Enforcement Statistics

NASAA Member Enforcement Statistics (2013)

 

Enforcement Actions Initiated_________________________________2,184 actions
(includes administrative, civil, and criminal)

Enforcement Actions Involving Abuse of Senior Citizens __________About 1 in 6 

Money Ordered Returned to Investors___________________________$616 million
(includes restitution, rescission, and disgorgement)

Years of Incarceration Sentenced_______________________________1,816 years

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