South Dakota

  • South Dakota is a disclosure jurisdiction.
  • South Dakota accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statement
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • South Dakota collects a variable fee. This fee is based on the amount of securities to be offered in South Dakota. The minimum fee is $100.00. The maximum fee is $2,000.
  • Fees should be made payable to the “South Dakota Department of Labor & Regulation, Division of Securities.” Payment should be sent to the following address:
Mailing Address:  Courier Address:
South Dakota Department of Labor & Regulation
Division of Securities
124 S. Euclid Ave., Suite 104
Pierre, SD 57501-3185
South Dakota Department of Labor & Regulation
Division of Securities
124 S. Euclid Ave., Suite 104
Pierre, SD 57501-3185

 

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