Search Results for: fraud
September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…
WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…
(May 21, 2003) - "We support more resources and investigative powers for the SEC, as this legislation would provide," said…
NASAA Enforcement Report Details Investor Protection Role of State Securities Regulators Download: 2013 Enforcement Report on 2012 Data (pdf) WASHINGTON (October 31,…
Each year, investors are targeted with a variety of misleading sales tactics, or worse, outright fraud. Investors also have to…