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NASAA Activity | Sections

Corporation Finance

Overview 2013-2014 Section Committee 2012-2013 Section Committee

NASAA members have long helped facilitate capital Jan Owen (CA), Chair William Beatty (WA), Chair
Peter Cassidy (MA), Vice Chair Peter Cassidy (MA), Vice Chair
formation at the state and local level. NASAA members
assist entrepreneurs with their business plans and help them Mark Heuerman (OH) Michael Benson (PA)
obtain resources to grow their enterprises and create local Faith Anderson (WA) Anetria Connell (KY)
jobs. Te Corporation Finance Section also develops and Jef Soderstedt (PA) Colleen Monahan (CA)
monitors policies for the registration of securities under state Susan Powell (NB) Susan Powell (NB)
Rick Fleming (NASAA)
law. Te Section oversees the activities of six Project Groups:
Coordinated Interpretations, Business Organizations &
Accounting, Corporation Finance Policy, Direct Participation 2013-2014 Project Group Chairs 2012-2013 Project Group Chairs
Programs Policy, Franchise and Business Opportunities, and
Joy Sakamoto-Wengel (MD) Marlene Sparkman (TX)
Small Business/Limited Oferings.
Coordinated Interpretations Coordinated Interpretations
Seth Hertlein (OH) Seth Hertlein (OH)
Business Organizations and Business Organizations and
Accounting Accounting
Dennis Britson (IA) Dennis Britson (IA)
Corporation Finance Policy Corporation Finance Policy
Mark Heuerman (OH) Mark Heuerman (OH)
Direct Participation Programs Direct Participation Programs
Policy Policy
Dale Cantone (MD) Dale Cantone (MD)
Franchise and Business Franchise and Business
Opportunities Opportunities
Faith Anderson (WA) Faith Anderson (WA)
Small Business/Limited Small Business/Limited
Oferings Oferings

William Beatty of Washington, 2012-2013 Corporation Finance
Section Chair and current NASAA President-elect, oversaw
the development of NASAAs new coordinated multi-state
review protocols for Regulation A offerings to ease regulatory
compliance costs on small companies seeking to raise capital.

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