10/02/04	New NASAA President Frank Widmann Urges Industry, Regulators to Help Investors Regain Confidence
10/01/04	NASAA Sweep Identifies Most Common Problems With Investment Advisers
09/07/04	Panelists Set for NASAA Listens Forum on Rule 12b-1 Plans
08/30/04	State Securities Regulators to Host 12b-1 Forum
08/26/04	Deutsche Bank Securities Inc. and Thomas Weisel Partners LLC Settle Enforcement Actions Involving Conflicts of Interest Between Research and Investment Banking
08/17/04	NASAA Outlines Efforts to Fight Investment Fraud Against Seniors
08/04/04	NASAA, SROs Seek Comment on New Branch Office Registration Form
07/28/04	NASAA to Relocate Corporate Office
07/26/04	NASAA Names New General Counsel, Deputy General Counsel
07/14/04	‘NASAA Listens’ Forum on Arbitration To Be Webcast Live
06/21/04	State Securities Regulators to Host Arbitration Forum
06/02/04	Senate Banking Committee Examines Important Role of State Securities Regulators in Protecting Investors
05/20/04	NASAA Outlines Financial Education Initiatives in Testimony Before Federal Commission
05/11/04	NASAA Comments on SEC Mutual Fund Proposals
03/23/04	Seniors Face Growing Risk of Internet Investment Fraud, State Securities Regulator Tells Senate Panel
02/25/04	NASAA Statement on the Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)
01/14/04	State Securities Regulators Release Top 10 Scams, Schemes & Scandals