2010 Headlines
June 15, 2010
NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors
June 15, 2010 - NASAA notes that the House fiduciary standard provides strong investor protection.
June 15, 2010
NASAA Leads Fight Against Elder Financial Abuse
June 15, 2010 - State securities regulators, physicians and adult protective services workers launch innovative campaign to curb elder investment fraud.
May 21, 2010
NASAA Statement on Passage of Senate Financial Reform Bill
May 21, 2010 - NASAA President Denise Voigt Crawford commends the Senate for taking a much-needed step toward strengthening our nation’s financial regulatory framework.
May 4, 2010
NASAA Urges Support for Murray Amendment to Include State Securities Regulator on Financial Stability Oversight Council
May 4, 2010 - NASAA sent a letter to each member of the U.S. Senate in support of including the state securities perspective on the Financial Stability Oversight Council.
April 27, 2010
NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package
April 27, 2010 - sent a letter to each member of the U.S. Senate outlining a series of recommendations to strengthen the Restoring American Financial Stability Act.
April 23, 2010
Investor and Consumer Advocates Seek Senate Support for Akaka/Menendez Amendment on Fiduciary Duty
April 23, 2010 - NASAA sent a letter to the Senate in support of the Akaka/Menendez amendment to require the SEC to adopt fiduciary rules for brokers when giving personalized investment advice to retail customers.
April 21, 2010
NASAA Urges Congress to Restore Investor Confidence
April 21, 2010 - Pennsylvania Securities Commissioner Steven Irwin testifies before Congress, urging lawmakers to address perceived failures of adequate corporate governance and executive compensation standards.
April 19, 2010
NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings
April 19, 2010 - NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation D.
April 13, 2010
NASAA: The Time for Real Regulatory Reform is Now
April 13, 2010 - NASAA President Denise Voigt Crawford urges Congress to do the right thing for investors and restore integrity in the marketplace.
April 12, 2010
