Passing the Series 66, the Uniform Combined State Law Examination, qualifies an individual as if he or she had passed both the Series 63 and Series 65. However, to register as an investment adviser representative based on the Series 66, an individual must also have passed the FINRA Series 7 exam and the exam must be valid (i.e., not expired).
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Helpful Resources for all Exams
NASAA is in the process of updating questions on the Series 63, 65, and 66 exams in light of recent regulatory changes. Exam questions are expected to be updated to reflect the SECURE Act changes on February 1, 2021. In addition, exam questions are expected to be updated to reflect the changes to the accredited investor definition on May 1, 2021.