https://www.nasaa.org/adopted-model-stmt/ 2023-05-04T21:25:12+00:00 https://www.nasaa.org/adopted-model-stmt/model-whistleblower-award-and-protection-act/ 2022-12-01T21:02:45+00:00 https://www.nasaa.org/adopted-model-stmt/investment-adviser-representative-continuing-education/ 2022-12-01T21:04:00+00:00 https://www.nasaa.org/adopted-model-stmt/nasaa-model-legislation-to-create-a-restitution-assistance-fund-for-victims-of-securities-violations/ 2022-12-01T21:04:35+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-use-of-electronic-offering-documents-and-electronic-signatures/ 2022-12-01T21:13:33+00:00 https://www.nasaa.org/adopted-model-stmt/notice-filing-requirement-for-regulation-a-tier-2-offerings/ 2022-12-01T21:17:45+00:00 https://www.nasaa.org/adopted-model-stmt/nasaa-model-legislation-or-regulation-to-protect-vulnerable-adults-from-financial-exploitation/ 2022-12-01T21:18:32+00:00 https://www.nasaa.org/adopted-model-stmt/registration-exemption-for-merger-acquisition-brokers/ 2022-12-02T19:37:11+00:00 https://www.nasaa.org/adopted-model-stmt/business-continuity-and-succession-planning/ 2022-12-02T19:37:49+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-franchise-multi-unit-commentary/ 2022-12-02T19:38:55+00:00 https://www.nasaa.org/adopted-model-stmt/registration-exemption-for-investment-advisers-to-private-funds/ 2022-12-02T19:39:29+00:00 https://www.nasaa.org/adopted-model-stmt/performance-based-compensation-exemption-for-investment-advisers/ 2022-12-02T19:43:54+00:00 https://www.nasaa.org/adopted-model-stmt/model-franchise-exemptions/ 2022-12-02T19:45:39+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-registration-of-asset-backed-securities/ 2022-12-02T19:54:20+00:00 https://www.nasaa.org/adopted-model-stmt/minimum-financial-requirements-for-investment-advisers/ 2022-12-02T19:55:25+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-uniform-franchise-delivery-requirements/ 2022-12-02T19:56:10+00:00 https://www.nasaa.org/adopted-model-stmt/statement-multi-state-review-of-requests-for-interpretive-opinions-and-no-action-letters/ 2022-12-02T19:56:53+00:00 https://www.nasaa.org/adopted-model-stmt/examination-requirements-for-investment-advisers-and-investment-adviser-representatives/ 2022-12-02T19:57:34+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-franchise-registration-and-disclosure-guidelines/ 2022-12-02T19:58:10+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-options-and-warrants/ 2022-12-02T20:00:54+00:00 https://www.nasaa.org/adopted-model-stmt/use-of-senior-specific-certifications-and-professional-designations/ 2022-12-02T20:01:38+00:00 https://www.nasaa.org/adopted-model-stmt/financial-reporting-requirements-for-investment-advisers/ 2022-12-02T20:13:26+00:00 https://www.nasaa.org/adopted-model-stmt/multi-jurisdictional-disclosure-system/ 2022-12-02T20:13:54+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-guidelines-for-cover-legends/ 2022-12-02T20:15:32+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-church-extension-fund-securities/ 2022-12-02T20:16:05+00:00 https://www.nasaa.org/adopted-model-stmt/guidelines-regarding-viatical-investments/ 2022-12-02T20:16:46+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-church-bonds/ 2022-12-02T20:19:55+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-franchise-advertising-on-the-internet/ 2022-12-02T20:21:06+00:00 https://www.nasaa.org/adopted-model-stmt/registration-requirements-for-investment-adviser-representatives/ 2022-12-02T20:24:10+00:00 https://www.nasaa.org/adopted-model-stmt/sales-of-securities-at-financial-institutions/ 2022-12-02T20:24:40+00:00 https://www.nasaa.org/adopted-model-stmt/definition-of-investment-adviser-representative/ 2022-12-02T20:25:12+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-world-class-foreign-issuer-exemption/ 2022-12-02T20:29:05+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-nasaa-resolution-on-internet-offers/ 2022-12-02T20:29:44+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-cross-border-trading-by-broker-dealers-and-agents/ 2022-12-02T20:30:21+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-debt-securities/ 2022-12-02T20:31:00+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-nasaa-resolution-declaring-blank-check-blind-pool-offerings-to-be-fraudulent-practices/ 2022-12-02T20:32:08+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-internationalization-of-securities/ 2022-12-02T20:33:01+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-registration-of-publicly-offered-cattle-feeding-programs/ 2022-12-02T20:35:28+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-registration-of-oil-and-gas-programs/ 2022-12-02T20:36:02+00:00 https://www.nasaa.org/adopted-model-stmt/transactions-deemed-not-to-be-assignments-under-section-102c2-of-the-1956-uniform-securities-act/ 2022-12-02T20:56:16+00:00 https://www.nasaa.org/adopted-model-stmt/principal-transaction-exemption-from-section-102a3-of-the-1956-uniform-securities-act-for-certain-broker-dealers/ 2022-12-02T20:56:23+00:00 https://www.nasaa.org/adopted-model-stmt/agency-cross-transactions-by-investment-advisers-under-section-102a3-of-the-1956-uniform-securities-act/ 2022-12-02T20:56:28+00:00 https://www.nasaa.org/adopted-model-stmt/uniform-limited-offering-exemption/ 2022-12-02T20:57:34+00:00 https://www.nasaa.org/adopted-model-stmt/late-fee-payment-remedies-for-investment-advisers/ 2022-12-02T20:58:21+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-interpretive-order-concerning-broker-dealers-investment-advisers-broker-dealer-agents-and-investment-adviser-representatives-using-the-internet-for-general-dissemination-of-info/ 2022-12-02T20:58:32+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-model-accredited-investor-exemption/ 2022-12-02T20:58:38+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-dishonest-or-unethical-business-practices-by-broker-dealers-and-agents-in-connection-with-investment-company-shares/ 2022-12-02T20:58:43+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-offers-of-franchises-on-the-internet/ 2022-12-02T20:59:21+00:00 https://www.nasaa.org/adopted-model-stmt/withdrawal-from-registration-of-investment-advisers-and-investment-adviser-representatives/ 2022-12-02T21:00:19+00:00 https://www.nasaa.org/adopted-model-stmt/notice-filing-requirements-for-federal-covered-advisers/ 2022-12-02T21:00:26+00:00 https://www.nasaa.org/adopted-model-stmt/electronic-filing-requirements-for-investment-advisers-iard/ 2022-12-02T21:00:36+00:00 https://www.nasaa.org/adopted-model-stmt/iard-implementation/ 2022-12-02T21:00:41+00:00 https://www.nasaa.org/adopted-model-stmt/registration-requirements-for-investment-advisers/ 2022-12-02T21:00:46+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-risk-disclosure-guidelines/ 2022-12-02T21:01:15+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-church-bonds-cross-reference-sheet/ 2022-12-02T21:01:41+00:00 https://www.nasaa.org/adopted-model-stmt/secondary-trading-exemption-for-qualifying-canadian-securities/ 2022-12-02T21:02:09+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-omnibus-guidelines/ 2022-12-02T21:02:45+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-real-estate-programs/ 2022-12-02T21:02:52+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-real-estate-investment-trusts/ 2022-12-02T21:02:57+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-mortgage-program-guidelines/ 2022-12-02T21:03:02+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-promotional-shares/ 2022-12-02T21:03:47+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-impoundment-of-proceeds/ 2022-12-02T21:03:57+00:00 https://www.nasaa.org/adopted-model-stmt/brochure-requirements-for-investment-advisers/ 2022-12-02T21:04:26+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-equipment-programs/ 2022-12-02T21:04:53+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-registration-of-commodity-pool-programs/ 2022-12-02T21:04:58+00:00 https://www.nasaa.org/adopted-model-stmt/custody-requirements-for-investment-advisers/ 2022-12-02T21:05:31+00:00 https://www.nasaa.org/adopted-model-stmt/contents-of-investment-advisory-contract-contains-performance-based-compensation-exemption-for-investment-advisers/ 2022-12-02T21:05:36+00:00 https://www.nasaa.org/adopted-model-stmt/electronic-filing-depository-efd-implementation/ 2022-12-02T21:06:08+00:00 https://www.nasaa.org/adopted-model-stmt/notice-filing-requirement-for-federal-crowdfunding-offerings/ 2022-12-02T21:06:51+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-unequal-voting-rights/ 2022-12-02T21:06:57+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-specificity-in-use-of-proceeds/ 2022-12-02T21:07:02+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-promoters-equity-investments/ 2022-12-02T21:07:08+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-preferred-stock/ 2022-12-02T21:07:14+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-unsound-financial-condition/ 2022-12-02T21:07:51+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-underwriting-and-selling-expenses-underwriters-warrants-and-selling-security-holders/ 2022-12-02T21:07:56+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-loans-and-other-material-transactions/ 2022-12-02T21:08:02+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-corporate-securities-definitions/ 2022-12-02T21:08:06+00:00 https://www.nasaa.org/adopted-model-stmt/investment-adviser-information-security-and-privacy/ 2022-12-02T21:17:17+00:00 https://www.nasaa.org/adopted-model-stmt/qas-regarding-the-account-access-amendment-to-the-investment-adviser-model-rule-on-unethical-business-practices-of-investment-advisers-and-investment-adviser-representatives/ 2022-12-02T21:17:27+00:00 https://www.nasaa.org/adopted-model-stmt/transactional-exemption-from-registration-for-secondary-sales-of-securities-offered-under-tier-2-of-regulation-a/ 2022-12-02T21:17:32+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-small-company-offering-registrations-scor/ 2022-12-02T21:17:38+00:00 https://www.nasaa.org/adopted-model-stmt/investment-adviser-written-policies-and-procedures/ 2022-12-02T21:18:14+00:00 https://www.nasaa.org/adopted-model-stmt/dishonest-or-unethical-business-practices-of-broker-dealers-and-agents/ 2022-12-02T21:18:53+00:00 https://www.nasaa.org/adopted-model-stmt/unethical-business-practices-of-investment-advisers-investment-adviser-representatives-and-federal-covered-advisers/ 2022-12-02T21:18:59+00:00 https://www.nasaa.org/adopted-model-stmt/prohibited-conduct-of-investment-advisers-investment-adviser-representatives-and-federal-covered-investment-advisers/ 2022-12-02T21:19:04+00:00 https://www.nasaa.org/adopted-model-stmt/unpaid-arbitration-awards/ 2022-12-02T21:19:11+00:00 https://www.nasaa.org/adopted-model-stmt/examination-requirements-for-investment-adviser-representatives/ 2022-12-02T21:20:01+00:00 https://www.nasaa.org/adopted-model-stmt/examination-requirements-for-broker-dealer-agents/ 2022-12-02T21:20:09+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-peer-to-peer-lending/ 2022-12-02T21:20:14+00:00 https://www.nasaa.org/adopted-model-stmt/statement-of-policy-franchise-questionnaires-and-acknowledgments/ 2022-12-02T21:20:17+00:00 https://www.nasaa.org/adopted-model-stmt/unethical-business-practices-of-investment-advisers-investment-adviser-representatives-and-federal-covered-advisers-2/ 2023-02-08T20:58:31+00:00 https://www.nasaa.org/adopted-model-stmt/custody-requirements-for-investment-advisers-2/ 2023-02-08T21:01:37+00:00 https://www.nasaa.org/adopted-model-stmt/unethical-business-practices-of-investment-advisers-investment-adviser-representatives-and-federal-covered-advisers-3/ 2023-02-08T21:04:06+00:00 https://www.nasaa.org/adopted-model-stmt/performance-based-compensation-exemption-for-investment-advisers-2/ 2023-02-08T21:04:51+00:00 https://www.nasaa.org/adopted-model-stmt/dishonest-or-unethical-business-practices-of-broker-dealers-and-agents-2/ 2023-02-08T21:06:57+00:00 https://www.nasaa.org/adopted-model-stmt/prohibited-conduct-of-investment-advisers-investment-adviser-representatives-and-federal-covered-investment-advisers-2/ 2023-02-08T21:07:49+00:00 https://www.nasaa.org/adopted-model-stmt/examination-requirements-for-investment-advisers-and-investment-adviser-representatives-2/ 2023-02-08T21:38:07+00:00 https://www.nasaa.org/adopted-model-stmt/uniform-take-over-act/ 2023-05-04T21:20:22+00:00 https://www.nasaa.org/adopted-model-stmt/model-business-opportunity-sales-act/ 2023-05-04T21:21:22+00:00 https://www.nasaa.org/adopted-model-stmt/model-state-control-share-act/ 2023-05-04T21:22:22+00:00 https://www.nasaa.org/adopted-model-stmt/model-franchise-investment-act/ 2023-05-04T21:23:33+00:00 https://www.nasaa.org/adopted-model-stmt/model-state-commodity-code/ 2023-05-04T21:25:12+00:00