Corporation Finance

State securities regulators have long played a role in facilitating capital formation at the state and local level by assisting companies seeking to raise capital with state securities laws issues.

Two NASAA programs, the Coordinated Review-Equity (CR-Equity) program and the Small Company Offering Registration (“SCOR”) Program, assist companies by streamlining and coordinating the state comment process and developing uniform guidelines for review. NASAA’s Corporation Finance Section also oversees franchise and trading and exchange issues.

See also NASAA Regulatory Activity