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Protecting Senior Citizens Against Investment Fraud

Testimony of Patricia D. Struck Wisconsin Securities Division Administrator and President North American Securities Administrators Association, Inc. Before the Special…

The Role of State Securities Regulators in Protecting Investors, Enforcement Overview

Testimony of Joseph P. Borg Director, Alabama Securities Commission And Chairman of the Enforcement Section of the North American Securities…

Informed Investor Advisory: Unsolicited Text Messages

Are you an informed investor? Stranger Texts: Don’t Answer Unsolicited Messages Have you ever received an unsolicited text message on…

The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions

WRITTEN STATEMENT OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION U.S. Senate Committee on Homeland Security and Governmental Affairs Subcommittee on…

NASAA Identifies Top 10 Investor Traps

WASHINGTON (August 18, 2009) – With a new school year about to begin, the North American Securities Administrators Association (NASAA)…




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