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State Securities Cops Release New List of “Top 10 Investment Scams”

`Day-trading` seminars, promissory notes, viatical investments make ranking WASHINGTON (May 24, 1999) – State securities regulators today released a list…

NASAA Response to Proposals by SIA for Securities Markets Enhancement Act (SMEA)

(April 29, 1999) - Overall America’s securities markets are fair, open and transparent and have the confidence of investors. NASAA…

48 states join in national investor education push (April 26-May1)

"Financial literacy" campaign targets workers, high school students WASHINGTON (April 26, 1999)– Securities regulators in 48 states*—from Alabama to Wyoming--next…

Investors going on line need to be “cyber savvy,” state securities regulators tell Senate panel

WASHINGTON (March 23, 1999) – Investors venturing on line to trade or get stock tips need to do their homework,…

The Financial Services Modernization Act of 1999

Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the…

NASAA Testimony on HR 10 – The Financial Services Act of 1999

Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the…

NASAA Winter Enforcement Conference, NASAA President Peter Hildreth

Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association January 11, 1999 NASAA Winter…

1998 Presidential Speech, New Hampshire Director of Securities Regulation Peter Hildreth

President's Remarks Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association October 6, 1998…

NASAA Testimony on HR 10 – The Financial Services Act of 1998

Testimony of Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association, Inc. Before the Senate Banking, Housing…

NASAA Testimony at Joint Hearing on Ways to Increase Retirement Savings

Written Statement of Denise Voigt Crawford President, North American Securities Administrators’ Association, Inc. Commissioner, Texas Securities Board Submitted to the…




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