Letters to Congress

 

113th Congress (2013-14)
05/06/14 NASAA Letter to House Financial Services Committee Chairman and Ranking Member regarding legislation to be considered by the House Financial Services Committee on May 7, 2014
08/02/13 NASAA Letter to Rep. Keith Ellison (D-MN) regarding H.R. 2998, the Investor Choice Act of 2013
06/18/13 NASAA Letter to House Financial Services Committee Chairman and Ranking Member regarding H.R. 1105, the Small Business Capital and Job Preservation Act of 2013
05/23/13 NASAA Letter to House Financial Services Chairman and Ranking Member regarding “Discussion Draft” Legislation authored by Rep. Ann Wagner (R-MO) to Amend Section 913 of the Dodd-Frank Act
05/20/13 NASAA Letter to Sen. Al Franken (D-MN) regarding S. 878, the Arbitration Fairness Act of 2013
05/20/13 NASAA Letter to Rep. Hank Johnson (D-GA) regarding H.R. 1844, the Arbitration Fairness Act of 2013
05/15/13 NASAA Letter to House Leadership regarding H.R. 1062, the SEC Regulatory Accountability Act of 2013
05/07/13 NASAA Letter to House Financial Services Committee Chairman and Ranking Member regarding H.R 1062, the SEC Regulatory Accountability Act of 2013
04/19/13 NASAA Letter to Rep. Maxine Waters (D-CA) regarding H.R. 1627, the Investment Adviser Examination Improvement Act of 2013
03/07/13 NASAA Letter to House Financial Services Committee Chairman and Ranking Member regarding NASAA’s Pro-Investor Legislative Agenda for the 113th Congress
03/07/13 NASAA Letter to Senate Banking Committee Chairman and Ranking Member regarding NASAA’s Pro-Investor Legislative Agenda for the 113th Congress
112th Congress (2011-2012)
11/02/12 NASAA Letter to Senate Committee on Homeland Security and Governmental Affairs Chairman Joe Lieberman(I-CT) and Ranking Member Susan Collins (R-ME) Opposing S. 3468, the Independent Agency Regulatory Analysis Act.
07/25/12 NASAA Letter to House Financial Services Capital Markets Subcommittee Chairman Maxine Waters (D-CA) Supporting the Investment Adviser Examination Improvement Act of 2012
03/22/12 NASAA Letter to Senator Jack Reed (D-RI) Supporting Senate Amendment #1931 to H.R. 3606, “The Jumpstart Our Business Startup Act.”).
03/16/12 NASAA Letter to Senator Jack Reed (D-RI) regarding the Reed/Landrieu/Levin/Brown/Merkley/Akaka/Whitehouse Substitute Amendment to H.R. 3606, “The Jumpstart Our Business Startups Act.”
03/12/12 NASAA Letter to Senate Majority Leader Harry Reid (D-NV), and Senate Minority Leader Mitch McConnell (R-KY) Regarding H.R. 3606, “The Jumpstart Our Business Startups Act.”
03/05/12 NASAA Letter to House Speaker John Boehner (R-OH), House Minority Leader Nancy Pelosi (D-CA), Senate Majority Leader Harry Reid (D-NV), and Senate Minority Leader Mitch McConnell (R-KY) Regarding the Senate Companion to H.R. 3606, “The Jumpstart Our Business Startups Act.”
11/03/11 NASAA Letter to the US House of Representative Opposing H.R. 2930, “The Entrepreneur Access to Capital Act of 2011.”
10/21/11 NASAA Letter to the House Financial Services Committee Regarding Crowdfunding and H.R. 2930, “The Entrepreneur Access to Capital Act of 2011.”
09/27/11 NASAA Letter to the House Financial Services Committee Regarding H.R. 2930, “The Entrepreneur Access to Capital Act of 2011,” and H.R. 2940, “The Access to Capital for Job Creators Act of 2011.”
06/15/11 NASAA Letter to the House Financial Services Committee Regarding H.R. 1070, “The Small Company Capital Formation Act,” and H.R. 1082, “The Small Business Capital Access and Job Preservation Act.” 
06/15/11 NASAA Letter to House Appropriations Subcommittee on Financial Services and General Government Chairman Jo Ann Emerson (R-MO) and Ranking Member Jose Serrano (D-NY) Regarding SEC Funding.
03/10/11 NASAA Letter to Congressman Ted Deutch (D-FL) Supporting H.R. 774, “The Senior Investor Protections Enhancement Act of 2011.” 
03/10/11 NASAA Letter to Senate Banking Committee Chairman Tim Johnson (D-SD) and Ranking Member Richard Shelby (R-AL) Supporting the Proposed FY 2012 SEC Budget.
111th Congress (2009-2010) and earlier
06/29/10 NASAA Letter to House Speaker John Boehner (R-OH), House Minority Leader Nancy Pelosi (D-CA), Senate Majority Leader Harry Reid (D-NV), and Senate Minority Leader Mitch McConnell (R-KY) urging support for the Dodd-Frank Wall Street Reform and Consumer Protection Act Conference Report.
06/22/10 NASAA Letter to House Judiciary Committee Chairman John Conyers (D-MI) and Ranking Member Lamar Smith (R-TX) in Support of H.R. 1020, “The Arbitration Fairness Act of 2009.”
06/10/10 NASAA Letter to the US House of Representative and the US Senate Regarding Section 7103 (Fiduciary Duty) of H.R. 4173, “The Wall Street Reform and Investor Protection Act of 2009.”
06/09/10 NASAA Letter to House-Senate Conferees Regarding Recommendations to Strengthen Financial Reform Legislation
05/27/10 NASAA Letter to House Financial Services Chairman Barney Frank (D-MA) and Ranking Member Spencer Bachus (R-AL) and NASAA Letter to Senate Banking Committee Chairman Chris Dodd (D-CT) and Ranking Member Richard Shelby (R-AL) Regarding H.R. 4173, “The Wall Street Reform and Investor Protection Act of 2009.” 
05/17/10 NASAA Letter to Senate Banking Committee Chairman Chris Dodd (D-CT) Expressing Support for the Bond/Warner/Brown/Cantwell Amendment (Reg D,) to S. 3217, “The Restoring American Financial Stability Act of 2010.”
05/14/10 NASAA Joint Letter with the Consumer Federation of America to the US Senate in opposition to the Harkin/Johanns/Leahy Amendment (Equity Indexed Annuities) to S. 3217, “The Restoring American Financial Stability Act of 2010.” 
05/07/10 NASAA Letter of Support to the US Senate for the Akaka/Menendez/Durbin Amendment (Honest Broker) to S. 3217, “The Restoring American Financial Stability Act of 2010.”
05/04/10 NASAA Letter of Support to the US Senate for the Murray Amendment to S. 3217, “The Restoring American Financial Stability Act.
04/27/10 NASAA Letter to the US Senate Regarding S.3217, “The Restoring American Financial Stability Act”
03/19/10 NASAA Letter to the Senate Banking Committee Regarding Revisions to S. 3217, “The Restoring American Financial Stability Act of 2010.”
12/09/09 NASAA Letter to the US House of Representatives Urging Support for the Cohen-Frank Amendment to H.R. 4173, “The Wall Street Reform and Consumer Protection Act of 2009.”
11/19/09 NASAA Letter to Senate Banking Committee Chairman Chris Dodd (D-CT) and Ranking Member Richard Shelby (R-AL) Regarding the Restoring American Financial Stability Act of 2009.
11/03/09 NASAA Letter to the Financial Literacy Education Commission and the U.S. Department of Treasury on the National Financial Literacy Strategy.
11/02/09 NASAA Letter to House Financial Services Chairman Barney Frank (D-MA) and Ranking Member Spencer Bachus (R-AL) and Subcommittee on Capital Markets Chairman Paul Kanjorski (D-PA) and Ranking Member Scott Garrett (R-NJ) Regarding Amendments to H.R. 3817, “The Investor Protection Act.” 
10/27/09 NASAA Letter to House Financial Services Chairman Barney Frank (D-MA) and Ranking Member Spencer Bachus (R-AL) and Subcommittee on Capital Markets Chairman Paul Kanjorski (D-PA) and Ranking Member Scott Garrett (R-NJ) Regarding H.R. 3817, “The Investor Protection Act.” 
09/26/08 NASAA Letter to the US House of Representatives and the US Senate Regarding Financial Bailout Proposals. 
09/08/08 NASAA Letter to the US House of Representatives Regarding H.R. 6513, “The Securities Act of 2008.” 
07/18/08 NASAA Letter to House Judiciary Subcommittee on Commercial and Administrative Law Chairman Linda Sanchez (D-CA) and Ranking Member Chris Cannon (R-UT) Regarding H.R. 3010, “The Arbitration Fairness Act of 2008.” 
04/09/08 NASAA Letter Thanking Senator Daniel Akaka (D-HI) for Introducing S. Res. 495, which designates April as Financial Literacy Month. 
03/06/08 NASAA Letter to Congressman Luis Gutierrez (D-IL) Regarding H.R. 1996, “The Preservation of Federalism in Banking Act.
10/01/07 NASAA Letter to Congressman Hank Johnson (D-GA) Regarding H.R. 3010, “The Arbitration Fairness Act of 2007.” 
09/24/07 NASAA Letter to Senator Russ Feingold (D-WI) Regarding S. 1782, “The Arbitration Fairness Act of 2007.”
04/18/07 NASAA Letter to House Financial Services Committee Chairman Barney Frank (D-MA) Regarding H.R. 1257, “The Shareholder Vote on Executive Compensation Act.” 
04/16/07 NASAA Letter Thanking Congresswoman Judy Biggert (R-IL) and Congressman Ruben Hinojosa for introducing H. Res. 273, which supports the goals and ideals of Financial Literacy Month.
04/16/07 NASAA Letter Thanking Senator Daniel Akaka (D-HI) for Introducing S. Res. 126, which designates April as Financial Literacy Month. 
03/28/07 NASAA Letter to Senate Appropriations Committee Chairman Robert Byrd (D-WV) in Support of Full Funding for the National White Collar Crime Center in FY 2008. 
03/28/07 NASAA Letter to House Appropriations Subcommittee on Commerce, Justice, Science, and Related Agencies Chairman Alan Mollohan (D-WV) in Support of Full Funding for the National White Collar Crime Center in FY 2008. 
06/06/06 NASAA Letter to House Financial Services Chairman Mike Oxley (R-OH) and Ranking Member Barney Frank (D-MA) and Senate Banking Committee Chairman Richard Shelby (R-AL) and Ranking Member Paul Sarbanes (D-MD) Regarding the Financial Services Regulatory Relief Act of 2006
06/06/06 NASAA Letter to Senate Banking Committee Members Regarding S. 418, “The Military Personnel Financial Services Protection Act.”
04/07/06 NASAA Letter Thanking Congresswoman Judy Bigger (R-IL) and Ruben Hinojosa (D-TX) for Introducing H. Res. 737, Which Supports the Goals and Ideals of Financial Literacy Month. 
04/07/06 NASAA Letter Thanking Senator Daniel Akaka (D-HI) for Introducing S. Res. 410, Which Designates April 2006 as Financial Literacy Month.
03/21/06 NASAA Letter on Pension Reform Legislation
03/09/06 NASAA Letter to Senate Committee on Health, Education, Labor, and Pensions Chairman Mike Enzi (R-WY) Regarding H.R. 2830, “The Pension Security and Transparency Act of 2005.” 
03/03/06 NASAA Letter to House Financial Services Chairman Mike Oxley (R-OH) and Ranking Member Barney Frank (D-MA) in Support of Data Breach Security Legislation. 
11/18/05 NASAA Letter Thanking Senator Chuck Grassley (R-IA) for Sponsoring S. 1112, a Bill to Make Permanent the Federal Tax-Exempt Treatment of Section 529 Qualified Tuition Programs. 
11/18/05 NASAA Letter Thanking Congresswoman Melissa Hart (R-PA) for Sponsoring H.R. 2386, a Bill to Make Permanent the Federal Tax-Exempt Treatment of Section 529 Qualified Tuition Programs. 
08/02/05 NASAA Letter to Senate Agriculture Committee Chairman Saxby Chambliss (R-GA) and Ranking Member Tom Harkin (D-IA) Regarding the CFTC Reauthorization Act of 2005.
07/14/05 NASAA Letter to House Agriculture Committee Chairman Bob Goodlatte (R-VA) and Ranking Member Collin Peterson (D-MN) and General Farm Commodities and Risk Management Subcommittee Chairman Jerry Moran (R-KS) and Ranking Member Bob Etheridge (D-NC) Regarding CFTC Reauthorization.
07/12/05 NASAA Letter to House Financial Services Committee Chairman Mike Oxley (R-OH) and Ranking Member Barney Frank (D-MA) and Capital Markets Subcommittee Chairman Richard Baker (R-LA) and Ranking Member Paul Kanjorski (D-PA) Regarding H.R. 458, “The Military Personnel Financial Services Protection Act.” 
04/04/05 NASAA Letter to House Appropriations Subcommittee on Science, State, Justice, Commerce and Related Agencies Chairman Frank Wolf (R-VA) and Ranking Member Alan Mollohan (D-WV) in Support of Full Funding for the National White Collar Crime Center in FY 2006. 
09/09/04 NASAA Letter to Congressman Max Burns (R-GA) in Support of his Efforts to Protect Military Personnel from Abusive Financial Services Sales Practices.
04/22/04 NASAA Letter to House Appropriations Subcommittee on Commerce, Justice, State and Judiciary Chairman Frank Wolf (R-VA) and Ranking Member Jose Serrano (D-NY) in Support of Full Funding for the National White Collar Crime Center in FY 2005.
04/05/04 NASAA Letter Thanking Congresswoman Judy Biggert (R-IL) for introducing H. Res. 578, which designates April 2004 as “Financial Literacy Month.” 
11/19/03 NASAA Letter Thanking House Financial Services Committee Ranking Member Barney Frank (D-MA) for Cosigning a Letter in Opposition to Section 8(b) of H.R. 2179. 
11/03/03 NASAA Letter to House Financial Services Committee Chairman Mike Oxley (R-OH) and Ranking Member Barney Frank (D-MA) and Capital Markets Subcommittee Chairman Richard Baker (R-LA) and Ranking Member Paul Kanjorski (D-PA) in Support of H.R. 2420, “The Mutual Fund Integrity and Fee Transparency Act of 2003.”
10/10/03 NASAA Letter to Senate Banking Committee Ranking Member Paul Sarbanes (D-MD) Supporting the Creation of a Financial Literacy and Education Committee. 
07/29/03 NASAA Letter to Senate Committee on Energy & Natural Resources Chairman Pete Domenici (R-NM) and Ranking Member Jeff Bingaman (D-NM) Regarding S. 14, “The Energy Policy Act of 2003.”
07/22/03 NASAA Letter to House Financial Services Committee Chairman Mike Oxley (R-OH) and Ranking Member Barney Frank (D-MA) Regarding H.R. 2179, “The Securities Fraud Deterrence and Investor Restitution Act.”
07/10/03 NASAA Letter to House Financial Services Capital Market Subcommittee Chairman Richard Baker (R-LA) Regarding H.R. 2179, “The Securities Fraud Deterrence and Investor Restitution Act.”
05/09/03 NASAA Letter to Senate Appropriations Subcommittee on Commerce, Justice, State and Judiciary Chairman Judd Gregg (R-NH) and Ranking Member Ernest Hollings (D-SC) in Support of Funding for the National White Collar Crime Center.
07/19/02 NASAA Letter to Senate Banking Committee Chairman Paul Sarbanes (D-MD) and House Financial Services Committee Chairman Mike Oxley (R-OH) Regarding Corporate Accountability.
07/05/02 NASAA Letter to Senate Majority Leader Tom Daschle (D-SD) in Support of S. 2673, “The Public Company Accounting Reform and Investor Protection Act of 2002.”
07/01/02 NASAA Letter to Senate Minority Leader Trent Lott (R-MS) in Support of S. 2673, “The Public Company Accounting Reform and Investor Protection Act of 2002.”
05/02/02 NASAA Letter to House Appropriations Subcommittee on Labor, Health and Human Services and Education Members Regarding Funding for the Excellence in Economic Education Act of 2001.
04/15/02 NASAA Letter to Senate Judiciary Committee Chairman Patrick Leahy (D-VT) in Support of S. 2010, “The Corporate and Criminal Fraud and Accountability Act of 2002.”
03/27/02 NASAA Letter to Congresswoman Sue Kelly (R-NY) Regarding State Viatical Regulations.
03/05/02 NASAA Letter to Senate Judiciary Chairman Patrick Leahy (D-VT) Regarding the Bankruptcy Provisions of the Corporate and Criminal Fraud and Accountability Act of 2002.
11/15/01 NASAA Letter to Senator Susan Collins (R-ME) Regarding The Microcap Fraud Prevention Act of 2001. 
08/21/01 NASAA Letter to House Education and the Workforce Chairman John Boehner (R-OH) Regarding H.R. 1, “The No Child Left Behind Act of 2001.”
07/18/01 NASAA Letter on the SEC Interim Final Rules for the Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934
05/08/01 NASAA Letter to House Financial Services Subcommittee on Financial Institutions Chairman Spencer Bachus (R-AL) Regarding H.R. 1408, “The Financial Services Antifraud Network Act of 2001.” 
04/20/01 NASAA Letter to Senator Richard Shelby (R-AL) Regarding Youth Financial Education Legislation.
03/19/01 NASAA Letter to Senate Banking Committee Chairman Phil Gramm (R-TX) Regarding S. 143, “The Competitive Market Supervision Act of 2001.”
01/04/01 NASAA Letter Congratulating Congressman Mike Oxley (R-OH) on Becoming Chairman of the House Financial Services Committee
07/24/00 NASAA Letter to House Financial Services Committee Chairman Jim Leach (R-IA) Regarding H.R. 4541, “The Commodity Futures Modernization Act of 2000.” 
02/23/00 NASAA Letter to House Commerce Committee Chairman Thomas Bliley (R-VA) Regarding Electronic Signature Legislation (H.R. 1714 and S. 761)
01/19/00 NASAA Letter to Congressman Vito Fossella (R-NY) Supporting the Changing of Stock Price Quotations from Fractions to Decimals.