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Search Results for: top 10 scams

Sandwich Generation: Common Investment Scams

Each year, investors are targeted with a variety of misleading sales tactics, or worse, outright fraud. Investors also have to…

Informed Investor Advisory: Pension Advance Scams

Are you an informed investor? Pension Advance Scams Retirees Beware! A pension is a type of retirement plan, usually tax-exempt, in…

Protecting Investors and Savers: Understanding Scams and Risks in Crypto and Securities Markets

Written Testimony of NASAA President and Maryland Securities Commissioner Melanie Senter Lubin On behalf of The North American Securities Administrators…

Social Isolation and the Risk of Investment Fraud

The North American Securities Administrators Association (NASAA), FINRA, and the staff of the SEC’s Office of Investor Education and Advocacy…

State securities regulators warn of opportunistic investment scams following attacks on World Trade Center, Pentagon

WASHINGTON (September 17, 2001) – In the wake of terrorist attacks in New York and near Washington, DC, state securities…




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