September 29, 2015–“In this age of technology and electronic marketing, borders are virtually nonexistent. We will find ways to leverage our available resources and support one another in the interest of investor protection,” said NASAA President Judith Shaw.

September 29, 2015–NASAA President Judith Shaw’s inaugural speech at NASAA’s 98th Annual Conference.

September 28, 2015— State Coordinated Investment Adviser Examinations Show Signs of Improved Compliance

September 28, 2015–New Voluntary Guidelines to Help Investors Understand and Compare Miscellaneous Broker-Dealer Fees

September 23, 2015–Under the terms of the settlement, Boston-based LPL agreed to remediate losses for all non-traded REITS sold by the firm from January 1, 2008 through December 31, 2013 in violation of prospectus standards, state concentration limits or LPL’s own guidelines.

September 22, 2015–Report Indicates Seniors Remain a Top Target for Cons

August 31, 2015–Investor Champion and former SEC Chair Arthur Levitt to Deliver Keynote Address

August 5, 2015–Streamlined Online Filing System Tops 10,000 Filings

June 15, 2015–NASAA today recognized World Elder Abuse Awareness Day (WEAAD) by urging all to join in the fight against senior financial exploitation, the crime of the 21st century.

May 26, 2015–As Executive Director, Brady will work closely with NASAA leadership and members, industry and investor groups, other regulators and Capitol Hill lawmakers. He also will oversee NASAA’s day-to-day operations.