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Search Results for: fraud

Social Isolation and the Risk of Investment Fraud

The North American Securities Administrators Association (NASAA), FINRA, and the staff of the SEC’s Office of Investor Education and Advocacy…

Informed Investor Advisory: Affinity Fraud

Are you an informed investor? How Blind Trust Can Break the Bank Affinity fraud occurs every day at places of…

NASAA and NAA Foundation Launch ‘FSI: Fraud Scene Investigator’

New Online Investor Education Program Teaches Students to Fight White-Collar Crime WASHINGTON, D.C. (August 14, 2007) – The North American…

NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud

January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…

CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly

Largest Joint Filing Between CFTC and State Regulators in History Washington, D.C. September 25, 2020 — The Commodity Futures Trading…




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