calendar year 2010 or fiscal year 2009-2010.

>> Download the 2010 Enforcement Report