West Virginia

  • West Virginia is a disclosure jurisdiction.
  • West Virginia accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhitbits
  • West Virginia collects a variable fee. The filing fee is 0.02% of the amount offered with a minimum of $50.00.
  • Fees should be made payable to the “WV State Auditor.”  Payments should be sent to the following address:
Mailing Address: Courier Address:
WV Securities Commission
Office of the State Auditor
Bldg 1, Room W-100
1900 Kanawha Blvd E
Charleston, WV  20305
WV Securities Commission
Office of the State Auditor
Bldg 1, Room W-100
1900 Kanawha Blvd E
Charleston, WV  20305
  • For additional information, please visit the regulator’s website at www.wvsao.gov or contact them at (304) 552-2251.

 

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