NASAA Launches Online Enforcement Directory

WASHINGTON (June 2, 2005)—The North American Securities Administrators Association (NASAA) today launched an enforcement directory of links to its member jurisdictions that offer access to online enforcement actions, cease and desist orders, and other administrative orders.

The online directory can be found on the NASAA website by clicking here.

“We are pleased to offer this resource on the NASAA website in order to provide quick and easy access to enforcement activity of the vast majority of our jurisdictions throughout North America,” NASAA President and New Jersey Securities Bureau Chief Franklin L. Widmann said.

Widmann said the breadth and scope of enforcement actions reflected in the directory showcase the day-to-day activity of NASAA members in protecting the investing public.

“Enforcement actions against fraud are the essence of what NASAA members do to protect investors and to appropriately sanction and punish those who would harm or defraud them,” Widmann said.

NASAA is the oldest international organization devoted to investor protection. Its membership consists of the securities administrators in the 50 states, the District of Columbia, Puerto Rico, the U.S. Virgin Islands, the provinces and territories of Canada, and Mexico.

For More Information:
Bob Webster
Director of Communications

Print Friendly, PDF & Email
2005 Headlines, Newsroom