Franchise Resources

Oversight of franchise and business opportunity offerings is an important consumer protection for hundreds of thousands of people who invest in these operations. It requires careful attention by both federal and state authorities. Oversight of franchising at the state level is grounded in the traditional commitment of grassroots officials to protect consumers whenever possible before they part with their money; and in those cases where money is lost in a fraudulent deal, to marshal the enforcement resources to shut down the violator and seek restitution if possible.

California adopted the first state franchise statute in 1971. Today, several states have statutes that regulate the offering of franchises for sale. These statutes are designed to provide greater protections to prospective franchisees and prevent fraud in the sale of franchise offerings.

Downloads

>> List of State Securities Agencies with Jurisdiction
     Over Franchise and Business Opportunities

>> 2008 Franchise Registration and Disclosure Guidelines

>> Commentary on 2008 Franchise Registration and Disclosure Guidelines (NEW)