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Conversation Starters – Empty Nest

Conversation Starters for Retirees and Seniors Getting Started Once you leave the workforce, it is important to talk with your…

The ALERT INVESTOR

The Alert InvestorWelcome to The Alert Investor, a series of podcasts produced by NASAA to provide investors with investor protection…

The JOBS Act at Five: Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets

Written Statement of Mike Rothman President, North American Securities Administrators Association, Inc. Minnesota Commissioner of Commerce Before the U.S. House…

NASAA Model Act to Create Restitution Assistance Funds for Victims of Securities Violations

NASAA MODEL ACT TO CREATE RESTITUTION ASSISTANCE FUNDS FOR VICTIMS OF SECURITIES VIOLATIONSState securities regulators protect investors by bringing enforcement…

Getting Started

Getting Started Communication is an essential part of a healthy financial and personal relationship. The conversation about money should be…




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