From Our Files . . .
Senior Investment Fraud News & Alerts
State securities regulators have a long record of leadership in the fight against senior investment fraud. While some of these cases of senior investment fraud may not make national headlines, they are devastating in their impact to the victims and their families. Click on a headline for details.
News Releases
NASAA SURVEY SHOWS SENIOR INVESTMENT FRAUD ACCOUNTS FOR NEARLY HALF OF ALL COMPLAINTS RECEIVED BY STATE SECURITIES REGULATORS
FOUR MEN ARRESTED ON SECURITIES FRAUD CHARGES FOR ALLEGEDLY BILKING MORE THAN $300,000 FROM ELDERLY GEORGIANS
TWO SOUTH FLORIDA AGENTS GET 25-YEAR SENTENCES IN PONZI SCHEME
CARNAHAN ORDERS KANSAS AGENT TO STOP UNETHICAL PRACTICES
SOUTH FLORIDA AGENT ARRESTED FOR FRAUD AGAINST SENIORS
SCAM ARTIST POSING AS VENTURE CAPITALIST SENTENCED FOR SELLING FRAUDULENT INVESTMENTS TO SAN JOSE INVESTORS
CRIST ANNOUNCES ARRESTS ION MULTI-MILLION DOLLAR SECURITIES FRAUD CASE
CARNAHAN FILES CRIMINAL CHARGES AGAINST KANSAS MAN
SECRETARY GALVIN FINES CITIZENS BANK AFFIILATE $3 MILLION FOR IMPROPER VARIABLE ANNUITY SALES
WICHITA STOCKBROKER SENTENCED ON SECURITIES FRAUD CHARGES
CARNAHAN WARNS BROKERS AND INVSTORS OF GLAMOROUS SOUNDING VARIABLE ANNUITY E-MAIL OFFERS
DIVISION OF SECURITIES EDUCATES SENIORS TO AVOID INVESTMENT SCAMS
Investor Alerts
INVESTOR ALERT: SENIOR SPECIALISTS
INVESTOR ALERT: FREE MEAL SEMINARS
SAIF'S TOP TEN TIPS FOR SENIORS CONSIDERING AN ANNUITY PURCHASE
MISLEADING AND DECEPTIVE PRACTICES IN THE SALE OF EQUITY-INDEXED ANNUITIES (“EIAs”)
FREE SEMINAR OR FLEECING SEMINAR?
IRA INVESTORS: BEWARE "IRA-APPROVED" INVESTMENTS
SENIORS BEWARE: VARIABLE ANNUITIES MAY NOT MAKE SENSE FOR YOU!
CARNAHAN CAUTIONS SENIORS REGARDING VARIABLE ANNUITIES
VARIABLE ANNUITIES: A BASIC GUIDE
SENIORS BEWARE OF FINANCIAL EXPLOITATION
COMMON INVESTMENT FRAUDS |
