All: Legal Briefs

Legal Briefs

NASAA plays an important role in representing the membership’s position, including as amicus curiae, in significant legal proceedings that may have a widespread impact upon securities regulators and the rights of investors. An index of all NASAA legal briefs is below. 03/30/2017 NASAA amicus letter in Massachusetts administrative proceeding regarding the scope of NSMIA preemption […]

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