Directory Of Securities Laws & Regulations

The links below will take visitors to pages within the websites of NASAA members containing information about individual state, provincial or territorial securities laws, rules and regulations. By clicking on the name of a state, province or territory, you will be redirected to that jurisdiction’s website. Information presented on this website is collected, maintained and provided for the convenience of the user. While every effort is made to keep such information accurate and up- to-date, NASAA does not certify the authenticity of information herein that originates from third parties. NASAA shall under no circumstances be liable for any actions taken or omissions made in reliance on any information contained herein or for any other consequences of any such reliance.

State Rule Proposals: Click here for a list of proposed state rules.