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https://www.nasaa.org/13511/maryland-issues-exempt-reporting-adviser-order/ 2012-06-21T15:39:59+00:00 https://www.nasaa.org/12244/notice-of-request-for-public-comment-proposed-model-franchise-exemptions/ 2012-07-02T17:14:07+00:00 https://www.nasaa.org/5992/ia-switch-calendar-of-events/ 2012-07-02T21:07:42+00:00 https://www.nasaa.org/14242/notice-of-request-for-public-comment-proposed-revisions-to-form-adv-part-1b/ 2012-07-26T15:08:42+00:00 https://www.nasaa.org/1694/dodd-frank-information-center/ 2012-09-26T12:52:33+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/Dodd-Frank-Info.jpg https://www.nasaa.org/24465/nasaa-president-heath-abshures-remarks-on-sec-general-solicitation-proposed-rule-2/ 2012-10-09T20:09:13+00:00 https://www.nasaa.org/16180/notice-of-request-for-public-comment-proposed-changes-to-performance-fee-model-rules-under-the-uniform-securities-acts-of-1956-and-2002/ 2012-10-11T13:24:52+00:00 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https://www.nasaa.org/22551/important-announcement-regarding-fees-for-the-series-63-65-and-66-exams/ 2013-04-17T13:14:27+00:00 https://www.nasaa.org/1719/ia-switch-resource-center/ 2013-05-13T19:57:55+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/switch.jpg https://www.nasaa.org/23933/informed-investor-advisory-energy-investments-2/ 2013-06-18T12:54:48+00:00 https://www.nasaa.org/24768/notice-of-request-for-public-and-internal-comment-on-proposed-changes-to-the-uniform-branch-registration-form-form-br/ 2013-07-16T18:13:25+00:00 https://www.nasaa.org/24778/notice-of-request-for-public-and-internal-comment-on-proposed-changes-to-the-judgment-lien-disclosure-reporting-page-on-form-u4/ 2013-07-16T18:41:07+00:00 https://www.nasaa.org/25495/notice-of-request-for-public-comments-on-proposed-changes-to-nasaa-registration-exemption-for-investment-advisers-to-private-funds-model-rule-under-the-uniform-securities-acts-of-1956-and-2002/ 2013-08-15T21:01:35+00:00 https://www.nasaa.org/26029/making-sense-financial-professional-titles/ 2013-09-11T16:28:33+00:00 https://www.nasaa.org/wp-content/uploads/2010/08/SEC-logo.gif https://www.nasaa.org/wp-content/uploads/2011/09/NASAA-Logo-Hi-Res_SMALL.jpg https://www.nasaa.org/216/nasaa-president-david-s-massey-testifies/ 2013-09-23T19:17:45+00:00 https://www.nasaa.org/1596/100-years-of-investor-protection/ 2013-09-23T19:22:05+00:00 https://www.nasaa.org/1705/implementation-of-dodd-frank/ 2013-09-23T19:25:07+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/Dodd-Frank-Implement.jpg https://www.nasaa.org/27046/notice-request-public-internal-comment-proposed-franchise-multi-unit-commentary/ 2013-10-15T20:34:27+00:00 https://www.nasaa.org/26900/2013-presidential-address-andrea-seidt-ohio-securities-commissioner/ 2013-10-21T20:06:04+00:00 https://www.nasaa.org/27427/notice-request-public-comment-proposed-coordinated-review-program-section-3b2-offerings/ 2013-10-30T19:18:36+00:00 https://www.nasaa.org/27630/maryland-order-extends-use-maryland-limited-offering-exemption-llcs-others/ 2013-11-04T17:16:56+00:00 https://www.nasaa.org/27725/faq-disqualification-bad-actors-regulation-d-offerings-lifting-ban-general-solicitation/ 2013-11-07T19:54:48+00:00 https://www.nasaa.org/28740/amendments-federal-regulation-d-washington-state-consideration/ 2014-01-10T17:17:21+00:00 https://www.nasaa.org/30367/nasaa-president-andrea-seidts-remarks-2014-sifma-compliance-legal-society-annual-meeting/ 2014-04-10T18:57:58+00:00 https://www.nasaa.org/30427/notice-request-public-comment-proposed-changes-franchise-multi-unit-commentary/ 2014-05-14T13:53:14+00:00 https://www.nasaa.org/31494/notice-request-comment-proposed-changes-franchise-multi-unit-commentary/ 2014-06-16T18:06:32+00:00 https://www.nasaa.org/31855/notice-request-comment-regarding-proposed-model-rule-electronic-filing-form-d-securities-registration-notice-filing-documents/ 2014-06-30T18:46:13+00:00 https://www.nasaa.org/33082/public-comment-period-extended-proposed-ia-business-continuity-succession-planning-model-rule-guidance/ 2014-10-10T15:26:10+00:00 https://www.nasaa.org/33321/presidential-conversation-william-beatty-andrea-seidt/ 2014-10-28T17:02:54+00:00 https://www.nasaa.org/wp-content/uploads/2014/10/Seidt_web-300x200.jpg https://www.nasaa.org/wp-content/uploads/2014/10/Beatty_web-300x200.jpg https://www.nasaa.org/34056/nasaa-seeks-industry-professional-input-content-survey-nasaa-series-636566-examinations/ 2015-01-05T16:20:15+00:00 https://www.nasaa.org/34261/notice-request-public-comment-proposed-nasaa-model-rule-exempting-certain-merger-acquisition-brokers-state-registration/ 2015-01-15T15:57:00+00:00 https://www.nasaa.org/35090/washington-securities-divisions-issues-preproposal-statement-of-inquiry/ 2015-03-27T21:53:41+00:00 https://www.nasaa.org/35234/notice-of-request-for-additional-comments-regarding-a-proposed-nasaa-model-rule-exemption-certain-merger-and-acquisition-brokers-from-state-registration/ 2015-04-16T17:54:11+00:00 https://www.nasaa.org/35981/nasaa-general-counsel-position-announcement/ 2015-06-02T17:17:45+00:00 https://www.nasaa.org/36399/washington-securities-division-seeks-comments-on-proposed-rules-to-require-notice-filings-in-connections-with-tier-2-securities-offerings-under-federal-regulation-a/ 2015-07-10T20:19:04+00:00 https://www.nasaa.org/37179/washington-securities-division-adopts-final-rule-to-require-notice-filings-for-tier-2-securities-offerings-under-regulation-a/ 2015-09-18T20:35:55+00:00 https://www.nasaa.org/37368/notice-of-request-for-comments-regarding-a-proposed-franchise-commentary-on-financial-performance-representations/ 2015-10-01T20:29:45+00:00 https://www.nasaa.org/37560/important-announcement-regarding-fees-for-the-series-63-65-and-66-exams-2/ 2015-10-08T14:57:39+00:00 https://www.nasaa.org/5866/self-directed-iras-and-the-risk-of-fraud/ 2015-11-12T16:48:54+00:00 https://www.nasaa.org/wp-content/uploads/2010/08/SEC-logo.gif https://www.nasaa.org/wp-content/uploads/2011/09/NASAA-Logo-Hi-Res_SMALL.jpg https://www.nasaa.org/38302/nebraska-department-of-banking-and-finance-issues-notice-of-rulemaking-hearing-2/ 2015-12-04T18:20:38+00:00 https://www.nasaa.org/38322/informed-investor-advisory-third-party-asset-recovery-firms/ 2015-12-10T15:58:51+00:00 https://www.nasaa.org/38013/informed-investor-advisory-the-next-big-thing/ 2015-12-10T16:31:17+00:00 https://www.nasaa.org/33698/informed-investor-advisory-third-party-custodians-self-directed-iras-qualified-programs/ 2015-12-10T16:32:35+00:00 https://www.nasaa.org/34471/informed-investor-advisory-cybersecurity/ 2015-12-10T16:33:43+00:00 https://www.nasaa.org/33583/informed-investor-advisory-hyips/ 2015-12-10T16:34:52+00:00 https://www.nasaa.org/30631/informed-investor-advisory-virtual-currency/ 2015-12-10T16:36:11+00:00 https://www.nasaa.org/5568/informed-investor-advisory-social-networking/ 2015-12-10T17:19:27+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/questionmark.gif https://www.nasaa.org/2692/informed-investor-alert-annuities/ 2015-12-10T17:20:54+00:00 https://www.nasaa.org/2676/derivatives/ 2015-12-10T17:21:54+00:00 https://www.nasaa.org/2669/gold-related-investments/ 2015-12-10T17:23:14+00:00 https://www.nasaa.org/2660/peer-to-peer-lending/ 2015-12-10T17:23:49+00:00 https://www.nasaa.org/2639/exchange-traded-funds/ 2015-12-10T17:25:16+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/questionmark.gif https://www.nasaa.org/6782/oil-gas-investment-fraud/ 2015-12-10T17:26:09+00:00 https://www.nasaa.org/1987/senior-investor-alert-senior-specialist-designations/ 2015-12-10T17:28:36+00:00 https://www.nasaa.org/1950/senior-investor-alert-free-meal-seminars/ 2015-12-10T17:29:23+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/free-lunch-samples.jpg https://www.nasaa.org/7157/affinity-fraud-beware-of-swindlers-who-claim-loyalty-to-your-group/ 2015-12-10T17:30:04+00:00 https://www.nasaa.org/38706/38706/ 2016-01-27T17:39:36+00:00 https://www.nasaa.org/38830/exam-change-announcement/ 2016-02-04T19:45:21+00:00 https://www.nasaa.org/22870/informed-investor-advisory-financial-service-providers/ 2016-02-10T14:02:39+00:00 https://www.nasaa.org/38909/vermont-department-of-financial-regulation-securities-division-seeks-comment-on-securities-rule-no-s-2016-01-vermont-securities-regulations/ 2016-02-17T17:33:29+00:00 https://www.nasaa.org/39249/nasaa-requests-public-comment/ 2016-04-05T17:03:55+00:00 https://www.nasaa.org/39229/informed-investor-advisory-pension-advance-scams/ 2016-04-05T20:45:36+00:00 https://www.nasaa.org/39453/notice-request-public-comments-regarding-proposed-statement-policy-use-electronic-offering-documents-electronic-signatures/ 2016-05-02T16:57:27+00:00 https://www.nasaa.org/39519/notice-request-public-comments-regarding-proposed-nasaa-model-rule-uniform-notice-filing-form-federal-crowdfunding-offerings/ 2016-05-16T13:55:40+00:00 https://www.nasaa.org/39872/nebraska-department-banking-finance-issues-notice-rulemaking-hearing-3/ 2016-06-29T17:02:59+00:00 https://www.nasaa.org/35290/informed-investor-advisory-understanding-broker-dealer-fees/ 2016-07-06T18:47:40+00:00 https://www.nasaa.org/40025/notice-request-public-comment-regarding-proposed-amendment-nasaa-statement-policy-regarding-real-estate-investment-trusts/ 2016-07-27T18:07:15+00:00 https://www.nasaa.org/40167/informed-investor-advisory-escheatment/ 2016-08-25T19:05:19+00:00 https://www.nasaa.org/40162/informed-investor-advisory-eb-5-fraud/ 2016-08-25T19:08:05+00:00 https://www.nasaa.org/40282/notice-request-comments-regarding-proposed-franchise-commentary-financial-performance-representations/ 2016-09-13T21:02:10+00:00 https://www.nasaa.org/3752/top-investor-threats/ 2016-10-03T15:07:21+00:00 https://www.nasaa.org/40510/notice-request-public-comments-proposed-statement-policy-regarding-use-electronic-offering-documents-electronic-signatures/ 2016-10-04T19:21:53+00:00 https://www.nasaa.org/40666/virginia-securities-division-issues-order-take-notice-sec-2016-00051-adopting-revision-rules-governing-virginia-securities-act/ 2016-10-25T14:51:17+00:00 https://www.nasaa.org/40919/request-public-comment-regarding-proposed-model-statute-proposed-model-rule-proposed-solicitation-interest-form-permit-testing-waters-regulation-tier-1-offerings/ 2016-12-07T16:09:45+00:00 https://www.nasaa.org/2625/stock-exchanges/ 2016-12-13T20:55:13+00:00 https://www.nasaa.org/2054/investor-education-resources-for-youth-and-educators/ 2017-04-13T20:01:25+00:00 https://www.nasaa.org/42144/nasaa-statement-confirmation-jay-clayton-sec-chairman/ 2017-05-02T21:45:15+00:00 https://www.nasaa.org/42167/remarks-nasaa-president-mike-rothman-delivered-nasaa-2017-public-policy-conference/ 2017-05-10T15:13:47+00:00 https://www.nasaa.org/42188/nasaa-members-vote-adopt-statement-policy-regarding-use-electronic-offering-documents-electronic-signatures/ 2017-07-18T19:42:30+00:00 https://www.nasaa.org/2505/nasaa-member-investor-education-directory/ 2017-08-08T20:09:52+00:00 https://www.nasaa.org/wp-content/uploads/2011/07/Contacts.png https://www.nasaa.org/12842/informed-investor-advisory-crowdfunding/ 2017-08-15T15:38:04+00:00 https://www.nasaa.org/13676/small-business-advisory-crowdfunding/ 2017-08-15T19:08:43+00:00 https://www.nasaa.org/42997/request-public-comment-regarding-proposed-model-rule-amendment-unethical-business-practices-investment-advisers-investment-adviser-representatives-federal-covered-advisers-model/ 2017-08-25T20:28:14+00:00 https://www.nasaa.org/43153/exam-enrollment-window-extension/ 2017-08-30T12:59:51+00:00 https://www.nasaa.org/43197/nasaa-issues-advisory-binary-option-schemes/ 2017-09-13T14:32:25+00:00 https://www.nasaa.org/2709/how-to-check-out-your-broker-or-investment-adviser/ 2017-12-06T14:06:40+00:00 https://www.nasaa.org/42308/nasaa-members-adopt-financial-performance-representation-commentary-franchises/ 2017-12-11T19:29:07+00:00 https://www.nasaa.org/44011/request-for-public-comments-regarding-proposed-revisions-to-nasaa-corporation-finance-statements-of-policy/ 2017-12-18T17:26:20+00:00 https://www.nasaa.org/44344/nasaa-2018-investment-adviser-representative-continuing-education-iar-ce-survey/ 2018-02-13T17:26:53+00:00 https://www.nasaa.org/23169/ia-switch-report/ 2018-04-03T22:10:44+00:00 https://www.nasaa.org/wp-content/uploads/2013/05/IAS2013.jpg https://www.nasaa.org/43192/informed-investor-advisory-binary-options/ 2018-04-13T17:19:05+00:00 https://www.nasaa.org/44461/informed-investor-advisory-unicorns/ 2018-04-16T18:38:28+00:00 https://www.nasaa.org/44836/informed-investor-advisory-initial-coin-offerings/ 2018-05-14T16:33:25+00:00 https://www.nasaa.org/wp-content/uploads/2017/10/ICOvideo.png https://www.nasaa.org/45323/request-for-public-comments-regarding-proposed-new-state-cover-sheets-to-franchise-disclosure-documents/ 2018-06-14T14:35:07+00:00 https://www.nasaa.org/45600/notice-of-request-for-public-comments-regarding-a-proposed-model-rule-to-designate-nationally-recognized-securities-manuals-for-purposes-of-the-manual-exemption-and-a-proposed-model-rule-to-exempt-sec/ 2018-07-19T16:16:02+00:00 https://www.nasaa.org/46030/request-for-public-comment-regarding-a-proposed-ia-model-rule-for-information-security-and-privacy-under-the-uniform-securities-acts-of-1956-and-2002/ 2018-09-23T19:00:38+00:00 https://www.nasaa.org/45505/washington-securities-division-issues-notice-of-proposed-rule-making-to-adjust-investment-adviser-and-broker-dealer-fees/ 2018-10-11T21:03:30+00:00 https://www.nasaa.org/46246/notice-of-request-for-public-comment-regarding-updates-to-the-scor-statement-of-policy-and-the-scor-form-form-u-7/ 2018-11-02T21:02:35+00:00 https://www.nasaa.org/2355/sandwich-generation-red-flags-of-investing/ 2018-12-28T16:54:50+00:00 https://www.nasaa.org/2262/sandwich-generation/ 2018-12-28T16:56:06+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/Sandwich-Generation-Logo.jpg https://www.nasaa.org/wp-content/uploads/2011/08/Sandwich-Generation-Brochure.jpg https://www.nasaa.org/2361/sandwich-generation-additional-resources/ 2018-12-28T16:57:53+00:00 https://www.nasaa.org/48071/speakers-announced-for-nasaa-public-policy-roundtable-2/ 2019-05-28T22:11:02+00:00 https://www.nasaa.org/48074/nasaa-testifies-at-congressional-hearing-on-proposals-to-put-main-street-investor-interests-first/ 2019-05-28T22:11:59+00:00 https://www.nasaa.org/48076/nasaa-joins-states-in-promoting-financial-capability-month/ 2019-05-28T22:12:42+00:00 https://www.nasaa.org/48084/nasaa-launches-centennial-anniversary-and-announces-public-policy-roundtable/ 2019-05-28T22:14:38+00:00 https://www.nasaa.org/48086/nasaa-promotes-millennial-financial-awareness-during-america-saves-week/ 2019-05-28T22:17:40+00:00 https://www.nasaa.org/46133/nasaa-releases-annual-enforcement-report-4/ 2019-05-28T22:20:24+00:00 https://www.nasaa.org/2338/sandwich-generation-you/ 2019-06-18T19:08:55+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/Sandwich-Generation-You.jpg https://www.nasaa.org/47991/nasaa-sec-finra-issue-senior-safe-act-fact-sheet-to-help-promote-greater-reporting-of-suspected-senior-financial-exploitation/ 2019-06-24T16:37:48+00:00 https://www.nasaa.org/46092/nasaa-announces-agenda-and-speakers-for-cybersecurity-roundtable/ 2019-06-24T16:39:17+00:00 https://www.nasaa.org/46048/nasaa-coordinated-examinations-focus-on-broker-dealer-heightened-supervision-plans/ 2019-06-24T16:40:08+00:00 https://www.nasaa.org/46046/vermonts-michael-pieciak-begins-term-as-nasaa-president/ 2019-06-24T16:43:04+00:00 https://www.nasaa.org/45945/nasaa-statement-on-confirmation-of-elad-roisman-to-serve-on-the-u-s-securities-and-exchange-commission/ 2019-06-24T16:46:54+00:00 https://www.nasaa.org/45633/state-and-provincial-securities-regulators-to-convene-in-alaska-for-nasaa-annual-meeting/ 2019-06-24T16:47:24+00:00 https://www.nasaa.org/45335/nasaa-recognizes-world-elder-abuse-awareness-day/ 2019-06-24T16:47:38+00:00 https://www.nasaa.org/45319/nasaa-urges-congress-to-reject-the-securities-fraud-act-2/ 2019-06-24T16:48:44+00:00 https://www.nasaa.org/45171/nasaa-statement-regarding-the-signing-into-law-of-the-senior-safe-act/ 2019-06-24T16:48:55+00:00 https://www.nasaa.org/45143/remarks-of-nasaa-president-joseph-p-borg-at-the-signing-of-a-memorandum-of-understanding-between-federal-commodities-and-state-securities-regulators/ 2019-06-24T16:53:06+00:00 https://www.nasaa.org/45123/cftc-nasaa-sign-agreement-for-greater-information-sharing-between-federal-commodities-and-state-securities-regulators/ 2019-06-24T16:53:46+00:00 https://www.nasaa.org/wp-content/uploads/2018/05/nasaa-logo-hi-res_blue.jpg https://www.nasaa.org/wp-content/uploads/2018/05/CFTC.png https://www.nasaa.org/wp-content/uploads/2018/05/MOU-Signing.jpg https://www.nasaa.org/45057/nasaa-announces-agenda-and-speakers-for-2018-fintech-forum/ 2019-06-24T16:54:08+00:00 https://www.nasaa.org/45026/nasaa-releases-first-annual-report-on-state-registered-investment-advisers/ 2019-06-24T16:54:20+00:00 https://www.nasaa.org/44990/state-securities-regulators-announce-26-million-settlement-with-lpl-financial-llc-involving-sales-of-unregistered-non-exempt-securities/ 2019-06-24T16:55:27+00:00 https://www.nasaa.org/44960/nasaa-report-confirms-industry-progress-to-comply-with-dol-fiduciary-rule/ 2019-06-24T16:56:04+00:00 https://www.nasaa.org/44797/speakers-announced-for-nasaa-public-policy-roundtable/ 2019-06-24T16:56:17+00:00 https://www.nasaa.org/44774/nasaa-joins-national-financial-capability-month-campaign/ 2019-06-24T16:56:28+00:00 https://www.nasaa.org/44073/nasaa-reminds-investors-approach-cryptocurrencies-initial-coin-offerings-cryptocurrency-related-investment-products-caution/ 2019-06-24T17:05:46+00:00 https://www.nasaa.org/44053/online-tool-helps-investors-selecting-financial-advisor/ 2019-06-24T17:06:10+00:00 https://www.nasaa.org/wp-content/uploads/2017/12/AARP_logo_new.png https://www.nasaa.org/wp-content/uploads/2011/09/NASAA-Logo-Hi-Res_SMALL.jpg https://www.nasaa.org/44032/nasaa-statement-confirmations-robert-jackson-hester-peirce-serve-u-s-securities-exchange-commission/ 2019-06-24T17:10:37+00:00 https://www.nasaa.org/43962/nasaa-announces-top-emerging-investor-threats/ 2019-06-24T17:11:03+00:00 https://www.nasaa.org/43640/nasaa-2018-fee-announcement/ 2019-06-24T17:15:00+00:00 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https://www.nasaa.org/15710/the-jobs-act-the-importance-of-prompt-implementation-for-entrepreneurs-capital-formation-and-job-creation/ 2019-07-10T21:51:13+00:00 https://www.nasaa.org/27276/legislation-reduce-impediments-capital-formation/ 2019-07-10T21:51:23+00:00 https://www.nasaa.org/27413/jobs-act-year-half-assessing-progress-unmet-opportunities/ 2019-07-10T21:51:32+00:00 https://www.nasaa.org/39312/jobs-act-four-examining-impact-proposals-enhance-capital-formation/ 2019-07-10T21:51:44+00:00 https://www.nasaa.org/41753/jobs-act-five-examining-impact-ensuring-competitiveness-u-s-capital-markets/ 2019-07-10T21:51:52+00:00 https://www.nasaa.org/13254/h-r-4624-the-investment-adviser-oversight-act-of-2012/ 2019-07-10T21:53:23+00:00 https://www.nasaa.org/8409/spurring-job-growth-through-capital-formation-while-protecting-investors/ 2019-07-10T21:53:41+00:00 https://www.nasaa.org/5941/legislative-proposals-to-facilitate-small-business-capital-formation-and-job-creation/ 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https://www.nasaa.org/848/advising-seniors-about-their-money-who-is-qualified-and-who-is-not/ 2019-07-10T22:05:43+00:00 https://www.nasaa.org/851/after-blackstone-should-small-investors-be-exposed-to-risks-of-hedge-funds/ 2019-07-10T22:06:06+00:00 https://www.nasaa.org/854/nasaa-presidents-testimony-on-consolidation-of-nasd-and-the-regulatory-functions-of-the-nyse/ 2019-07-10T22:06:36+00:00 https://www.nasaa.org/856/the-federal-governments-role-in-empowering-americans-to-make-informed-financial-decisions-2/ 2019-07-10T22:06:48+00:00 https://www.nasaa.org/858/nasaa-written-statement-on-investor-education-submitted-to-house-committee-on-financial-services-subcommittee/ 2019-07-10T22:07:28+00:00 https://www.nasaa.org/860/nasaa-presidents-statement-at-sec-seniors-summit/ 2019-07-10T22:07:40+00:00 https://www.nasaa.org/865/financial-services-regulatory-relief-legislation/ 2019-07-10T22:08:43+00:00 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https://www.nasaa.org/53409/nasaa-statement-on-the-secs-proposed-rule-amendment-regarding-the-accredited-investor-definition/ 2019-12-18T21:52:03+00:00 https://www.nasaa.org/53392/53392/ 2019-12-19T21:13:26+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/NASAA-Logo-Hi-Res_SMALL.jpg https://www.nasaa.org/wp-content/uploads/2019/12/sipc_logo_words.jpg https://www.nasaa.org/wp-content/uploads/2019/12/FINRA_Logo_CMYK.png https://www.nasaa.org/44848/informed-investor-advisory-cryptocurrencies/ 2019-12-23T15:28:54+00:00 https://www.nasaa.org/53426/nasaa-announces-top-investor-threats-for-2020/ 2019-12-23T16:13:15+00:00 https://www.nasaa.org/53571/nasaa-names-new-general-counsel-2/ 2020-01-21T18:44:43+00:00 https://www.nasaa.org/53844/state-report-and-hold-laws-show-positive-impact-in-fight-against-senior-financial-exploitation/ 2020-02-11T18:00:00+00:00 https://www.nasaa.org/54074/nasaa-reminds-investors-to-beware-of-con-artists-looking-to-profit-from-fear-and-uncertainty/ 2020-02-28T18:46:12+00:00 https://www.nasaa.org/54085/state-and-provincial-securities-regulators-offer-resources-addressing-unique-investing-issues-facing-women/ 2020-03-02T15:47:22+00:00 https://www.nasaa.org/52507/state-investment-adviser-examinations-find-rising-cybersecurity-deficiencies/ 2020-03-04T21:12:48+00:00 https://www.nasaa.org/54268/nasaa-urges-sec-not-to-move-forward-with-proposal-to-expand-access-to-high-risk-private-offerings-without-added-protections/ 2020-03-17T18:34:58+00:00 https://www.nasaa.org/54493/nasaa-outlines-steps-state-securities-regulators-are-taking-to-provide-temporary-regulatory-relief-amid-covid-19-pandemic/ 2020-03-26T20:30:11+00:00 https://www.nasaa.org/54534/covid-19-related-investment-schemes-anticipated/ 2020-03-30T20:32:25+00:00 https://www.nasaa.org/54596/nasaa-outlines-investor-protection-concerns-amid-covid-19-crisis-in-remarks-to-sec-advisory-committee/ 2020-04-03T12:47:15+00:00 https://www.nasaa.org/54748/new-resource-shows-strong-state-covid-19-regulatory-response/ 2020-04-16T18:21:22+00:00 https://www.nasaa.org/54835/nasaa-releases-annual-report-on-state-registered-investment-advisers/ 2020-04-27T18:37:03+00:00 https://www.nasaa.org/54844/nasaa-forms-covid-19-enforcement-task-force/ 2020-04-30T19:41:05+00:00 https://www.nasaa.org/54912/new-franchise-disclosure-handbook-available-from-nasaa/ 2020-05-08T16:42:57+00:00 https://www.nasaa.org/46156/informed-investor-advisory-marijuana-related-investments/ 2020-05-08T21:39:32+00:00 https://www.nasaa.org/22284/informed-investor-alert-private-placement-offerings/ 2020-05-18T14:53:09+00:00 https://www.nasaa.org/54991/nasaa-urges-congress-to-remain-skeptical-of-proposals-to-weaken-securities-laws-in-response-to-pandemic/ 2020-05-26T17:37:55+00:00 https://www.nasaa.org/54987/examining-the-impacts-of-the-covid-19-pandemic-on-u-s-capital-markets/ 2020-05-26T18:48:19+00:00 https://www.nasaa.org/54995/nasaa-board-approves-the-release-for-public-comment-of-a-proposed-model-act-to-award-and-protect-whistleblowers/ 2020-05-26T20:05:12+00:00 https://www.nasaa.org/55002/nasaas-electronic-filing-depository-functional-expanded/ 2020-05-27T20:04:44+00:00 https://www.nasaa.org/55010/nasaa-efd-webinar/ 2020-05-28T21:11:48+00:00 https://www.nasaa.org/55064/covid-19-related-early-withdrawals-from-retirement-accounts/ 2020-06-03T19:59:47+00:00 https://www.nasaa.org/55135/cybercriminals-and-fraudsters-how-bad-actors-are-exploiting-the-financial-system-during-the-covid-19-pandemic/ 2020-06-16T15:44:16+00:00 https://www.nasaa.org/55138/nasaa-outlines-strong-state-response-to-covid-19-fraud/ 2020-06-16T16:29:02+00:00 https://www.nasaa.org/55141/nasaa-updates-covid-19-enforcement-task-force-actions/ 2020-06-16T18:13:10+00:00 https://www.nasaa.org/55129/guidance-issued-for-historical-franchise-performance-representations-reflecting-covid-19-impacts/ 2020-06-17T16:18:51+00:00 https://www.nasaa.org/54592/remarks-of-nasaa-president-christopher-gerold-to-the-sec-investor-advisory-committee/ 2020-06-23T19:05:18+00:00 https://www.nasaa.org/55241/nasaa-seeks-public-comment-on-proposed-model-act-to-establish-restitution-fund-for-victims-of-securities-law-violations/ 2020-07-01T15:10:40+00:00 https://www.nasaa.org/54381/nasaa-covid-19-update-center-advisory/ 2020-07-02T15:45:26+00:00 https://www.nasaa.org/54495/remarks-by-maryland-securities-commissioner-melanie-senter-lubin-before-the-financial-stability-oversight-council/ 2020-07-02T15:45:38+00:00 https://www.nasaa.org/55261/notice-of-request-for-public-comment-on-proposed-model-rule-for-ia-written-policies-and-procedures-under-usa-of-1956-and-2002/ 2020-07-02T16:30:22+00:00 https://www.nasaa.org/55341/nasaas-electronic-filing-depository-to-accept-mutual-fund-filings/ 2020-07-16T13:11:54+00:00 https://www.nasaa.org/43287/state-investment-adviser-examinations-uncover-cybersecurity-deficiencies/ 2020-07-21T19:58:03+00:00 https://www.nasaa.org/52518/nasaa-releases-annual-enforcement-report-5/ 2020-07-24T19:19:26+00:00 https://www.nasaa.org/52027/nasaa-updates-coordinated-crypto-crackdown-2/ 2020-07-24T19:19:45+00:00 https://www.nasaa.org/51623/nasaa-report-recommends-improved-policies-and-procedures-for-non-traditional-exchange-traded-funds/ 2020-07-24T19:20:01+00:00 https://www.nasaa.org/51513/nasaa-issues-advisory-on-opportunity-zone-investments/ 2020-07-24T19:20:40+00:00 https://www.nasaa.org/51463/nasaa-and-sec-explain-application-of-securities-law-to-opportunity-zone-investments/ 2020-07-24T19:20:58+00:00 https://www.nasaa.org/51360/house-approves-resolution-honoring-nasaas-centennial-anniversary/ 2020-07-24T19:21:29+00:00 https://www.nasaa.org/46002/nasaa-watch-for-scams-in-florences-wake/ 2020-07-24T19:22:02+00:00 https://www.nasaa.org/55513/nasaa-statement-on-confirmations-of-caroline-crenshaw-and-hester-peirce-to-serve-on-the-u-s-securities-and-exchange-commission/ 2020-08-07T20:31:23+00:00 https://www.nasaa.org/48078/nasaas-electronic-filing-depository-functionality-expanded/ 2020-08-10T20:22:55+00:00 https://www.nasaa.org/45121/state-and-provincial-securities-regulators-conduct-coordinated-international-crypto-crackdown-2/ 2020-08-14T19:50:43+00:00 https://www.nasaa.org/55568/task-force-takes-more-than-200-actions-to-protect-investors-from-fraudsters-seeking-to-profit-from-the-pandemic/ 2020-08-19T17:37:07+00:00 https://www.nasaa.org/55611/nasaa-statement-on-the-secs-amendment-of-accredited-investor-definition/ 2020-08-26T19:02:50+00:00 https://www.nasaa.org/55628/nasaa-members-adopt-model-act-to-award-and-protect-whistleblowers/ 2020-08-31T20:20:43+00:00 https://www.nasaa.org/55642/lisa-hopkins-of-west-virginia-to-lead-north-american-securities-administrators-association/ 2020-09-02T18:11:54+00:00 https://www.nasaa.org/55674/improving-investment-advice-for-workers-and-retirees/ 2020-09-03T18:52:45+00:00 https://www.nasaa.org/55693/the-need-for-financial-aid-to-americas-states-and-territories-during-the-pandemic/ 2020-09-10T17:30:29+00:00 https://www.nasaa.org/55763/nasaa-releases-annual-enforcement-report-6/ 2020-09-29T23:43:36+00:00 https://www.nasaa.org/55819/putting-investors-first-examining-the-secs-best-interest-rule/ 2020-09-30T15:08:18+00:00 https://www.nasaa.org/55855/notice-of-request-for-comments-regarding-a-proposed-amendment-to-investment-adviser-representative-continuing-education-program-and-model-rule-under-the-uniform-securities-acts-of-1956-and-2002/ 2020-10-07T15:49:13+00:00 https://www.nasaa.org/55915/nasaa-announces-agenda-for-fintech-and-cybersecurity-symposium-2/ 2020-10-14T20:45:39+00:00 https://www.nasaa.org/56041/nasaa-2021-fee-announcement/ 2020-10-30T13:30:23+00:00 https://www.nasaa.org/56150/nasaa-outlines-opposition-to-secs-proposed-federal-broker-dealer-exemption-for-private-placement-finders/ 2020-11-13T15:31:20+00:00 https://www.nasaa.org/48335/nasaa-statement-on-the-secs-regulation-best-interest/ 2020-11-17T18:54:16+00:00 https://www.nasaa.org/55669/nasaa-urges-dol-to-defer-fiduciary-rule-proposal/ 2020-11-17T18:56:17+00:00 https://www.nasaa.org/45881/nasaa-comments-on-secs-regulation-best-interest-and-related-rule-proposals/ 2020-11-17T18:57:56+00:00 https://www.nasaa.org/56250/nasaa-members-adopt-model-rule-consolidating-existing-policies-and-procedure-for-state-registered-ias/ 2020-11-30T21:02:23+00:00 https://www.nasaa.org/56305/wisconsin-securities-regulator-appointed-to-sec-investor-advisory-committee/ 2020-12-03T21:47:12+00:00 https://www.nasaa.org/56329/nasaas-electronic-filing-depository-system-nears-half-million-filings/ 2020-12-10T14:44:09+00:00 https://www.nasaa.org/56462/nasaa-reminds-firms-to-contact-regulators-with-issues-related-to-malicious-versions-of-solarwinds-software/ 2021-01-07T16:41:07+00:00 https://www.nasaa.org/56566/nasaa-statement-on-nomination-of-gary-gensler-as-sec-chair/ 2021-01-19T13:53:50+00:00 https://www.nasaa.org/56583/56583/ 2021-01-22T15:06:32+00:00 https://www.nasaa.org/56647/nasaa-reminds-regulated-firms-of-customer-obligations-and-investors-about-risks-of-stock-price-volatility/ 2021-01-29T19:59:11+00:00 https://www.nasaa.org/56683/state-enforcement-actions-announced-against-gpb-capital-holdings-for-allegedly-defrauding-investors-in-1-8-billion-private-offering-scheme/ 2021-02-04T16:56:29+00:00 https://www.nasaa.org/48081/nasaa-offers-legislative-agenda-for-116th-congress/ 2021-03-02T22:22:23+00:00 https://www.nasaa.org/55847/the-coronavirus-is-novel-but-crisis-related-scams-are-nothing-new/ 2021-03-03T15:06:28+00:00 https://www.nasaa.org/56401/nasaa-covid-19-enforcement-task-force-takes-250-actions-to-protect-investors-from-pandemic-fraudsters/ 2021-03-03T15:08:06+00:00 https://www.nasaa.org/57021/nasaa-announces-top-investor-threats-for-2021/ 2021-03-03T20:55:46+00:00 https://www.nasaa.org/57082/nasaas-legislative-agenda-calls-for-congress-to-prioritize-investor-protection/ 2021-03-08T19:46:40+00:00 https://www.nasaa.org/57294/57294/ 2021-04-07T21:15:29+00:00 https://www.nasaa.org/57335/informed-investor-advisory-esg-investing/ 2021-04-08T20:53:33+00:00 https://www.nasaa.org/57402/nasaa-statement-on-confirmation-of-gary-gensler-as-sec-chairman/ 2021-04-15T14:14:33+00:00 https://www.nasaa.org/57440/nasaa-releases-annual-report-on-state-registered-investment-advisers-2/ 2021-04-21T18:19:18+00:00 https://www.nasaa.org/57497/nasaas-electronic-filing-depository-expands-to-franchise-filings/ 2021-05-03T15:57:59+00:00 https://www.nasaa.org/57506/nasaa-names-new-communications-director/ 2021-05-05T15:56:59+00:00 https://www.nasaa.org/52533/nasaa-urges-congress-to-refrain-from-further-expanding-private-securities-markets/ 2021-05-05T20:04:35+00:00 https://www.nasaa.org/57582/nasaa-members-approve-model-act-to-create-restitution-assistance-funds-for-victims-of-securities-violations/ 2021-05-18T20:22:22+00:00 https://www.nasaa.org/55609/investment-adviser-representative-continuing-education-survey/ 2021-05-25T18:31:08+00:00 https://www.nasaa.org/56560/investment-adviser-representative-continuing-education-update-january-15-2021/ 2021-05-25T18:31:14+00:00 https://www.nasaa.org/56254/nasaa-members-adopt-model-rule-to-require-continuing-education-by-investment-adviser-representatives/ 2021-05-25T18:31:20+00:00 https://www.nasaa.org/53940/nasaa-seeks-public-comment-on-proposed-continuing-education-program-for-investment-adviser-representatives/ 2021-05-25T18:31:25+00:00 https://www.nasaa.org/57775/iar-ce-course-provider-announcement/ 2021-06-10T20:52:23+00:00 https://www.nasaa.org/57803/nasaa-sec-and-finra-offer-free-resource-to-securities-firms-to-assist-in-detection-prevention-and-reporting-of-financial-exploitation-of-seniors/ 2021-06-16T15:31:11+00:00 https://www.nasaa.org/57682/informed-investor-advisory-expense-ratios/ 2021-07-19T20:11:15+00:00 https://www.nasaa.org/wp-content/uploads/2021/06/ExpenseRatio.png https://www.nasaa.org/wp-content/uploads/2021/06/FeeChart.png https://www.nasaa.org/58136/nasaa-participates-in-national-whistleblower-day-event/ 2021-07-29T14:02:57+00:00 https://www.nasaa.org/57797/nasaa-recognizes-world-elder-abuse-awareness-day-2/ 2021-08-04T14:20:32+00:00 https://www.nasaa.org/58257/north-american-securities-administrators-association-announces-results-of-2021-2022-board-elections/ 2021-08-16T14:34:55+00:00 https://www.nasaa.org/58448/nasaa-fall-annual-meeting-to-examine-emerging-trends-in-financial-regulation/ 2021-09-13T20:42:18+00:00 https://www.nasaa.org/58542/nasaa-releases-updated-legislative-commentary-to-protect-seniors-and-vulnerable-adults-from-financial-exploitation/ 2021-09-14T20:41:27+00:00 https://www.nasaa.org/58802/state-investment-adviser-examinations-sweeps-uncover-deficiencies-in-policies-to-protect-seniors-and-vulnerable-persons/ 2021-09-21T21:38:39+00:00 https://www.nasaa.org/58826/maryland-securities-commissioner-melanie-senter-lubin-takes-helm-as-104th-president-of-north-american-securities-administrators-association/ 2021-09-23T14:54:31+00:00 https://www.nasaa.org/58890/north-american-securities-administrators-association-announces-2021-award-recipients/ 2021-09-23T14:56:00+00:00 https://www.nasaa.org/53513/nasaa-introduces-new-podcast-series-real-life-regulators/ 2021-09-30T14:10:05+00:00 https://www.nasaa.org/4303/madoff-a-21st-century-ponzi-scheme/ 2021-10-04T20:30:59+00:00 https://www.nasaa.org/59553/nasaa-seeks-public-comment-on-proposed-model-rules-to-combat-unpaid-arbitration-awards-and-fines/ 2021-10-05T17:12:38+00:00 https://www.nasaa.org/60239/nebraska-department-of-banking-and-finance-issues-notice-of-rulemaking-hearing-3/ 2021-10-08T16:28:22+00:00 https://www.nasaa.org/56834/informed-investor-advisory-protecting-your-online-accounts/ 2021-10-13T17:51:57+00:00 https://www.nasaa.org/59048/finra-nasaa-and-sec-oiea-urge-investors-to-establish-a-trusted-contact-to-increase-investor-protection/ 2021-10-20T15:23:57+00:00 https://www.nasaa.org/37301/notice-of-request-for-comments-regarding-nasaas-proposed-model-legislation-of-regulation-to-protect-vulnerable-adults-from-financial-exploitation/ 2021-10-21T14:47:47+00:00 https://www.nasaa.org/60711/nasaa-extends-waiver-of-state-registered-investment-adviser-firm-system-fees/ 2021-11-03T13:59:52+00:00 https://www.nasaa.org/60748/nasaa-report-finds-that-many-broker-dealer-firms-still-place-their-financial-interests-ahead-of-their-customers-despite-implementation-of-regulation-best-interest/ 2021-11-04T13:42:43+00:00 https://www.nasaa.org/55758/nasaa-releases-results-of-benchmarking-initiative-to-help-measure-effectiveness-of-regulation-best-interest/ 2021-11-04T13:53:40+00:00 https://www.nasaa.org/59063/nasaa-releases-annual-enforcement-report-7/ 2021-11-10T18:33:27+00:00 https://www.nasaa.org/61176/nasaa-seeks-public-comment-on-proposed-statement-of-policy-regarding-the-use-of-franchise-questionnaires-and-acknowledgments/ 2021-12-07T15:17:46+00:00 https://www.nasaa.org/61163/nasaa-announces-speakers-and-agenda-for-2021-fintech-and-cybersecurity-symposium/ 2021-12-07T17:58:43+00:00 https://www.nasaa.org/55777/cftc-and-30-states-charge-los-angeles-precious-metals-dealers-in-ongoing-185-million-fraud-targeting-the-elderly/ 2022-01-06T18:22:49+00:00 https://www.nasaa.org/61675/kristen-hutchens-named-nasaa-director-of-policy-and-government-affairs/ 2022-01-25T20:28:25+00:00 https://www.nasaa.org/61924/nasaa-seeks-securities-industry-input-on-survey-for-series-63-65-and-66-examination-content/ 2022-02-04T22:21:47+00:00 https://www.nasaa.org/61935/three-states-adopt-nasaa-model-in-2022-rule-requiring-investment-adviser-representative-continuing-education/ 2022-02-10T22:34:32+00:00 https://www.nasaa.org/62000/nasaa-and-sec-announce-100-million-settlement-with-blockfi-lending-llc/ 2022-02-14T16:35:01+00:00 https://www.nasaa.org/62251/nasaa-highlights-national-consumer-protection-week-offers-education-resources-to-help-protect-investors-from-fraud/ 2022-03-03T18:24:42+00:00 https://www.nasaa.org/62327/wisconsin-securities-regulator-elected-vice-chair-of-sec-investor-advisory-committee-2/ 2022-03-08T13:16:38+00:00 https://www.nasaa.org/62394/north-american-securities-administrators-association-statement-on-cyber-risk-and-investment-threats-related-to-the-conflict-in-ukraine/ 2022-03-14T18:35:37+00:00 https://www.nasaa.org/62478/nasaa-seeks-public-comment-on-proposed-statement-of-policy-regarding-peer-to-peer-lending/ 2022-03-23T13:59:45+00:00 https://www.nasaa.org/62590/informed-investor-advisory-reassigned-investment-accounts/ 2022-03-31T15:19:57+00:00 https://www.nasaa.org/62601/nasaa-promotes-financial-literacy-month-with-investor-education-resources/ 2022-03-31T17:01:47+00:00 https://www.nasaa.org/61817/the-cftc-and-27-state-securities-regulatory-agencies-charge-los-angeles-area-precious-metals-dealer-in-ongoing-68-million-fraud-targeting-the-elderly/ 2022-05-12T17:34:42+00:00 https://www.nasaa.org/61141/informed-investor-decentralized-finance-defined/ 2022-06-06T17:30:18+00:00 https://www.nasaa.org/46054/2018-nasaa-presidential-address-michael-pieciak-vermont-financial-regulation-commissioner/ 2022-06-08T15:40:48+00:00 https://www.nasaa.org/43306/2017-presidential-address-joseph-p-borg-alabama-securities-commission-director/ 2022-06-08T15:43:32+00:00 https://www.nasaa.org/58820/2021-nasaa-presidential-address-melanie-senter-lubin-maryland-securities-commissioner/ 2022-06-08T15:44:27+00:00 https://www.nasaa.org/52535/2019-nasaa-presidential-address-christopher-gerold-new-jersey-securities-bureau-chief/ 2022-06-08T15:45:33+00:00 https://www.nasaa.org/2618/industry-groups-and-self-regulatory-organizations/ 2022-06-22T20:09:14+00:00 https://www.nasaa.org/1843/10-tips-to-protect-your-nest-egg/ 2022-06-29T18:44:34+00:00 https://www.nasaa.org/58645/north-american-securities-administrators-association-approves-statement-on-diversity-equity-and-inclusion/ 2022-07-06T18:30:38+00:00 https://www.nasaa.org/64107/remarks-of-nasaa-president-melanie-senter-lubin-at-the-nasaa-2022-public-policy-symposium/ 2022-07-06T20:41:02+00:00 https://www.nasaa.org/64260/the-secs-potential-role-in-addressing-elder-financial-abuse-issues-2/ 2022-07-25T15:24:42+00:00 https://www.nasaa.org/64804/nasaa-panel-to-participate-in-national-whistleblower-day-event/ 2022-07-25T16:59:06+00:00 https://www.nasaa.org/64810/nasaa-letter-to-sbc-leadership-regarding-mandatory-arbitration-agreements-in-our-capital-markets/ 2022-07-25T19:38:18+00:00 https://www.nasaa.org/64784/promoting-trust-in-our-capital-markets/ 2022-07-25T19:39:14+00:00 https://www.nasaa.org/64796/nasaa-core-principles-for-evaluating-federal-legislation-relating-to-franchises/ 2022-07-25T19:39:54+00:00 https://www.nasaa.org/64857/nasaa-president-to-testify-before-us-senate-committee-on-banking-housing-and-urban-affairs/ 2022-07-28T11:00:05+00:00 https://www.nasaa.org/63866/nasaa-recognizes-world-elder-abuse-awareness-day-and-offers-new-power-of-attorney-resources/ 2022-07-28T15:09:02+00:00 https://www.nasaa.org/63883/nasaa-statement-on-confirmations-of-mark-uyeda-and-jaime-lizarraga-to-serve-on-the-u-s-securities-and-exchange-commission/ 2022-07-28T15:16:40+00:00 https://www.nasaa.org/63563/nasaa-members-adopt-model-rule-addressing-unpaid-customer-arbitration-awards-and-judgments/ 2022-07-28T15:18:45+00:00 https://www.nasaa.org/63541/north-american-securities-administrators-association-announces-2022-spring-award-recipients/ 2022-07-28T15:20:04+00:00 https://www.nasaa.org/62863/nasaa-announces-speakers-and-agenda-for-may-4-nasaas-senior-issues-and-diminished-capacity-committee-presents-webcast/ 2022-07-28T15:25:31+00:00 https://www.nasaa.org/63101/nasaa-annual-public-policy-symposium-to-focus-on-investor-protection-in-a-digital-age/ 2022-07-28T15:27:29+00:00 https://www.nasaa.org/61477/nasaa-reveals-top-investor-threats-for-2022/ 2022-07-28T15:33:50+00:00 https://www.nasaa.org/64877/protecting-investors-and-savers-understanding-scams-and-risks-in-crypto-and-securities-markets/ 2022-07-28T17:12:55+00:00 https://www.nasaa.org/64940/informed-investor-advisory-finfluencers/ 2022-08-03T19:16:14+00:00 https://www.nasaa.org/65026/nasaa-cautions-investors-on-the-rise-of-the-finfluencer/ 2022-08-09T15:23:09+00:00 https://www.nasaa.org/65006/nasaa-extendss-comment-period-on-proposed-revisions-to-statement-of-policy-regarding-real-estate-investment-trusts-of-policy-regarding-real-estate-investment-trusts-2/ 2022-08-11T12:46:52+00:00 https://www.nasaa.org/65046/prepared-remarks-of-andrea-seidt-for-the-sec-sbcfac-regarding-secondary-market-liquidity-8-2-22/ 2022-08-11T20:24:37+00:00 https://www.nasaa.org/65188/nasaa-hosts-state-and-provincial-securities-regulators-at-the-2022-fall-annual-meeting-in-nashville/ 2022-08-23T17:13:34+00:00 https://www.nasaa.org/64277/nasaa-seeks-public-comment-on-proposed-revisions-to-nasaa-statement-of-policy-regarding-real-estate-investment-trusts/ 2022-09-08T14:58:23+00:00 https://www.nasaa.org/55354/new-nasaa-study-examines-issues-related-to-financial-professionals-and-diminished-capacity/ 2022-09-09T17:01:46+00:00 https://www.nasaa.org/65309/nasaa-members-adopt-exam-validity-extensions-model-rules/ 2022-09-20T12:47:40+00:00 https://www.nasaa.org/65552/nasaa-members-adopt-two-statements-of-policy-regarding-peer-to-peer-lending-offerings-and-franchise-questionnaires-and-acknowledgements/ 2022-09-20T14:30:42+00:00 https://www.nasaa.org/65586/2022-presidential-fireside-chat-at-the-nasaa-2022-fall-annual-meeting/ 2022-09-26T20:47:05+00:00 https://www.nasaa.org/65557/new-north-american-securities-administrators-association-president-discusses-priorities-for-the-year-announces-board-of-directors/ 2022-09-26T21:00:32+00:00 https://www.nasaa.org/65656/nasaa-2023-fee-announcement/ 2022-09-28T16:48:59+00:00 https://www.nasaa.org/65720/nasaa-bulletin-investor-resilience-world-investor-week-2022/ 2022-10-03T15:41:52+00:00 https://www.nasaa.org/65727/nasaa-announces-speakers-and-agenda-for-november-3-nasaas-senior-issues-and-diminished-capacity-committee-presents-webcast/ 2022-10-03T16:13:06+00:00 https://www.nasaa.org/65570/north-american-securities-administrators-association-announces-2022-fall-award-recipients/ 2022-10-04T17:52:06+00:00 https://www.nasaa.org/57540/new-handbook-available-for-potential-iar-ce-course-content-providers/ 2022-10-11T17:49:24+00:00 https://www.nasaa.org/66400/informed-investor-advisory-single-stock-etfs/ 2022-11-29T15:24:00+00:00 https://www.nasaa.org/wp-content/uploads/2022/11/AdobeStock_169442560_Preview.jpeg https://www.nasaa.org/63189/nasaa-sec-to-hold-joint-older-investor-rountable-event/ 2022-12-01T16:35:04+00:00 https://www.nasaa.org/66950/nasaa-releases-federal-policy-agenda-for-the-118th-congress/ 2023-01-09T20:01:31+00:00 https://www.nasaa.org/67345/nasaa-report-and-recommendations-on-reinvigorating-our-capital-markets/ 2023-02-08T14:12:43+00:00 https://www.nasaa.org/67490/prepared-remarks-of-stephen-brey-for-the-sec-investor-advisory-committee-regarding-the-registered-investment-adviser-regulatory-framework/ 2023-03-02T13:00:24+00:00 https://www.nasaa.org/67496/prepared-remarks-of-faith-anderson-for-the-sec-investor-advisory-committee-regarding-the-growth-of-private-markets/ 2023-03-02T13:00:38+00:00 https://www.nasaa.org/67039/nasaa-and-sec-announce-45-million-settlement-with-nexo-capital-over-interest-bearing-account/ 2023-03-16T13:42:34+00:00 https://www.nasaa.org/67032/fred-baldassaro-named-nasaa-director-of-communications/ 2023-03-16T13:43:23+00:00 https://www.nasaa.org/67758/informed-investor-advisory-crypto/ 2023-03-30T14:45:42+00:00 https://www.nasaa.org/wp-content/uploads/2023/03/AdobeStock_361979821-scaled.jpeg https://www.nasaa.org/67820/state-securities-regulators-announce-10-million-settlement-with-robinhood-for-failing-investors/ 2023-04-06T16:03:04+00:00 https://www.nasaa.org/67878/nasaa-members-admit-guam-as-a-member-and-approve-two-regulatory-proposals/ 2023-04-17T17:18:48+00:00 https://www.nasaa.org/67892/a-roadmap-for-growth-reforms-to-encourage-capital-formation-and-investment-opportunities-for-all-americans/ 2023-04-17T19:59:20+00:00 https://www.nasaa.org/67899/nasaa-members-to-champion-investor-protection-on-capitol-hill/ 2023-04-19T12:06:56+00:00 https://www.nasaa.org/67911/nasaa-urges-congress-to-prioritize-capital-formation-policies-that-protect-investors-and-preserve-state-authority/ 2023-04-19T17:58:58+00:00 https://www.nasaa.org/67918/nasaa-highlights-top-investor-threats-for-2023/ 2023-04-20T13:18:33+00:00 https://www.nasaa.org/67936/nasaa-announces-speakers-and-agenda-for-may-18-nasaas-senior-issues-committee-presents-webcast/ 2023-04-21T14:00:03+00:00 https://www.nasaa.org/67676/nasaa-welcomes-new-members-to-its-seniors-advisory-committee/ 2023-04-26T15:40:53+00:00 https://www.nasaa.org/67574/nasaa-announces-passing-scores-associated-with-new-exam-test-specifications/ 2023-05-08T19:33:21+00:00 https://www.nasaa.org/68457/north-american-securities-administrators-association-statement-on-the-aftermath-of-typhoon-mawar-and-its-impact-on-guam/ 2023-05-30T20:17:06+00:00 https://www.nasaa.org/68557/informed-investor-advisory-seniors-guide-to-staying-safe-online/ 2023-06-07T18:20:04+00:00 https://www.nasaa.org/wp-content/uploads/2023/06/AdobeStock_392976034-scaled.jpeg https://www.nasaa.org/68701/nasaa-marks-world-elder-abuse-awareness-day-2023/ 2023-06-15T13:26:05+00:00 https://www.nasaa.org/65299/informed-investor-advisory-metaverse/ 2023-06-21T15:20:50+00:00 https://www.nasaa.org/68864/opportunities-to-strengthen-diversity-in-our-capital-markets/ 2023-06-30T18:57:08+00:00 https://www.nasaa.org/68874/preserve-the-existing-securities-regulatory-framework-as-congress-considers-digital-assets-market-structure-legislation/ 2023-07-03T13:37:22+00:00 https://www.nasaa.org/68923/nasaa-announces-4-2-million-settlement-with-raymond-james/ 2023-07-11T17:11:41+00:00 https://www.nasaa.org/65562/nasaa-releases-annual-enforcement-report-8/ 2023-07-17T17:51:03+00:00 https://www.nasaa.org/68395/nasaa-celebrates-the-five-year-anniversary-of-the-senior-safe-act/ 2023-07-17T20:13:02+00:00 https://www.nasaa.org/69468/nasaa-launches-exam-validity-extension-program/ 2023-08-30T13:18:03+00:00 https://www.nasaa.org/69493/nasaa-publishes-regulation-best-interest-examination-initiative-update-and-issues-proposed-revisions-to-its-broker-dealer-conduct-model-rule/ 2023-09-05T16:40:42+00:00 https://www.nasaa.org/69539/2023-state-investment-adviser-examination-sweep-identifies-compliance-deficiencies/ 2023-09-11T15:14:54+00:00 https://www.nasaa.org/69559/2023-nasaa-presidential-address-claire-mchenry-nebraska/ 2023-09-12T19:48:13+00:00 https://www.nasaa.org/69570/nasaa-installs-new-president-and-board-officers-at-2023-fall-annual-meeting/ 2023-09-12T20:46:04+00:00 https://www.nasaa.org/69265/informed-investor-advisory-other-peoples-money-investment-scams/ 2023-09-18T14:49:49+00:00 https://www.nasaa.org/wp-content/uploads/2023/08/AdobeStock_4590662151-scaled.jpeg https://www.nasaa.org/69610/informed-investor-advisory-will-the-real-adviser-or-broker-please-stand-up-2/ 2023-09-18T15:47:30+00:00 https://www.nasaa.org/wp-content/uploads/2023/08/AdobeStock_5845496751-scaled.jpeg https://www.nasaa.org/69642/panel-discussion-regarding-exempt-offerings-under-regulation-d-rule-506/ 2023-09-21T17:20:42+00:00 https://www.nasaa.org/69672/nasaa-debuts-new-resource-for-qualification-exams/ 2023-09-25T13:47:23+00:00 https://www.nasaa.org/69756/nasaa-investor-bulletin-world-investor-week-2023/ 2023-10-02T12:56:13+00:00 https://www.nasaa.org/wp-content/uploads/2023/09/HoweyTrade-2023-World-Investor-Week.jpg https://www.nasaa.org/69782/nasaa-joins-with-securities-regulators-around-the-world-during-world-investor-week/ 2023-10-02T14:00:43+00:00 https://www.nasaa.org/2167/investor-education-resources-for-adults-and-families/ 2023-10-18T15:10:13+00:00 https://www.nasaa.org/69975/nasaa-members-cftc-reach-settlement-with-safeguard-metals-in-68m-fraud-targeting-elderly-adults/ 2023-10-25T15:01:13+00:00 https://www.nasaa.org/70008/nasaa-announces-2024-fee-schedule-for-investment-adviser-registration-depository-system/ 2023-10-27T13:19:56+00:00 https://www.nasaa.org/70083/nasaa-launches-exam-validity-extension-program-for-investment-adviser-representatives/ 2023-10-31T15:38:16+00:00 https://www.nasaa.org/70561/nasaa-statement-on-confirmation-of-mark-uyeda-to-serve-on-the-us-securities-and-exchange-commission/ 2024-01-05T15:05:04+00:00 https://www.nasaa.org/51590/informed-investor-advisory-initial-loan-procurement/ 2024-01-19T19:53:40+00:00 https://www.nasaa.org/wp-content/uploads/2019/07/Initial-Loan-Procurements-PROTECT-YOURSELF-1.png https://www.nasaa.org/wp-content/uploads/2019/07/Initial-Loan-Procurements-RED-FLAGS-1.png https://www.nasaa.org/wp-content/uploads/2019/07/Initial-Loan-Procurements-HOW-DO-THEY-WORK_.png https://www.nasaa.org/wp-content/uploads/2019/07/Initial-Loan-Procurements-WHAT-IS-IT.png https://www.nasaa.org/wp-content/uploads/2019/07/initial-loan-procurement-facebook-1.png https://www.nasaa.org/70993/nasaa-and-sec-announce-3-million-settlement-with-tradestation/ 2024-02-07T18:20:49+00:00 https://www.nasaa.org/1733/eiffe/ 2024-02-09T20:19:43+00:00 https://www.nasaa.org/66411/informed-investor-advisory-unsoliticed-text-messages/ 2024-02-12T20:51:29+00:00 https://www.nasaa.org/wp-content/uploads/2022/11/Unsoliticited-Text-Message.png https://www.nasaa.org/71912/nasaa-members-approve-amendments-for-two-model-rules/ 2024-05-06T16:30:02+00:00 https://www.nasaa.org/70780/nasaa-investor-alert-artificial-intelligence-and-investment-fraud/ 2024-05-15T13:45:22+00:00 https://www.nasaa.org/70997/nasaa-investor-alert-artificial-intelligence-and-investment-fraud-2/ 2024-05-15T13:47:47+00:00 https://www.nasaa.org/72014/informed-investor-advisory-mobile-app-scams/ 2024-05-15T19:16:09+00:00 https://www.nasaa.org/wp-content/uploads/2024/05/AdobeStock_641235474-1-scaled.jpeg https://www.nasaa.org/71980/nasaa-seeks-public-comment-on-proposed-nasaa-model-franchise-broker-registration-act/ 2024-06-05T13:34:55+00:00 https://www.nasaa.org/72703/informed-investor-advisory-dont-get-swept-away-by-a-romance-scam/ 2024-07-03T20:06:16+00:00 https://www.nasaa.org/wp-content/uploads/2024/02/AdobeStock_499224792-scaled.jpeg https://www.nasaa.org/72768/nasaa-investor-alert-self-directed-iras-and-the-risk-of-fraud/ 2024-07-15T17:35:11+00:00 https://www.nasaa.org/73182/nasaa-releases-annual-report-on-state-registered-investment-advisers-3/ 2024-09-09T13:00:44+00:00 https://www.nasaa.org/73192/state-provincial-securities-regulators-settlement-josip-heit-gs-partners/ 2024-09-09T17:32:48+00:00 https://www.nasaa.org/73201/nasaa-investor-alert-relationship-investment-scams/ 2024-09-10T14:00:04+00:00 https://www.nasaa.org/73179/nasaa-installs-new-president-and-board-officers-at-2024-fall-annual-meeting/ 2024-09-10T20:14:30+00:00 https://www.nasaa.org/wp-content/uploads/2024/09/Van-Buskirk-Leslie-20230516-scaled-1.jpg https://www.nasaa.org/72807/andrea-seidt-to-become-nasaas-representative-sec-iac/ 2024-09-12T13:55:19+00:00 https://www.nasaa.org/73254/nasaa-announces-2025-fee-schedule-for-investment-adviser-registration-depository-system/ 2024-09-17T13:56:57+00:00 https://www.nasaa.org/73478/informed-investor-advisory-registered-professional-crypto-trader-scams/ 2024-10-09T13:09:42+00:00 https://www.nasaa.org/wp-content/uploads/2024/10/NASAA-investor-alert-registered-professional-trader-scams_edited-web.jpg https://www.nasaa.org/73469/informed-investor-advisory-investment-professional-disclosure-forms-what-should-investors-look-for/ 2024-10-09T13:13:04+00:00 https://www.nasaa.org/wp-content/uploads/2024/10/NASAA-investor-alert-disclosure-forms-web_edited.jpg https://www.nasaa.org/71147/nasaa-releases-2023-enforcement-report/ 2024-10-16T16:07:39+00:00 https://www.nasaa.org/73977/nasaa-releases-2024-enforcement-report/ 2024-10-22T14:00:09+00:00 https://www.nasaa.org/73979/nasaa-opens-public-comment-period-for-proposed-revisions-to-its-broker-dealer-conduct-model-rule/ 2024-11-04T16:48:46+00:00 https://www.nasaa.org/74065/nasaa-announces-upcoming-changes-to-the-electronic-filing-depository/ 2024-11-13T16:51:22+00:00 https://www.nasaa.org/8188/new-investment-advisers-must-take-competency-exam-starting-jan-1/ 2024-11-21T19:31:03+00:00 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https://www.nasaa.org/8205/nasaa-executive-director-philip-a-feigin-announces-plan-to-resign-and-return-to-colorado/ 2024-11-21T19:31:08+00:00 https://www.nasaa.org/8211/state-securities-regulators-streamline-program-for-entrepreneurs-wanting-to-go-public/ 2024-11-21T19:31:09+00:00 https://www.nasaa.org/8209/online-brokerage-regulation-roundtable-set-for-november-1-in-washington-d-c/ 2024-11-21T19:31:09+00:00 https://www.nasaa.org/8215/senate-to-hold-hearing-on-day-trading-sept-16/ 2024-11-21T19:31:10+00:00 https://www.nasaa.org/8213/securities-industry-urged-to-tell-investors-to-check-out-stockbrokers-backgrounds/ 2024-11-21T19:31:10+00:00 https://www.nasaa.org/8217/state-securities-cops-warn-about-religious-affinity-fraud/ 2024-11-21T19:31:11+00:00 https://www.nasaa.org/8223/securities-regulators-seek-input-on-database-for-investment-advisers/ 2024-11-21T19:31:12+00:00 https://www.nasaa.org/8219/state-securities-regulators-highlight-problems-with-day-trading/ 2024-11-21T19:31:12+00:00 https://www.nasaa.org/8227/state-securities-regulators-repeat-warnings-about-stock-day-trading/ 2024-11-21T19:31:13+00:00 https://www.nasaa.org/8225/sec-microcap-fraud-actions-state-securities-regulators-issue-statement/ 2024-11-21T19:31:13+00:00 https://www.nasaa.org/8232/longer-stock-trading-hours-mustnt-shorten-investors-time-horizons-state-securities-regulators-warn/ 2024-11-21T19:31:14+00:00 https://www.nasaa.org/8230/promises-promises-investors-warned-about-risky-fraudulent-promissory-notes/ 2024-11-21T19:31:14+00:00 https://www.nasaa.org/8239/small-companies-in-mid-atlantic-offered-way-to-streamline-securities-sales/ 2024-11-21T19:31:15+00:00 https://www.nasaa.org/8236/martin-frankel-case-a-phone-call-couldve-saved-billions-note-state-securities-cops/ 2024-11-21T19:31:15+00:00 https://www.nasaa.org/8243/day-traders-need-more-protection-against-abuses-say-state-regulators/ 2024-11-21T19:31:16+00:00 https://www.nasaa.org/8241/investment-advisers-will-soon-face-new-competency-exam/ 2024-11-21T19:31:16+00:00 https://www.nasaa.org/8247/nasaa-commends-senators-levin-schumer-and-gramm-for-preserving-principle-of-functional-regulation-in-financial-services-modernization-bill-s-900/ 2024-11-21T19:31:17+00:00 https://www.nasaa.org/8245/state-securities-cops-release-new-list-of-top-10-investment-scams/ 2024-11-21T19:31:17+00:00 https://www.nasaa.org/8249/nasaa-statement-on-sec-chairman-arthur-levitts-speech-on-online-trading/ 2024-11-21T19:31:18+00:00 https://www.nasaa.org/24419/nasaa-commends-senators-levin-schumer-and-gramm-for-preserving-principle-of-functional-regulation-in-financial-services-modernization-bill-s-900-2/ 2024-11-21T19:31:18+00:00 https://www.nasaa.org/8253/nasaa-response-to-proposals-by-sia-for-securities-markets-enhancement-act-smea/ 2024-11-21T19:31:19+00:00 https://www.nasaa.org/8251/online-trading-task-force-formed-by-state-securities-regulators/ 2024-11-21T19:31:19+00:00 https://www.nasaa.org/8257/online-investors-cautioned-offered-tips-to-protect-themselves/ 2024-11-21T19:31:20+00:00 https://www.nasaa.org/8255/48-states-join-in-national-investor-education-push-april-26-may1/ 2024-11-21T19:31:20+00:00 https://www.nasaa.org/8259/investors-going-on-line-need-to-be-cyber-savvy-state-securities-regulators-tell-senate-panel/ 2024-11-21T19:31:21+00:00 https://www.nasaa.org/8148/nasaa-statement-on-sec-chairman-arthur-levitt/ 2024-11-21T19:31:54+00:00 https://www.nasaa.org/8154/state-securities-regulatory-group-installs-new-head-board-of-directors/ 2024-11-21T19:31:55+00:00 https://www.nasaa.org/8150/nasaa-fills-board-vacancy/ 2024-11-21T19:31:55+00:00 https://www.nasaa.org/8152/state-securities-regulators-unanimously-adopt-vision-for-future/ 2024-11-21T19:31:56+00:00 https://www.nasaa.org/8159/nasaa-statement-on-approval-of-selective-disclosure-rule-reg-fd/ 2024-11-21T19:31:57+00:00 https://www.nasaa.org/8157/nasaa-general-counsel-resigns/ 2024-11-21T19:31:57+00:00 https://www.nasaa.org/8164/nasaa-implements-waiting-period-for-those-who-fail-exams/ 2024-11-21T19:31:58+00:00 https://www.nasaa.org/8162/state-securities-regulators-issue-statement-on-actions-announced-by-the-sec-u-s-attorney-for-the-southern-district-of-new-york-and-the-fbi/ 2024-11-21T19:31:58+00:00 https://www.nasaa.org/8169/online-investors-get-10-tips-from-state-securities-regulators/ 2024-11-21T19:31:59+00:00 https://www.nasaa.org/8167/sec-state-securities-regulators-announce-promissory-note-enforcement-sweep/ 2024-11-21T19:31:59+00:00 https://www.nasaa.org/8171/nasaa-president-testifies-on-future-of-state-securities-regulation/ 2024-11-21T19:32:00+00:00 https://www.nasaa.org/8175/baby-boomers-could-face-financial-hardships-in-retirement/ 2024-11-21T19:32:01+00:00 https://www.nasaa.org/8173/market-volatility-investors-should-stay-focused-on-the-long-term/ 2024-11-21T19:32:01+00:00 https://www.nasaa.org/8179/nasaa-names-marc-beauchamp-new-executive-director/ 2024-11-21T19:32:02+00:00 https://www.nasaa.org/8177/state-securities-regulators-announce-completion-of-d-h-blair-settlement-agreement/ 2024-11-21T19:32:02+00:00 https://www.nasaa.org/8183/wall-street-crime-should-earn-prison-time-says-top-state-regulator/ 2024-11-21T19:32:03+00:00 https://www.nasaa.org/8181/movie-boiler-room-wins-thumbs-up-from-top-state-securities-cop/ 2024-11-21T19:32:03+00:00 https://www.nasaa.org/8185/high-on-technology-stocks-the-antidote-diversification/ 2024-11-21T19:32:04+00:00 https://www.nasaa.org/8098/nasaa-statement-on-appointment-of-stephen-cutler-as-secs-new-enforcement-director/ 2024-11-21T19:32:41+00:00 https://www.nasaa.org/8092/nasaa-statement-on-brokerage-account-transfers/ 2024-11-21T19:32:41+00:00 https://www.nasaa.org/8096/nasaa-statement-on-sec-approval-of-new-books-and-records-rules/ 2024-11-21T19:32:42+00:00 https://www.nasaa.org/8104/nasaa-issues-top-five-list-of-investments-to-be-wary-about/ 2024-11-21T19:32:43+00:00 https://www.nasaa.org/8100/nasaa-statement-on-laura-ungers-departure-from-the-sec/ 2024-11-21T19:32:43+00:00 https://www.nasaa.org/8108/state-regulators-sec-launch-investment-adviser-information-website/ 2024-11-21T19:32:44+00:00 https://www.nasaa.org/8106/nasaa-names-new-leadership-team/ 2024-11-21T19:32:44+00:00 https://www.nasaa.org/8112/state-securities-regulators-warn-of-opportunistic-investment-scams-following-attacks-on-world-trade-center-pentagon/ 2024-11-21T19:32:45+00:00 https://www.nasaa.org/8110/state-securities-regulators-pledge-to-help-securities-firms-in-recovery-effort/ 2024-11-21T19:32:45+00:00 https://www.nasaa.org/8117/nasaa-hires-new-associate-general-counsel/ 2024-11-21T19:32:46+00:00 https://www.nasaa.org/8115/nasaa-statement-on-terrorist-attacks-on-world-trade-center-pentagon/ 2024-11-21T19:32:46+00:00 https://www.nasaa.org/8121/leading-online-investing-education-site-relaunched-to-address-five-key-trouble-spots-for-investors/ 2024-11-21T19:32:47+00:00 https://www.nasaa.org/8119/investors-get-help-in-shopping-for-certificates-of-deposit/ 2024-11-21T19:32:47+00:00 https://www.nasaa.org/24428/leading-online-investing-education-site-relaunched-to-address-five-key-trouble-spots-for-investors-2/ 2024-11-21T19:32:48+00:00 https://www.nasaa.org/7159/investment-frauds-using-religion-on-the-rise-state-regulators-warn/ 2024-11-21T19:32:49+00:00 https://www.nasaa.org/8125/nasaa-hires-new-associate-general-counsel-2/ 2024-11-21T19:32:49+00:00 https://www.nasaa.org/8129/nasaa-statement-on-the-gaos-sipc-report/ 2024-11-21T19:32:50+00:00 https://www.nasaa.org/8127/nasaa-statement-on-richard-walkers-departure-from-sec/ 2024-11-21T19:32:50+00:00 https://www.nasaa.org/8133/top-10-investment-scams-list-released-by-state-securities-regulators/ 2024-11-21T19:32:51+00:00 https://www.nasaa.org/8131/nasaa-statement-on-white-house-intent-to-nominate-harvey-pitt-to-sec-chairmanship/ 2024-11-21T19:32:51+00:00 https://www.nasaa.org/8138/nasaa-statement-on-nasd-online-suitability-guidelines/ 2024-11-21T19:32:52+00:00 https://www.nasaa.org/8136/securities-industry-and-regulators-launch-combined-investor-education-initiative/ 2024-11-21T19:32:52+00:00 https://www.nasaa.org/8142/nasaa-statement-regarding-sec-pay-parity-and-reduction-of-certain-fees/ 2024-11-21T19:32:53+00:00 https://www.nasaa.org/8140/state-securities-cops-announce-actions-against-sellers-of-payphone-schemes/ 2024-11-21T19:32:53+00:00 https://www.nasaa.org/8144/nasaa-releases-federal-legislative-agenda/ 2024-11-21T19:32:54+00:00 https://www.nasaa.org/8053/sec-ny-attorney-general-nyse-nasd-nasaa-reach-agreement-on-reforming-wall-street-practices/ 2024-11-21T19:33:33+00:00 https://www.nasaa.org/8051/nasaa-unveils-legislative-agenda-that-puts-investors-first/ 2024-11-21T19:33:33+00:00 https://www.nasaa.org/8059/nasaa-statement-on-passage-the-public-company-accounting-reform-and-investor-protection-act-of-2002/ 2024-11-21T19:33:34+00:00 https://www.nasaa.org/8055/nasaa-president-christine-bruenns-speech-to-annual-conference/ 2024-11-21T19:33:34+00:00 https://www.nasaa.org/8063/nasaa-statement-on-worldcom-wall-street-investigations-sec-resources-investor-confidence/ 2024-11-21T19:33:35+00:00 https://www.nasaa.org/8061/nasaa-statement-on-president-bushs-speech-on-corporate-responsibility/ 2024-11-21T19:33:35+00:00 https://www.nasaa.org/8067/nasaa-statement-on-nasd-reorganization/ 2024-11-21T19:33:36+00:00 https://www.nasaa.org/8065/wall-street-to-congress-shut-down-states-analyst-probe/ 2024-11-21T19:33:36+00:00 https://www.nasaa.org/8071/nasaa-statement-on-adoption-of-analyst-rule-changes/ 2024-11-21T19:33:37+00:00 https://www.nasaa.org/8069/nasaa-statement-on-merrill-lynch-settlement/ 2024-11-21T19:33:37+00:00 https://www.nasaa.org/8075/nasaa-urges-sec-nasd-to-bar-analysts-from-investment-banking/ 2024-11-21T19:33:38+00:00 https://www.nasaa.org/8073/nasaa-forms-task-force-on-analyst-independence-issues/ 2024-11-21T19:33:38+00:00 https://www.nasaa.org/8079/nasaa-president-joe-borgs-statement-on-sec-funding/ 2024-11-21T19:33:39+00:00 https://www.nasaa.org/8077/states-move-to-register-investment-adviser-representatives-online-starting-march-18/ 2024-11-21T19:33:39+00:00 https://www.nasaa.org/8087/nasaa-statement-regarding-sec-pay-parity/ 2024-11-21T19:33:40+00:00 https://www.nasaa.org/8084/risky-death-futures-draw-warning-from-state-securities-regulators-congressional-scrutiny/ 2024-11-21T19:33:40+00:00 https://www.nasaa.org/8089/prime-bank-scams-on-the-rise-state-securities-regulators-warn/ 2024-11-21T19:33:41+00:00 https://www.nasaa.org/7958/nasaa-names-veteran-lobbyist-john-hanley-as-executive-director/ 2024-11-21T19:35:28+00:00 https://www.nasaa.org/24434/nasaa-announces-update-to-series-65-66-exam-specifications-2/ 2024-11-21T19:35:29+00:00 https://www.nasaa.org/7961/state-federal-investigations-demonstrate-fundamental-unfairness-in-mutual-fund-industry/ 2024-11-21T19:35:29+00:00 https://www.nasaa.org/7965/nasaa-statement-on-approval-of-global-settlement/ 2024-11-21T19:35:30+00:00 https://www.nasaa.org/7963/nasaa-announces-update-to-series-65-66-exam-specifications/ 2024-11-21T19:35:30+00:00 https://www.nasaa.org/7969/nasaa-statement-on-multi-state-enforcement-action-targeting-advance-fee-scheme/ 2024-11-21T19:35:31+00:00 https://www.nasaa.org/7967/nasaa-statement-on-sec-hedge-fund-report/ 2024-11-21T19:35:31+00:00 https://www.nasaa.org/7973/sec-staff-and-north-american-securities-administrators-association-to-explore-means-to-improve-cooperation/ 2024-11-21T19:35:32+00:00 https://www.nasaa.org/7971/state-securities-regulators-install-new-president-board-of-directors/ 2024-11-21T19:35:32+00:00 https://www.nasaa.org/7977/nasaa-statement-on-state-investigation-of-morgan-stanley-mutual-fund-sales-practices/ 2024-11-21T19:35:33+00:00 https://www.nasaa.org/7975/state-securities-cops-senior-investors-facing-a-perfect-storm-for-investment-fraud/ 2024-11-21T19:35:33+00:00 https://www.nasaa.org/7982/nasaa-names-communications-director/ 2024-11-21T19:35:34+00:00 https://www.nasaa.org/7979/states-urge-congress-to-reconsider-proposal-that-weakens-investor-protection/ 2024-11-21T19:35:34+00:00 https://www.nasaa.org/7990/securities-regulators-unveil-fraud-awareness-quiz/ 2024-11-21T19:35:35+00:00 https://www.nasaa.org/7985/nasaa-statement-on-hr-2179/ 2024-11-21T19:35:35+00:00 https://www.nasaa.org/7998/war-terror-fears-could-be-exploited-by-con-artists-securities-regulators-warn/ 2024-11-21T19:35:36+00:00 https://www.nasaa.org/8004/nasaa-board-action-on-investment-adviser-sro-idea/ 2024-11-21T19:35:37+00:00 https://www.nasaa.org/6784/beware-of-oil-and-gas-schemes-state-securities-regulators-warn-investors/ 2024-11-21T19:35:37+00:00 https://www.nasaa.org/8000/nyses-dick-grasso-to-address-nasaa-conference/ 2024-11-21T19:35:37+00:00 https://www.nasaa.org/8010/nasaa-executive-director-to-depart/ 2024-11-21T19:35:38+00:00 https://www.nasaa.org/8007/nasaa-statement-on-the-confirmation-of-william-donaldson-as-chairman-of-the-securities-and-exchange-commission/ 2024-11-21T19:35:38+00:00 https://www.nasaa.org/8015/state-securities-regulators-endorse-uniform-securities-act-2002/ 2024-11-21T19:35:39+00:00 https://www.nasaa.org/8013/nasaa-statement-on-oxley-baker-mutual-fund-fee-initiative/ 2024-11-21T19:35:39+00:00 https://www.nasaa.org/8057/nasaa-statement-on-signing-of-the-sarbanes-oxley-act-of-2002/ 2024-11-21T19:37:08+00:00 https://www.nasaa.org/7914/new-nasaa-president-frank-widmann-urges-industry-regulators-to-help-investors-regain-confidence/ 2024-11-21T19:37:46+00:00 https://www.nasaa.org/7921/panelists-set-for-nasaa-listens-forum-on-rule-12b-1-plans/ 2024-11-21T19:37:47+00:00 https://www.nasaa.org/7918/nasaa-sweep-identifies-most-common-problems-with-investment-advisers/ 2024-11-21T19:37:47+00:00 https://www.nasaa.org/7926/deutsche-bank-securities-inc-and-thomas-weisel-partners-llc-settle-enforcement-actions/ 2024-11-21T19:37:48+00:00 https://www.nasaa.org/7924/state-securities-regulators-to-host-12b-1-forum/ 2024-11-21T19:37:48+00:00 https://www.nasaa.org/7930/nasaa-sros-seek-comment-on-new-branch-office-registration-form/ 2024-11-21T19:37:49+00:00 https://www.nasaa.org/7928/nasaa-outlines-efforts-to-fight-senior-investment-fraud/ 2024-11-21T19:37:49+00:00 https://www.nasaa.org/24435/nasaa-listens-forum-on-arbitration-to-be-webcast-live-2/ 2024-11-21T19:37:50+00:00 https://www.nasaa.org/7934/nasaa-names-new-general-counsel-deputy-general-counsel/ 2024-11-21T19:37:50+00:00 https://www.nasaa.org/7932/nasaa-to-relocate-corporate-office/ 2024-11-21T19:37:50+00:00 https://www.nasaa.org/7941/senate-banking-committee-examines-important-role-of-state-securities-regulators-in-protecting-investors/ 2024-11-21T19:37:51+00:00 https://www.nasaa.org/7939/state-securities-regulators-to-host-arbitration-forum/ 2024-11-21T19:37:51+00:00 https://www.nasaa.org/7945/nasaa-comments-on-sec-mutual-fund-proposals/ 2024-11-21T19:37:52+00:00 https://www.nasaa.org/7943/nasaa-outlines-financial-education-initiatives-in-testimony-before-federal-commission/ 2024-11-21T19:37:52+00:00 https://www.nasaa.org/7949/nasaa-statement-on-the-securities-fraud-deterrence-and-investor-restitution-act-of-2003-h-r-2179/ 2024-11-21T19:37:53+00:00 https://www.nasaa.org/7947/seniors-face-growing-risk-of-internet-investment-fraud-state-securities-regulator-tells-senate-panel/ 2024-11-21T19:37:53+00:00 https://www.nasaa.org/7952/state-securities-regulators-release-top-10-scams-schemes-scandals/ 2024-11-21T19:37:54+00:00 https://www.nasaa.org/7694/nasaa-to-host-forum-on-naked-short-selling/ 2024-11-21T19:39:29+00:00 https://www.nasaa.org/7689/panelists-set-for-nasaa-forum-on-naked-short-selling/ 2024-11-21T19:39:29+00:00 https://www.nasaa.org/2835/nasaa-nasd-and-nyse-regulation-applaud-sec-approval-of-new-uniform-definition-of-branch-office-and-centralized-registration-system/ 2024-11-21T19:39:30+00:00 https://www.nasaa.org/7697/sec-nasaa-announce-iard-system-fee-waiver-2/ 2024-11-21T19:39:30+00:00 https://www.nasaa.org/7699/incoming-nasaa-president-struck-to-stress-respect-and-collaboration/ 2024-11-21T19:39:31+00:00 https://www.nasaa.org/7702/nasaa-sweep-identifies-investment-adviser-problems/ 2024-11-21T19:39:31+00:00 https://www.nasaa.org/7707/nasaa-advises-investors-to-beware-of-hurricane-related-scams/ 2024-11-21T19:39:32+00:00 https://www.nasaa.org/7705/nasaa-members-serving-investors-in-wake-of-hurricane-katrina/ 2024-11-21T19:39:32+00:00 https://www.nasaa.org/6910/nasaa-warns-investors-to-beware-of-phantom-regulators/ 2024-11-21T19:39:33+00:00 https://www.nasaa.org/7710/nasaa-statement-on-sec-chairman-cox/ 2024-11-21T19:39:33+00:00 https://www.nasaa.org/7715/nasaa-to-host-annual-conference-in-minneapolis-september-11-14/ 2024-11-21T19:39:34+00:00 https://www.nasaa.org/7712/nasaa-members-adopt-resolution-on-state-securities-regulatory-authority/ 2024-11-21T19:39:34+00:00 https://www.nasaa.org/7717/nasaa-statement-on-sec-chairman-donaldson/ 2024-11-21T19:39:35+00:00 https://www.nasaa.org/7720/nasaa-launches-online-enforcement-directory/ 2024-11-21T19:39:35+00:00 https://www.nasaa.org/7728/nasaa-applauds-designation-of-april-as-financial-literacy-month/ 2024-11-21T19:39:36+00:00 https://www.nasaa.org/7723/nasaa-welcomes-u-s-virgin-islands-as-newest-member/ 2024-11-21T19:39:36+00:00 https://www.nasaa.org/7735/nasaa-member-to-serve-on-sec-advisory-committee/ 2024-11-21T19:39:37+00:00 https://www.nasaa.org/7725/nasaa-to-host-public-policy-conference-2/ 2024-11-21T19:39:37+00:00 https://www.nasaa.org/7737/nasaa-2005-top-10-threats-to-investors/ 2024-11-21T19:39:38+00:00 https://www.nasaa.org/7744/nasaa-launches-redesigned-website/ 2024-11-21T19:39:39+00:00 https://www.nasaa.org/7742/nasaa-commends-launch-of-congressional-financial-and-economic-literacy-caucus/ 2024-11-21T19:39:39+00:00 https://www.nasaa.org/7593/state-securities-regulators-report-increases-in-enforcement-actions-money-ordered-returned-to-investors-years-of-incarceration-for-securities-law-violations/ 2024-11-21T19:40:13+00:00 https://www.nasaa.org/7602/sec-nasaa-announce-continuation-of-iard-system-fee-waiver/ 2024-11-21T19:40:14+00:00 https://www.nasaa.org/7598/nasaa-statement-on-consolidation-of-securities-industry-sros/ 2024-11-21T19:40:14+00:00 https://www.nasaa.org/7604/nasaa-applauds-enactment-of-legislation-to-protect-military-personnel-from-unscrupulous-sales-of-insurance-and-investment-products/ 2024-11-21T19:40:15+00:00 https://www.nasaa.org/7600/nasaa-warns-online-investors-to-beware-of-hack-attacks/ 2024-11-21T19:40:15+00:00 https://www.nasaa.org/7608/nasaa-examinations-identify-top-bd-compliance-deficiencies/ 2024-11-21T19:40:16+00:00 https://www.nasaa.org/7606/nasaa-installs-new-president-board-of-directors-3/ 2024-11-21T19:40:16+00:00 https://www.nasaa.org/7614/state-financial-regulators-seek-to-retain-state-enforcement-role-in-data-security-legislation/ 2024-11-21T19:40:17+00:00 https://www.nasaa.org/7612/nasaa-to-host-annual-conference-in-san-diego-september-17-19/ 2024-11-21T19:40:17+00:00 https://www.nasaa.org/7622/nasaa-statement-on-wachovia-capital-markets-llc-settlement/ 2024-11-21T19:40:18+00:00 https://www.nasaa.org/7620/nasaa-survey-shows-senior-investment-fraud-accounts-for-nearly-half-of-all-complaints-received-by-state-securities-regulators/ 2024-11-21T19:40:18+00:00 https://www.nasaa.org/7627/sec-and-nasaa-launch-program-to-protect-senior-investors/ 2024-11-21T19:40:19+00:00 https://www.nasaa.org/7624/consumers-regulators-and-industry-groups-join-to-produce-investor-education-brochure/ 2024-11-21T19:40:19+00:00 https://www.nasaa.org/7635/nasaa-and-sia-promote-investor-education-for-hispanic-investors/ 2024-11-21T19:40:20+00:00 https://www.nasaa.org/7629/panelists-announced-for-nasaa-policy-forum/ 2024-11-21T19:40:20+00:00 https://www.nasaa.org/7638/nasaa-statement-on-appointment-of-andrew-donohue-as-director-of-the-sec-division-of-investment-management/ 2024-11-21T19:40:21+00:00 https://www.nasaa.org/7630/sec-chairman-cox-to-address-nasaa-public-policy-conference/ 2024-11-21T19:40:21+00:00 https://www.nasaa.org/7644/nasaa-listens-forum-on-hedge-funds-to-be-webcast/ 2024-11-21T19:40:22+00:00 https://www.nasaa.org/7640/nasaa-applauds-resolutions-supporting-goals-and-ideals-of-financial-literacy-month/ 2024-11-21T19:40:22+00:00 https://www.nasaa.org/7657/nasaa-to-detail-threats-to-senior-investors/ 2024-11-21T19:40:23+00:00 https://www.nasaa.org/7653/nasaa-identifies-threats-to-senior-investors-in-senate-testimony/ 2024-11-21T19:40:23+00:00 https://www.nasaa.org/7659/panelists-set-for-nasaa-listens-forum-on-hedge-funds/ 2024-11-21T19:40:24+00:00 https://www.nasaa.org/7667/state-securities-regulators-release-unlucky-13-investor-traps/ 2024-11-21T19:40:25+00:00 https://www.nasaa.org/7663/nasaa-names-russ-iuculano-as-executive-director/ 2024-11-21T19:40:25+00:00 https://www.nasaa.org/7660/nasaa-listens-forum-to-focus-on-hedge-funds/ 2024-11-21T19:40:25+00:00 https://www.nasaa.org/7669/nasaa-statement-on-nasd-leadership-plans/ 2024-11-21T19:40:26+00:00 https://www.nasaa.org/7684/regulators-urge-investors-to-carefully-check-credentials-of-senior-specialists/ 2024-11-21T19:41:25+00:00 https://www.nasaa.org/7677/state-securities-regulators-remind-investors-to-do-their-homework-before-investing-in-529-college-savings-plans/ 2024-11-21T19:41:57+00:00 https://www.nasaa.org/7484/nasaa-warns-investors-to-watch-for-holiday-investment-fraud/ 2024-11-21T19:42:39+00:00 https://www.nasaa.org/7487/nasaa-urges-reforms-to-securities-arbitration-system/ 2024-11-21T19:42:40+00:00 https://www.nasaa.org/7495/coordinated-examinations-identify-investment-adviser-deficiencies/ 2024-11-21T19:42:41+00:00 https://www.nasaa.org/7489/nasaa-comments-on-treasury-department-financial-institution-regulatory-review/ 2024-11-21T19:42:41+00:00 https://www.nasaa.org/7505/free-lunch-investment-seminar-examinations-uncover-widespread-problems-perils-for-older-investors/ 2024-11-21T19:42:42+00:00 https://www.nasaa.org/7501/nasaa-installs-new-president-board-of-directors-2/ 2024-11-21T19:42:42+00:00 https://www.nasaa.org/7514/nasaa-outlines-dangers-facing-senior-investors/ 2024-11-21T19:42:43+00:00 https://www.nasaa.org/7509/state-securities-regulators-issue-senior-investor-alert/ 2024-11-21T19:42:43+00:00 https://www.nasaa.org/7518/nasaa-and-naa-foundation-launch-fsi-fraud-scene-investigator/ 2024-11-21T19:42:44+00:00 https://www.nasaa.org/7516/nasaa-to-outline-efforts-to-protect-seniors-from-misleading-free-lunch-investment-seminars-and-professional-designations/ 2024-11-21T19:42:44+00:00 https://www.nasaa.org/7523/nasaa-leaders-address-national-conference-of-state-legislatures/ 2024-11-21T19:42:45+00:00 https://www.nasaa.org/7521/nasaa-to-participate-in-national-seniors-summit-september-10/ 2024-11-21T19:42:45+00:00 https://www.nasaa.org/7527/nasaa-offers-tips-on-how-to-talk-to-aging-parents-about-senior-investment-fraud/ 2024-11-21T19:42:46+00:00 https://www.nasaa.org/7525/nasaa-outlines-concerns-about-risks-to-retail-investors-from-ipos-of-private-equity-and-hedge-fund-firms/ 2024-11-21T19:42:46+00:00 https://www.nasaa.org/7533/state-securities-regulators-identify-top-10-traps-facing-investors/ 2024-11-21T19:42:47+00:00 https://www.nasaa.org/7530/nasaa-outlines-key-concerns-about-merger-of-securities-industry-self-regulatory-organizations/ 2024-11-21T19:42:47+00:00 https://www.nasaa.org/7556/speakers-set-for-nasaa-public-policy-conference/ 2024-11-21T19:42:48+00:00 https://www.nasaa.org/7552/regulators-join-forces-to-warn-public-of-foreign-currency-trading-frauds/ 2024-11-21T19:42:48+00:00 https://www.nasaa.org/7563/nasaa-offers-new-podcast-series-to-help-listeners-become-alert-investors/ 2024-11-21T19:42:49+00:00 https://www.nasaa.org/7567/nasaa-highlights-financial-education-efforts-at-inaugural-meeting-of-national-financial-education-network/ 2024-11-21T19:42:50+00:00 https://www.nasaa.org/7559/nasaa-commends-resolutions-supporting-the-goals-of-financial-literacy-month/ 2024-11-21T19:42:50+00:00 https://www.nasaa.org/7572/nasaa-challenges-reports-that-over-regulation-has-harmed-u-s-capital-market-competitiveness/ 2024-11-21T19:42:51+00:00 https://www.nasaa.org/7570/nasaa-to-host-public-policy-conference-on-may-8/ 2024-11-21T19:42:51+00:00 https://www.nasaa.org/7576/nasaa-to-host-symposium-focusing-on-investor-protection-in-an-era-of-increasing-capital-market-competition/ 2024-11-21T19:42:52+00:00 https://www.nasaa.org/7574/nasaa-announces-panelists-for-march-22-symposium/ 2024-11-21T19:42:52+00:00 https://www.nasaa.org/7579/nasaa-sifma-and-sipc-join-to-promote-investor-education-with-updated-understanding-your-brokerage-statement-brochure/ 2024-11-21T19:42:53+00:00 https://www.nasaa.org/7581/nasaa-supports-national-consumer-protection-week/ 2024-11-21T19:42:54+00:00 https://www.nasaa.org/24441/nasaa-sifma-and-sipc-join-to-promote-investor-education-with-updated-understanding-your-brokerage-statement-brochure-2/ 2024-11-21T19:42:54+00:00 https://www.nasaa.org/7584/nasaa-unveils-pro-investor-legislative-agenda-for-the-110th-congress/ 2024-11-21T19:42:55+00:00 https://www.nasaa.org/6789/state-securities-regulators-warn-against-slippery-oil-and-gas-deals/ 2024-11-21T19:42:56+00:00 https://www.nasaa.org/7587/nasaa-to-unveil-pro-investor-legislative-agenda-for-110th-congress/ 2024-11-21T19:42:56+00:00 https://www.nasaa.org/5607/nasaa-statement-on-selection-of-mary-schapiro-as-sec-chairman/ 2024-11-21T19:43:21+00:00 https://www.nasaa.org/5613/state-securities-regulators-offer-tips-to-help-investors-avoid-dishonest-investment-professionals/ 2024-11-21T19:43:22+00:00 https://www.nasaa.org/5611/nasaa-statement-on-sec-equity-indexed-annuity-rule/ 2024-11-21T19:43:22+00:00 https://www.nasaa.org/5616/financial-services-regulatory-reform-roundtable-to-be-webcast/ 2024-11-21T19:43:23+00:00 https://www.nasaa.org/2412/nasaa-outlines-regulatory-reform-plan-promoting-wall-street-change-for-the-benefit-of-main-street/ 2024-11-21T19:43:23+00:00 https://www.nasaa.org/5622/prosper-marketplace-inc-enters-settlement-with-state-securities-regulators-over-sales-of-unregistered-securities/ 2024-11-21T19:43:24+00:00 https://www.nasaa.org/5619/panelists-set-for-financial-services-regulatory-reform-roundtable/ 2024-11-21T19:43:24+00:00 https://www.nasaa.org/5627/feeling-the-squeeze-nasaa-offers-sandwich-generation-relief/ 2024-11-21T19:43:25+00:00 https://www.nasaa.org/5624/nasaa-to-host-financial-services-regulatory-reform-roundtable/ 2024-11-21T19:43:25+00:00 https://www.nasaa.org/2178/state-securities-regulators-remind-auction-rate-securities-investors-to-contact-firms-about-buyback-offers/ 2024-11-21T19:43:26+00:00 https://www.nasaa.org/5630/nasaa-outlines-core-principles-for-regulatory-reform-in-financial-services/ 2024-11-21T19:43:26+00:00 https://www.nasaa.org/5635/aarp-and-nasaa-launch-free-lunch-seminar-monitor-program/ 2024-11-21T19:43:27+00:00 https://www.nasaa.org/5632/sec-nasaa-announce-iard-system-fee-waiver/ 2024-11-21T19:43:27+00:00 https://www.nasaa.org/wp-content/uploads/2010/08/SEC-logo.gif https://www.nasaa.org/wp-content/uploads/2011/08/NASAA-logo-2-color1.gif https://www.nasaa.org/5640/california-gov-schwarzenegger-signs-senior-investor-protection-legislation-into-law/ 2024-11-21T19:43:28+00:00 https://www.nasaa.org/2182/state-securities-regulators-announce-settlement-with-bank-of-america-and-rbc-capital-markets-corp-in-auction-rate-securities-investigations/ 2024-11-21T19:43:28+00:00 https://www.nasaa.org/5646/regulators-release-new-report-to-assist-financial-services-firms-in-serving-older-investors/ 2024-11-21T19:43:29+00:00 https://www.nasaa.org/5644/nasaa-cautions-main-street-investors-against-making-uninformed-sudden-decisions-amid-wall-street-crisis/ 2024-11-21T19:43:29+00:00 https://www.nasaa.org/2185/state-securities-regulators-announce-settlement-with-credit-suisse-securities-in-auction-rate-securities-investigation/ 2024-11-21T19:43:30+00:00 https://www.nasaa.org/5651/nasaa-installs-new-president-board-of-directors/ 2024-11-21T19:43:30+00:00 https://www.nasaa.org/5653/nasaa-supports-sec-equity-indexed-annuities-proposal/ 2024-11-21T19:43:31+00:00 https://www.nasaa.org/2192/securities-regulators-announce-settlement-with-wachovia-over-sale-of-auction-rate-securities/ 2024-11-21T19:43:32+00:00 https://www.nasaa.org/2189/state-securities-regulators-announce-settlements-with-merrill-lynch-goldman-sachs-deutsche-bank-in-auction-rate-securities-investigations/ 2024-11-21T19:43:32+00:00 https://www.nasaa.org/2194/state-securities-regulators-announce-settlements-with-jp-morgan-morgan-stanley-in-auction-rate-securities-investigations/ 2024-11-21T19:43:33+00:00 https://www.nasaa.org/2198/securities-regulators-announce-settlement-with-ubs-in-auction-rate-securities-investigation/ 2024-11-21T19:43:34+00:00 https://www.nasaa.org/2204/securities-regulators-announce-settlement-with-citigroup-in-auction-rate-securities-investigation/ 2024-11-21T19:43:35+00:00 https://www.nasaa.org/5657/nasaa-court-decision-a-major-victory-for-investors/ 2024-11-21T19:43:36+00:00 https://www.nasaa.org/5655/nasaa-statement-on-finra-arbitration-pilot-program/ 2024-11-21T19:43:36+00:00 https://www.nasaa.org/5659/new-hampshire-gov-lynch-signs-senior-investor-protection-legislation-into-law/ 2024-11-21T19:43:37+00:00 https://www.nasaa.org/5664/nasaa-commends-sec-for-advancing-equity-indexed-annuities-proposal/ 2024-11-21T19:43:38+00:00 https://www.nasaa.org/5661/nasaa-voices-strong-support-for-caseykohl-legislation-to-enhance-penalties-for-investment-fraud-against-seniors/ 2024-11-21T19:43:38+00:00 https://www.nasaa.org/5672/nasaa-identifies-traps-likely-to-burn-investors-this-summer/ 2024-11-21T19:43:39+00:00 https://www.nasaa.org/5669/nasaa-forum-on-securities-arbitration-to-be-webcast/ 2024-11-21T19:43:39+00:00 https://www.nasaa.org/5676/nasaa-to-host-securities-arbitration-forum/ 2024-11-21T19:43:40+00:00 https://www.nasaa.org/5674/leading-arbitration-experts-to-speak-at-nasaa-forum-on-securities-arbitration/ 2024-11-21T19:43:40+00:00 https://www.nasaa.org/5680/state-securities-regulators-launch-program-to-help-law-enforcement-investigate-investment-fraud/ 2024-11-21T19:43:41+00:00 https://www.nasaa.org/2209/state-securities-regulators-coordinate-ongoing-auction-rate-securities-investigations/ 2024-11-21T19:43:42+00:00 https://www.nasaa.org/5678/nasaa-applauds-proposed-amendment-to-require-disclosure-of-allegations-against-brokers-in-arbitrations-and-civil-lawsuits/ 2024-11-21T19:43:42+00:00 https://www.nasaa.org/5685/state-securities-regulators-announce-new-model-rule-on-the-use-of-senior-certifications-and-professional-designations/ 2024-11-21T19:43:43+00:00 https://www.nasaa.org/5683/nasaa-commends-dateline-nbc-for-helping-expose-questionable-equity-indexed-annuity-sales-practices-to-seniors/ 2024-11-21T19:43:43+00:00 https://www.nasaa.org/5687/nasaa-statement-on-treasury-departments-financial-services-regulatory-restructuring-plan/ 2024-11-21T19:43:44+00:00 https://www.nasaa.org/24449/nasaa-statement-on-treasury-departments-financial-services-regulatory-restructuring-plan-2/ 2024-11-21T19:43:45+00:00 https://www.nasaa.org/5694/nasaa-brings-fraud-prevention-focus-to-america-saves-week/ 2024-11-21T19:43:46+00:00 https://www.nasaa.org/5692/speakers-announced-for-nasaa-public-policy-conference/ 2024-11-21T19:43:46+00:00 https://www.nasaa.org/5696/sec-nasaa-and-finra-announce-new-steps-to-help-protect-senior-investors/ 2024-11-21T19:43:47+00:00 https://www.nasaa.org/5700/nasaa-outlines-pro-investor-legislative-priorities/ 2024-11-21T19:43:48+00:00 https://www.nasaa.org/5698/state-securities-regulators-say-new-study-clearly-shows-investors-view-securities-arbitration-as-biased-and-unfair/ 2024-11-21T19:43:48+00:00 https://www.nasaa.org/5704/state-securities-regulators-remind-investors-that-scams-often-hide-behind-the-headlines/ 2024-11-21T19:43:49+00:00 https://www.nasaa.org/5707/nasaa-responds-to-u-s-supreme-court-decision-in-stoneridge-case/ 2024-11-21T19:43:50+00:00 https://www.nasaa.org/2154/state-securities-regulators-announce-settlement-with-stifel-nicolaus-co-inc-in-auction-rate-securities-investigations/ 2024-11-21T19:44:25+00:00 https://www.nasaa.org/24459/state-securities-regulators-announce-settlement-with-stifel-nicolaus-co-inc-in-auction-rate-securities-investigations-2/ 2024-11-21T19:44:26+00:00 https://www.nasaa.org/5073/state-securities-regulators-urge-congress-to-resist-pressure-to-weaken-investor-protections-in-reform-proposals/ 2024-11-21T19:44:27+00:00 https://www.nasaa.org/5070/nasaa-applauds-house-passage-of-regulatory-reform-bill/ 2024-11-21T19:44:27+00:00 https://www.nasaa.org/5077/the-most-dangerous-piece-of-mail/ 2024-11-21T19:44:28+00:00 https://www.nasaa.org/2171/state-securities-regulators-announce-1-3-billion-settlement-with-wells-fargo-investors-in-auction-rate-securities-investigations/ 2024-11-21T19:44:28+00:00 https://www.nasaa.org/5113/nasaa-statement-on-the-investor-protection-act/ 2024-11-21T19:44:29+00:00 https://www.nasaa.org/5111/nasaa-statement-on-senate-financial-services-regulatory-reform-proposal/ 2024-11-21T19:44:29+00:00 https://www.nasaa.org/5119/nasaa-announces-iard-system-fee-waiver/ 2024-11-21T19:44:30+00:00 https://www.nasaa.org/5116/nasaa-statement-on-investment-adviser-regulation/ 2024-11-21T19:44:30+00:00 https://www.nasaa.org/5129/nasaa-statement-on-finra-arbitration-pilot-program-expansion/ 2024-11-21T19:44:31+00:00 https://www.nasaa.org/5123/nasaa-president-outlines-key-elements-of-meaningful-regulatory-reform-in-congressional-testimony/ 2024-11-21T19:44:31+00:00 https://www.nasaa.org/5134/nasaa-outlines-best-practices-for-investment-advisers/ 2024-11-21T19:44:32+00:00 https://www.nasaa.org/5126/nasaa-president-to-urge-congress-to-enact-meaningful-regulatory-reforms/ 2024-11-21T19:44:32+00:00 https://www.nasaa.org/5151/texas-securities-commissioner-denise-voigt-crawford-elected-new-nasaa-president/ 2024-11-21T19:44:33+00:00 https://www.nasaa.org/5145/nasaa-to-urge-senate-to-re-establish-liabillity-for-aiders-and-abettors-of-securities-violations/ 2024-11-21T19:44:33+00:00 https://www.nasaa.org/5229/nasaa-supports-congressional-efforts-to-protect-senior-investors/ 2024-11-21T19:44:34+00:00 https://www.nasaa.org/5227/nasaa-opens-conference-with-strong-affirmation-of-investor-protection-role-of-state-and-provincial-securities-regulators/ 2024-11-21T19:44:34+00:00 https://www.nasaa.org/5250/nasaa-statement-on-court-decision-in-equity-indexed-annuities-case/ 2024-11-21T19:44:35+00:00 https://www.nasaa.org/5232/nasaa-identifies-top-10-investor-traps/ 2024-11-21T19:44:35+00:00 https://www.nasaa.org/2174/state-securities-regulators-announce-settlement-with-td-ameritrade-in-auction-rate-securities-investigations/ 2024-11-21T19:44:36+00:00 https://www.nasaa.org/5259/nasaa-statement-on-u-s-supreme-court-decision-in-cuomo-v-the-clearing-house-association-llc/ 2024-11-21T19:44:37+00:00 https://www.nasaa.org/5266/nasaa-statement-on-obama-financial-regulatory-reform-proposals/ 2024-11-21T19:44:38+00:00 https://www.nasaa.org/5268/nasaa-napsa-unite-to-fight-financial-elder-abuse/ 2024-11-21T19:44:39+00:00 https://www.nasaa.org/5270/nasaa-president-appointed-to-sec-investor-advisory-committee/ 2024-11-21T19:44:40+00:00 https://www.nasaa.org/2440/nasaa-applauds-obama-directive-affirming-the-value-of-state-regulatory-authority/ 2024-11-21T19:44:40+00:00 https://www.nasaa.org/5297/nasaa-voices-support-for-arbitration-fairness-act-of-2009-s-931-h-r-1020/ 2024-11-21T19:44:41+00:00 https://www.nasaa.org/5272/nasaa-supports-the-hedge-fund-adviser-registration-act-of-2009-h-r-711/ 2024-11-21T19:44:41+00:00 https://www.nasaa.org/5301/nasaa-reminds-investors-to-investigate-before-investing/ 2024-11-21T19:44:42+00:00 https://www.nasaa.org/5315/state-securities-regulators-continue-to-see-fraud-and-abuse-in-the-life-settlement-market/ 2024-11-21T19:44:43+00:00 https://www.nasaa.org/5305/state-securities-regulators-voice-strong-support-for-senior-investment-protection-act/ 2024-11-21T19:44:43+00:00 https://www.nasaa.org/5321/nasaa-president-to-testify-before-senate-committee-examining-the-life-settlement-market/ 2024-11-21T19:44:44+00:00 https://www.nasaa.org/5333/nasaa-launches-website-to-help-auction-rate-securities-investors-navigate-arbitration-process/ 2024-11-21T19:44:45+00:00 https://www.nasaa.org/5340/nasaa-president-to-offer-proposals-to-bolster-financial-services-regulation-in-testimony-before-the-senate-banking-committee/ 2024-11-21T19:44:46+00:00 https://www.nasaa.org/5336/nasaa-president-proposes-expanded-role-of-state-securities-regulators-in-testimony-before-u-s-senate-banking-committee/ 2024-11-21T19:44:46+00:00 https://www.nasaa.org/5343/state-securities-regulators-urge-congress-to-provide-greater-resources-to-fight-investment-fraud/ 2024-11-21T19:44:47+00:00 https://www.nasaa.org/5338/nasaa-to-host-public-policy-conference/ 2024-11-21T19:44:47+00:00 https://www.nasaa.org/5348/state-securities-regulators-to-offer-congressional-panel-proposals-to-enhance-enforcement-of-financial-crimes/ 2024-11-21T19:44:48+00:00 https://www.nasaa.org/5350/nasaa-statement-on-obama-administrations-principles-for-financial-services-regulatory-reform/ 2024-11-21T19:44:49+00:00 https://www.nasaa.org/24455/nasaa-statement-on-obama-administrations-principles-for-financial-services-regulatory-reform-2/ 2024-11-21T19:44:50+00:00 https://www.nasaa.org/5357/nasaa-focuses-on-fraud-prevention-during-america-saves-week/ 2024-11-21T19:44:51+00:00 https://www.nasaa.org/5354/nasaa-statement-on-finra-leadership/ 2024-11-21T19:44:51+00:00 https://www.nasaa.org/5361/nasaa-offers-pro-investor-legislative-agenda-2/ 2024-11-21T19:44:52+00:00 https://www.nasaa.org/1489/nasaa-cautions-investors-mining-for-golden-opportunities/ 2024-11-21T19:45:14+00:00 https://www.nasaa.org/1484/nasaa-helps-investors-assess-risks-of-peer-to-peer-lending/ 2024-11-21T19:45:14+00:00 https://www.nasaa.org/1512/nasaa-announces-continuation-of-iard-system-fee-waiver/ 2024-11-21T19:45:15+00:00 https://www.nasaa.org/1510/nasaa-identifies-top-broker-dealer-compliance-deficiencies/ 2024-11-21T19:45:15+00:00 https://www.nasaa.org/1516/david-massey-of-north-carolina-to-lead-nasaa/ 2024-11-21T19:45:16+00:00 https://www.nasaa.org/1518/nasaa-launches-online-resource-center-to-help-ia-firms-prepare-to-switch-to-state-regulation/ 2024-11-21T19:45:16+00:00 https://www.nasaa.org/1520/state-regulators-announce-representatives-for-the-financial-stability-oversight-council/ 2024-11-21T19:45:17+00:00 https://www.nasaa.org/wp-content/uploads/2011/08/CSBS-logo.gif https://www.nasaa.org/wp-content/uploads/2011/08/naic-logo.gif https://www.nasaa.org/wp-content/uploads/2011/08/NASAA-logo-2-color.gif https://www.nasaa.org/1514/nasaa-statement-on-finra-arbitration-plan/ 2024-11-21T19:45:17+00:00 https://www.nasaa.org/1527/panelists-announced-for-nasaa-annual-conference/ 2024-11-21T19:45:18+00:00 https://www.nasaa.org/1533/nasaa-urges-sec-to-put-investors-first-in-dodd-frank-fiduciary-study/ 2024-11-21T19:45:19+00:00 https://www.nasaa.org/1530/nasaa-statement-on-new-survey-showing-near-unanimous-investor-support-for-fiduciary-duty-standard-of-care/ 2024-11-21T19:45:19+00:00 https://www.nasaa.org/1541/nasaa-identifies-top-investor-traps/ 2024-11-21T19:45:20+00:00 https://www.nasaa.org/1535/nasaa-sec-finra-publish-updated-best-practices-for-firms-serving-senior-investors/ 2024-11-21T19:45:20+00:00 https://www.nasaa.org/wp-content/uploads/2010/08/SEC-logo.gif https://www.nasaa.org/wp-content/uploads/2011/08/NASAA-logo-2-color.gif https://www.nasaa.org/wp-content/uploads/2010/08/finra-logo.gif https://www.nasaa.org/1543/nasaa-to-host-annual-conference-in-baltimore-september-26-28/ 2024-11-21T19:45:21+00:00 https://www.nasaa.org/24460/nasaa-statement-on-the-secs-vote-to-enhance-investment-adviser-disclosure-2/ 2024-11-21T19:45:22+00:00 https://www.nasaa.org/1545/state-securities-regulators-applaud-dodd-frank-wall-street-reform-and-consumer-protection-act-as-it-is-signed-into-law/ 2024-11-21T19:45:22+00:00 https://www.nasaa.org/1549/nasaa-urges-congress-to-support-dodd-frank-wall-street-reform-and-consumer-protection-act-conference-report/ 2024-11-21T19:45:23+00:00 https://www.nasaa.org/1547/nasaa-statement-on-the-secs-vote-to-enhance-investment-adviser-disclosure/ 2024-11-21T19:45:23+00:00 https://www.nasaa.org/1580/nasaa-urges-conference-committee-on-financial-reform-to-make-the-right-choices-for-investors/ 2024-11-21T19:45:24+00:00 https://www.nasaa.org/1576/nasaa-statement-on-house-senate-conference-fiduciary-compromise/ 2024-11-21T19:45:24+00:00 https://www.nasaa.org/1551/state-securities-regulators-announce-launch-of-online-service-providing-background-information-about-investment-adviser-representatives/ 2024-11-21T19:45:24+00:00 https://www.nasaa.org/1582/nasaa-leads-fight-against-elder-financial-abuse/ 2024-11-21T19:45:25+00:00 https://www.nasaa.org/1587/nasaa-urges-support-for-murray-amendment-to-include-state-securities-regulator-on-financial-stability-oversight-council/ 2024-11-21T19:45:26+00:00 https://www.nasaa.org/1585/nasaa-statement-on-passage-of-senate-financial-reform-bill/ 2024-11-21T19:45:26+00:00 https://www.nasaa.org/1591/investor-and-consumer-advocates-seek-senate-support-for-akakamenendez-amendment-on-fiduciary-duty/ 2024-11-21T19:45:27+00:00 https://www.nasaa.org/1589/nasaa-outlines-changes-needed-to-strengthen-senate-financial-regulatory-reform-package/ 2024-11-21T19:45:27+00:00 https://www.nasaa.org/1599/nasaa-statement-on-reforms-needed-to-protect-investors-in-regulation-d-rule-506-offerings/ 2024-11-21T19:45:28+00:00 https://www.nasaa.org/1594/nasaa-urges-congress-to-restore-investor-confidence-2/ 2024-11-21T19:45:28+00:00 https://www.nasaa.org/1605/nasaa-marks-national-financial-literacy-month/ 2024-11-21T19:45:29+00:00 https://www.nasaa.org/1602/nasaa-the-time-for-real-regulatory-reform-is-now/ 2024-11-21T19:45:29+00:00 https://www.nasaa.org/1611/noted-author-financial-commentator-barry-ritholtz-to-deliver-keynote-address-at-nasaa-public-policy-conference/ 2024-11-21T19:45:30+00:00 https://www.nasaa.org/1608/nasaa-statement-on-multistate-action-by-state-securities-regulators-against-morgan-keegan-co-inc/ 2024-11-21T19:45:30+00:00 https://www.nasaa.org/24458/nasaa-statement-on-senator-dodds-financial-regulatory-reform-proposals-2/ 2024-11-21T19:45:31+00:00 https://www.nasaa.org/1613/nasaa-to-host-public-policy-conference-focusing-on-financial-regulatory-reform/ 2024-11-21T19:45:31+00:00 https://www.nasaa.org/1620/planning-your-retirement-with-confidence/ 2024-11-21T19:45:32+00:00 https://www.nasaa.org/1617/nasaa-urges-senate-banking-committee-to-stand-up-for-investors-by-retaining-the-fiduciary-provisions-of-the-restoring-american-financial-stability-act-of-2009/ 2024-11-21T19:45:32+00:00 https://www.nasaa.org/1623/consumer-and-investor-advocates-urge-congress-to-resist-industry-efforts-to-weaken-investor-protection/ 2024-11-21T19:45:33+00:00 https://www.nasaa.org/1632/nasaa-president-identifies-deregulation-and-preemption-of-state-regulatory-authority-as-significant-factors-in-severity-of-financial-meltdown/ 2024-11-21T19:45:34+00:00 https://www.nasaa.org/1627/5-15-million-available-to-investors-in-securities-fraud-case/ 2024-11-21T19:45:34+00:00 https://www.nasaa.org/1635/groups-urge-senate-banking-committee-to-protect-investors-by-adopting-a-strong-pro-investor-fiduciary-duty-for-all-who-provide-investment-advice/ 2024-11-21T19:45:35+00:00 https://www.nasaa.org/1640/nasaa-president-to-testify-before-financial-inquiry-commission/ 2024-11-21T19:45:35+00:00 https://www.nasaa.org/5689/nasaa-sipc-offer-answers-to-investors-concerned-about-the-safety-of-their-brokerage-accounts/ 2024-11-21T19:46:13+00:00 https://www.nasaa.org/5584/jack-herstein-of-nebraska-to-lead-nasaa/ 2024-11-21T19:49:31+00:00 https://www.nasaa.org/5590/state-securities-regulators-outline-opposition-to-investment-adviser-sro/ 2024-11-21T19:49:31+00:00 https://www.nasaa.org/5572/nasaa-cautions-investors-about-social-networking-fraud/ 2024-11-21T19:49:32+00:00 https://www.nasaa.org/3809/con-artists-find-profit-in-get-rich-schemes-tied-to-economic-uncertainty/ 2024-11-21T19:49:33+00:00 https://www.nasaa.org/5578/sec-commissioner-walter-to-address-nasaa-annual-conference/ 2024-11-21T19:49:33+00:00 https://www.nasaa.org/314/nasaa-news-release-fsoc-statement-july-18-2011/ 2024-11-21T19:49:34+00:00 https://www.nasaa.org/2741/nasaa-to-welcome-next-century-of-investor-protection/ 2024-11-21T19:49:34+00:00 https://www.nasaa.org/325/state-securities-regulators-announce-settlement-with-raymond-james-in-auction-rate-securities-investigations/ 2024-11-21T19:49:35+00:00 https://www.nasaa.org/320/nasaa-president-identifies-enhancements-to-investor-protection-since-passage-of-the-dodd-frank-act/ 2024-11-21T19:49:35+00:00 https://www.nasaa.org/330/nasaa-files-brief-in-billitteri-v-securities-america/ 2024-11-21T19:49:36+00:00 https://www.nasaa.org/327/nasaa-cautions-retail-investors-about-exchange-traded-funds/ 2024-11-21T19:49:36+00:00 https://www.nasaa.org/336/state-securities-regulators-observe-100-years-of-investor-protection/ 2024-11-21T19:49:37+00:00 https://www.nasaa.org/333/state-and-provincial-securities-regulators-to-convene/ 2024-11-21T19:49:37+00:00 https://www.nasaa.org/343/nasaa-reminds-investors-to-investigate-before-they-invest/ 2024-11-21T19:49:38+00:00 https://www.nasaa.org/347/nasaa-statement-on-sec-approval-of-finra-arbitration-proposal/ 2024-11-21T19:49:39+00:00 https://www.nasaa.org/345/nasaa-offers-pro-investor-legislative-agenda/ 2024-11-21T19:49:39+00:00 https://www.nasaa.org/356/nasaa-statement-on-sec-study-on-the-obligations-of-brokers-dealers-and-investment-advisers/ 2024-11-21T19:49:40+00:00 https://www.nasaa.org/352/nasaa-helps-prospective-entrepreneurs-evaluate-franchise-opportunities/ 2024-11-21T19:49:40+00:00 https://www.nasaa.org/362/nasaa-statement-on-gao-financial-planner-study/ 2024-11-21T19:49:41+00:00 https://www.nasaa.org/359/nasaa-statement-on-sec-study-on-investment-adviser-oversight/ 2024-11-21T19:49:41+00:00 https://www.nasaa.org/8406/nasaa-states-best-positioned-to-oversee-small-business-capital-formation/ 2024-11-21T19:50:30+00:00 https://www.nasaa.org/7674/nasaa-sends-cease-and-desist-letter-to-copycat-website/ 2024-11-21T19:50:31+00:00 https://www.nasaa.org/8292/state-securities-regulators-launch-coordinated-review-program-for-investment-advisers/ 2024-11-21T19:50:31+00:00 https://www.nasaa.org/7187/state-securities-regulators-to-explore-steps-to-help-small-and-new-businesses-raise-investment-capital/ 2024-11-21T19:50:32+00:00 https://www.nasaa.org/6921/report-spotlights-strong-investor-protection-record-of-state-securities-regulators/ 2024-11-21T19:50:33+00:00 https://www.nasaa.org/7015/state-securities-regulators-announce-settlement-with-etrade-in-auction-rate-securities-investigations/ 2024-11-21T19:50:33+00:00 https://www.nasaa.org/6156/coordinated-state-exams-identify-top-investment-adviser-deficiencies/ 2024-11-21T19:50:34+00:00 https://www.nasaa.org/6715/nasaa-launches-new-website/ 2024-11-21T19:50:34+00:00 https://www.nasaa.org/5575/nasaa-announces-continuation-of-iard-system-fee-waiver-2/ 2024-11-21T19:50:35+00:00 https://www.nasaa.org/5940/capital-formation-proposals-must-not-weaken-investor-protection/ 2024-11-21T19:50:35+00:00 https://www.nasaa.org/12303/nasaa-public-policy-conference-to-focus-on-innovation-investor-protection-and-economic-growth/ 2024-11-21T19:51:07+00:00 https://www.nasaa.org/11996/state-securities-regulators-announce-settlement-with-bankers-life-and-casualty-company/ 2024-11-21T19:51:08+00:00 https://www.nasaa.org/12092/the-jobs-act-fails-investors-and-entrepreneurs/ 2024-11-21T19:51:08+00:00 https://www.nasaa.org/11818/nasaa-offers-new-resource-to-help-investment-advisers-identify-state-registration-requirements/ 2024-11-21T19:51:09+00:00 https://www.nasaa.org/11543/nasaa-statement-on-senate-approval-of-the-jobs-act/ 2024-11-21T19:51:10+00:00 https://www.nasaa.org/11548/nasaa-the-jobs-act-an-investor-protection-disaster-waiting-to-happen/ 2024-11-21T19:51:10+00:00 https://www.nasaa.org/10731/nasaa-marks-military-saves-week-by-taking-aim-at-fraud-targeting-military-members/ 2024-11-21T19:51:11+00:00 https://www.nasaa.org/11237/nasaa-statement-on-the-jumpstart-our-business-startups-jobs-act-h-r-3606/ 2024-11-21T19:51:11+00:00 https://www.nasaa.org/9505/state-securities-regulators-announce-hotline-and-website-for-etrade-ars-investors/ 2024-11-21T19:51:12+00:00 https://www.nasaa.org/10146/nasaa-cautions-investors-not-to-stumble-when-interest-rates-fall-flat/ 2024-11-21T19:51:12+00:00 https://www.nasaa.org/17335/massey-reappointed-to-two-year-term-representing-nasaa-on-fsoc/ 2024-11-21T19:51:40+00:00 https://www.nasaa.org/18688/nasaa-statement-on-sec-leadership-change/ 2024-11-21T19:51:40+00:00