NASAA’s legislative agenda for the 114th Congress is comprised of four overarching principles:
- Expand and Strengthen Protections for Senior Investors;
- Promote Investor Confidence Through Effective Regulation;
- Promote a Fair and Transparent Marketplace for Retail Investors; and
- Facilitate Capital Formation Through Federal-State Partnerships.
Within each principle are specific areas for Congressional action, investigation and consideration. This Agenda highlights NASAA’s policy priorities for the 114th Congress. Fulfillment of these policy goals will help in the prosecution of investment fraud, ensure open, honest and transparent markets, and allow smart, efficient capital formation, even for the smallest of companies.