NASAA in the News
Print Archive:
- States urge Congress not to water down Dodd-Frank (Reuters)
- How to Find the Right Adviser for You (The Wall Street Journal)
- Protecting the Public Ends Up Helping Markets (Bloomberg)
- Family Finance: Investment scams target seniors (The Associated Press)
- Investors want tougher broker standards (Reuters)
- Wanted Now: Clear, consistent fiduciary standards fro investment advice (The Washington Post)
- Insurance Agents Oppose Fiduciary Standard in Comments to SEC (Bloomberg)
- The State Perspective: Issues for RIAs Switching to State Control (Investment Advisor)
- State financial regulators don’t see much good in federal overhaul plan (New Hampshire Business Review)
- The Feds Can’t Do It Alone (The Boston Globe)
- Investment adviser title of ‘senior’ can mislead (The Baltimore Sun)
- Seniors: Protect Yourself from Unsuitable Investments (ABC Radio Network)
- For Elderly Investors, Instant Experts Abound (The New York Times)
- Hold on to Your Nest Egg: Scam Artists Target Seniors’ Savings (USA Today)
- Investment Seminars Prey on Seniors (Chicago Tribune)
- Regulators see more dubious oil, gas deals (Rocky Mountain News)
- State regulators defend their authority vigorously (Investment News)
- Marketing firms targeting elderly draw attention from regulators (Investment News)
- Investor advocates reject relaxing rules (Associated Press)
- Seniors need protection from sales vultures (Investment News)
- Cockroaches of the Investment Business (Registered Rep)
- Baby Boomers Make Rich Targets (USA Today)
- Preying on Seniors (Associated Press)
- New defenses urged against elder investment fraud (Dow Jones/MarketWatch)
- How to check a broker’s background (Boston Globe)Wachovia to pay $25 mln over research conflicts (Reuters)
- Linking CDs to stock index returns has rewards — and risks (USA Today)
- Money: Unhappy Returns (Newsweek)
- Don’t Get Hooked by Investor Scams (The Washington Post)
- Financial Scams Expected to Boom as Boomers Age (USA Today)
