Enforcement Statistics

NASAA Member Enforcement Statistics (2011*)

Enforcement Actions Initiated________________________________2,602 actions
(includes administrative, civil, and criminal)

Enforcement Actions Involving Abuse of Senior Citizens __________About 1 in 5 

Money Ordered Returned to Investors___________________________$2.2 billion
(includes restitution, rescission, and disgorgement)

Years of Incarceration Sentenced_______________________________1,662 years
*With 48 U.S. jurisdictions reporting data from calendar year 2011 or fiscal year 2010-2011.

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