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2019-07-19T19:09:21+00:00 https://www.nasaa.org/legal-briefs/nasaa-and-maryland-securities-commisioners-joint-brief-to-the-maryland-court-of-appeals-in-mathews-v-cassidy-turley-inc/ 2019-07-19T19:09:51+00:00 https://www.nasaa.org/legal-briefs/nasaas-memorandum-in-support-of-jurisdiction-to-the-ohio-supreme-court-in-state-of-ohio-v-willan-arguing-that-1-a-finding-of-reliance-is-not-required-to-support-a-securities-fraud-convic/ 2019-07-19T19:10:36+00:00 https://www.nasaa.org/legal-briefs/nasaas-memorandum-in-opposition-to-the-defendants-motion-for-temporary-restraining-order-and-permanent-injunction-in-mitchell-v-securities-america-arguing-against-a-federal-distric/ 2019-07-19T19:11:23+00:00 https://www.nasaa.org/legal-briefs/nasaas-brief-to-the-colorado-supreme-court-in-mathers-family-trust-et-al-v-cagle-et-al-arguing-that-public-policy-and-the-anti-waiver-provision-of-the-colorado-securities-act-preclude-the/ 2019-07-19T19:11:52+00:00 https://www.nasaa.org/legal-briefs/nasaas-brief-to-the-oregon-supreme-court-in-support-of-the-state-of-oregons-brief-on-the-merits-in-oregon-v-marsh-mclennan-companies-inc-arguing-that-the-oregon-court-of-appeal/ 2019-07-19T19:12:49+00:00 https://www.nasaa.org/legal-briefs/nassas-brief-in-support-of-the-state-of-oregons-petition-for-review-to-the-oregon-supreme-court-in-opposition-of-the-oregon-court-of-appeals-holding-that-oregons-an/ 2019-07-19T19:13:12+00:00 https://www.nasaa.org/legal-briefs/nasaa-brief-in-billitteri-v-securities-america-opposing-plaintiffs-motion-for-preliminary-approval-of-partial-class-action-settlement/ 2019-07-19T19:13:30+00:00 https://www.nasaa.org/legal-briefs/nasaa-and-aarp-amicus-brief-arguing-that-the-fifth-circuits-requirement-that-a-plaintiff-prove-loss-causation-by-a-preponderance-of-the-evidence-prior-to-class-certification-creates-an-insurm/ 2019-07-19T19:13:50+00:00 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https://www.nasaa.org/legal-briefs/nasaa-amicus-brief-filed-in-the-colorado-court-of-appeals-arguing-that-choice-of-law-provisions-in-securities-agreements-are-void-mathers-family-trust-et-al-v-cagle-et-al/ 2019-07-19T19:15:57+00:00 https://www.nasaa.org/legal-briefs/nasaa-amicus-brief-filed-in-the-u-s-supreme-court-in-jones-v-harris-associates-supporting-the-right-of-mutual-fund-shareholders-to-pursue-claims-against-the-funds-investment-adviser-for-ch/ 2019-07-19T19:16:19+00:00 https://www.nasaa.org/legal-briefs/nasaas-amicus-brief-filed-jointly-with-aarp-and-metlife-on-april-10-2009-in-the-d-c-circuit-arguing-that-the-secs-new-rule-regulating-equity-indexed-annuities-under-federal-secur/ 2019-07-19T19:16:32+00:00 https://www.nasaa.org/legal-briefs/nasaas-amicus-brief-filed-on-march-19-2009-in-the-tennessee-supreme-court-arguing-that-a-criminal-conviction-under-state-law-for-willful-failure-to-register-as-a-broker-or-agent-does-not-r-2/ 2019-07-19T19:16:45+00:00 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2019-07-19T19:20:53+00:00 https://www.nasaa.org/legal-briefs/nasaa-filed-an-amicus-brief-in-support-of-the-new-york-attorney-generals-opposition-to-a-stockbrokers-petition-to-confirm-an-expungement-recommendation-issued-by-an-arbitration-panel/ 2019-07-19T19:21:05+00:00 https://www.nasaa.org/legal-briefs/nasaa-files-brief-in-richard-w-mack-v-utah-department-of-commerce-division-of-securities-arguing-1-macks-request-for-injunctive-relief-should-be-dismissed-for-failure-to-exhaust-his-adm/ 2019-07-19T19:21:42+00:00 https://www.nasaa.org/legal-briefs/nasaa-files-an-amicus-brief-in-new-york-supreme-court-addressing-issues-related-to-the-application-of-nasd-rule-2130-and-the-expungement-of-customer-complaint-information-from-the-crd/ 2019-07-19T19:22:06+00:00 https://www.nasaa.org/legal-briefs/nasaa-files-an-amicus-brief-in-the-united-states-supreme-court-in-the-stoneridge-appeal-in-support-of-an-investors-right-to-sue-those-who-have-participated-in-securities-fraud-through-decept/ 2019-07-19T19:23:29+00:00 https://www.nasaa.org/legal-briefs/nasaa-files-an-amicus-brief-in-the-united-states-court-of-appeals-in-the-ninth-circuit-in-support-of-the-california-department-of-corporations-arguing-that-state-securities-regulators-are-not-preempte/ 2019-07-19T19:23:51+00:00 https://www.nasaa.org/legal-briefs/nasaa-files-brief-in-whistler-investments-inc-v-the-depository-trust-and-clearing-corporation-arguing-that-federal-law-does-not-preempt-a-fraud-claim-under-state-law-against-various-clearing-and-s/ 2019-07-19T19:24:10+00:00 https://www.nasaa.org/legal-briefs/nasaa-files-amicus-brief-in-tellabs-inc-v-makor-issues-rights-ltd-arguing-that-plaintiffs-in-a-securities-fraud-action-should-not-be-subjected-to-an-overly-burdensome-pleading-standard-for-sci/ 2019-07-19T19:24:41+00:00 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https://www.nasaa.org/legal-briefs/nasaa-amicus-brief-filed-in-the-colorado-court-of-appeals-case-mandel-v-rome-arguing-that-auto-trading-lead-traders-are-investment-advisers-under-federal-and-state-law-and-must-be-registered-accordin/ 2019-07-19T19:37:09+00:00 https://www.nasaa.org/legal-briefs/nasaa-has-filed-an-amicus-brief-with-the-u-s-district-court-of-appeals-for-the-district-of-columbia-circuit-in-support-of-the-financial-planning-associations-position-that-the-secs/ 2019-07-19T19:37:16+00:00 https://www.nasaa.org/legal-briefs/nasaa-amicus-brief-in-support-of-the-securities-and-exchange-commission-in-liu-v-sec/ 2020-01-23T22:12:30+00:00 https://www.nasaa.org/legal-briefs/nasaa-amicus-brief-in-support-of-new-jersey-bureau-of-securities-enforcement-action-against-credit-suisse-and-related-entities/ 2020-04-03T16:53:19+00:00 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