All: Newsroom

NASAA Public Policy Conference to Explore New Frontiers of Investor Protection

April 3, 2013–Speakers include Rep. Jim Himes, SEC Chair Elisse Walter and Political Observer James Thurber

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NASAA Issues Investor Advisory on Private Placement Offerings

April 2, 2013–In advance of a federal rule to allow advertising of high-risk and potentially fraudulent private placement offerings, NASAA has issued an advisory cautioning investors about the risks these offerings carry.

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NASAA to Team With AARP on Webinar

Protect Your Finances: Tips to Avoid Financial Fraud Join AARP and NASAA for a free, online interactive discussion on Tuesday, April 23, 2013, at 2 p.m. as we answer your questions about ensuring the security of your nest egg. We’ll also highlight tips to help you hang on to your hard-earned money, including: Spotting common […]

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NASAA President Delivers Keynote Address at SIFMA Conference

WASHINGTON, D.C. (March 19, 2013) – The lack of civil recovery options for harmed investors is weakening the confidence of investors in financial products and markets, the president of the North American Securities Administrators Association (NASAA) said in a keynote speech delivered today at the Securities Industry and Financial Markets Association (SIFMA) Compliance and Legal […]

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NASAA President Heath Abshure’s Keynote Address at SIFMA Compliance and Legal Society Annual Meeting

March 19, 2013–NASAA president discusses class-action relief, arbitration and fiduciary duty in keynote address at SIFMA conference in Scottsdale, Arizona.

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NASAA President Heath Abshure's Keynote Address at SIFMA Compliance and Legal Society Annual Meeting

March 19, 2013–NASAA president discusses class-action relief, arbitration and fiduciary duty in keynote address at SIFMA conference in Scottsdale, Arizona.

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NASAA Outlines Legislative Agenda

March 5, 2013–Legislative agenda offers Congress a roadmap to promote sustained investor confidence in U.S. capital markets.

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State Securities Regulators to Outline Legislative Priorities for the 113th Congress

Media Advisory: NASAA News Conference The North American Securities Administrators Association (NASAA) will release its 2013 Legislative Agenda, outlining specific legislation it will seek in the 113th Congress to enable policymakers to promote investor confidence in U.S. capital markets by striking the most reasonable balance between advancing capital formation and protecting investors. With a history […]

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NASAA Statement on Nomination of Mary Jo White as SEC Chair

January 24, 2013–White’s successful enforcement background should send a strong message to those who violate our nation’s securities laws that they will be stopped and punished.

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NASAA Sees Sharp Spike in Crowdfunding Presence on the Internet

December 5, 2012–Crowdfunding’s presence on the Internet has risen sharply in recent months in anticipation of rules to allow small businesses and entrepreneurs to raise investments online.

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