Nebraska

  • Nebraska is a merit jurisdiction.
  • Nebraska accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Nebraska collects a variable fee calculated as 1/10 of 1% of the securities to be offered in the state.  The minimum fee is $100.00. There is no maximum. Fees should be payable to “The Nebraska Department of Banking and Finance”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
1526 K Street, Suite 300
Lincoln, Nebraska 68508-2732
1526 K Street, Suite 300
Lincoln, Nebraska 68508-2732
  • For additional information, please visit the Department’s website at www.ndbf.ne.gov, or contact them at 402-471-3445.

 

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