State Branch Office Registration and Notice Filing Information

NASAA representatives participated in the development of the Uniform Branch Office Registration Form (Form BR). This form permits jurisdiction and self regulatory organization branch office application, amendment, termination, and withdrawal processing through a single filing with Web CRD.

The following table lists the branch filing requirements in Web CRD for the states that register or notice file branch offices (here).

For further information on individual state branch office registration or notice filing requirements through Web CRD, contact the individual state.


Print Friendly, PDF & Email