Wisconsin

  • Wisconsin is a disclosure jurisdiction.
  • Wisconsin accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Wisconsin collects a fixed fee in the amount of $1500.
  • Registration expires after one year unless extended prior to expiration. The fee for extension is $200.
  • Fees should be made payable to “DFI Division of Securities.” Payment should be sent to the following address:
Mailing Address: Courier Address:
PO Box 1768
Madison, WI 53701
201 W Washington Ave, 3rd Floor
Madison, WI 53703
  • For additional information, please visit the regulator’s website at www.wdfi.org or contact them at (608) 266-1369.

 

Print Friendly, PDF & Email