Senior Certification/Designation Information Center

NASAA is pleased to provide members with this collection of materials about Senior Certifications/Designations including NASAA’s New Model Rule on the Use of Senior Certifications and Professional Designations.  This Information Center will be updated regularly, so check back often for new material.

Resources

 

    State Activity on the NASAA Model Regulation on the Use of Senior Certification and Professional Designations

 

Summary of State Action

Adopted NASAA Model 30 States
Adopted State Specific Rule Prior to Adoption of NASAA’s Model 2 States
NASAA Legislation/Regulation Pending 1 States
Separate Legislation/Regulation Pending 1 State

= Adopted NASAA Model Rule

NASAA MEMBER  MODELADOPTION  EFFECTIVE DATE OTHER
Alabama Regulation Adopted 11/4/2008  
Alaska      
Arizona      
Arkansas Legislation Adopted 11/1/2009  
California AB2149 Adopted 7/1/2009  
Colorado Regulation Adopted 12/1/2008  
Connecticut      
Delaware Regulation Adopted 12/1/2009  
District of Columbia Regulation Adopted August 2010  
Florida Regulation Adopted 1/18/2009  
Georgia Regulation Pending    
Hawaii      
Idaho      
Illinois Regulation Adopted 8/8/2009  
Indiana      
Iowa Regulation Adopted 12/24/2008 Proposed  NAIC Model
Kansas Regulation Adopted 5/22/2009  
Kentucky Regulation Adopted 2/6/2009  
Louisiana      
Maine Regulation Adopted 11/3/2008  
Maryland Regulation Adopted January 2010  
Massachusetts Regulation Adopted 6/1/2007 Adopted State Specific Rule Prior to Adoption of NASAA’s Model
Michigan Regulation Adopted 11/1/2010  
Minnesota Regulation Adopted 11/2/2009  
Mississippi      
Missouri Regulation Adopted 1/1/2009  
Montana Regulation Adopted 9/26/2008  
Nebraska Interpretative Opinion Adopted 7/31/2007 Adopted State Specific Opinion Prior to Adoption of NASAA’s Model
Nevada      
New Hampshire HB1274 Adopted 1/1/2009  
New Jersey Legislation Adopted 7/6/2010  
New Mexico Regulation Adopted 12/1/2008  
New York      
North Carolina Regulation Adopted 2/1/2010  
North Dakota      
Ohio Regulation Adopted 1/15/2009  
Oklahoma      
Oregon Regulation Adopted 11/1/2009  
Pennsylvania      
Rhode Island Regulation Adopted 1/14/2011  
South Carolina      
South Dakota Regulation Adopted 1/01/2011  
Tennessee      
Texas Regulation Adopted 10/30/2008  
Utah Regulation Adopted 8/01/2010 Modified Version of NASAA Model Rule
Vermont      
Virginia Regulation Adopted 7/1/2008  
Washington Regulation Adopted 7/20/2008  
West Virginia Statement of Policy Adopted 6/16/2008  
Wisconsin Emergency Rule Adopted 9/11/2008  
Wyoming