09/17/08	New Investment Adviser Model Rules, Under the USA 2002, Approved September 17, 2008
09/17/08	Revised Investment Adviser Model Rule on Exams, Under the 1956 Act, Approved September 17, 2008
04/01/08	NASAA Model Rule on the Use of Senior-Specific Certifications and Professional Designations
07/01/05	Model Rules for State Coordination with the Multi-Jurisdictional Disclosure System
10/02/04	Model Secondary Market Trading Exemption for Qualifying Canadian Securities
04/18/04	Unethical Business Practices of Investment Advisers
04/18/04	NASAA Investment Adviser Recordkeeping Requirements
04/18/04	NASAA Bonding Requirements for Investment Advisers
04/18/04	NASAA Minimum Financial Requirements for Investment Advisers
04/18/04	NASAA Minimum Financial Requirements For Investment Advisers Model Rule 202(d)-1
04/18/04	NASAA Custody Requirements for Investment Advisers
10/01/02	Guidelines Regarding Viatical Investments
09/16/00	NASAA Registration Requirements for Investment Advisers Model Rule 202(a)-1
09/16/00	IARD Implementation Model Rules
09/16/00	NASAA Electronic Filing Requirements for Investment Advisers Model Rule 202(a)-A
09/16/00	NASAA Notice Filing Requirements for Federal Covered Advisers Model Rule 202(b)-1
09/16/00	NASAA Withdrawal from Registration of Investment Advisers and IA Representatives Model Rule 204(e)-1
09/06/00	NASAA Registration Requirements for Investment Adviser Representatives Model Rule 202(a)-2
10/06/98	Sales of Securities at Financial Institutions
05/03/98	Definition of Investment Adviser Representative Model Rule
04/27/97	NASAA Late Fee Payment Remedies Requirements for Investment Advisers Model Rule 401(n)-1
09/03/87	NASAA Brochure Rule Requirements for Investment Advisers Model Rule 203(b)-1
09/03/87	NASAA Examination Requirements for Investment Advisers and Investment Adviser Representatives Model Rule 204(b)(6)-1
09/03/87	NASAA Financial Reporting Requirements for Investment Advisers Model Rule 203(c)-1
09/03/87	NASAA Agency Cross Transaction of Investment Advisers Model Rule 102(f)-1
09/03/87	NASAA Principal Transaction Anti-Fraud Provisions for Investment Advisers Model Rule 102(f)-2
09/03/87	NASAA Performance-Based Compensation Exemption for Investment Advisers Model Rule 102(f)-3
09/03/87	NASAA Assignment Exemption for Investment Advisers Model Rule 102(f)-4
05/23/83	Dishonest or Unethical Business Practices of Broker-Dealers and Agents