May 26, 2015–As Executive Director, Brady will work closely with NASAA leadership and members, industry and investor groups, other regulators and Capitol Hill lawmakers. He also will oversee NASAA’s day-to-day operations.
May 11, 2105–“NASAA appreciates that the Texas Supreme Court agrees with state securities regulators that the life settlement contacts and viaticals, at issue in Life Partners v. Arnold satisfy the definition of an investment contact under the Texas Securities Act, making them securities subject to the Texas Securities Act.”
April 9, 2015–NASAA announces final lineup of speakers and panelists for its upcoming Public Policy Conference, scheduled for April 14 in Washington, DC.
April 8, 2015–Poll finds most investors don’t know the cost to service and maintain their brokerage accounts.
March 27, 2015–SEC Investor Advocate Rick Fleming to Delivery Keynote Address
February 23, 2015–Agenda Highlights Policy Priorities for State Securities Regulators