Enforcement Directory

NASAA is pleased to spotlight the enforcement work of its member jurisdictions. Follow the links below to access the online enforcement actions, cease and desist orders and other administrative orders of the state and provincial securities regulators.

United States

Alabama Kansas Nevada South Carolina
Alaska Maine New Hampshire Tennessee
Arizona Maryland New Jersey Texas
Arkansas Massachusetts North Carolina Utah
California Michigan North Dakota Vermont
Colorado Minnesota Ohio Virginia
Connecticut Missouri Oklahoma Washington
Dist. of Columbia Montana Oregon Wisconsin
lllinois Nebraska Pennsylvania Wyoming

Canada

Alberta New Brunswick Nova Scotia Prince Edward Island
British Columbia Newfoundland Nunavut Saskatchewan
Manitoba Northwest
Territories
Ontario

Mexico 

Mexico