Montana

  • Montana is a merit jurisdiction.
  • Montana accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Montana collects a variable fee: $200 for the first $100,000 sold in Montana and 1/10th of 1% of any excess sales over $100,000 in Montana, with a maximum fee of $1,000. Fees should be payable to “Montana Commissioner of Securities”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
840 Helena Avenue
Helena, MT 59601
840 Helena Avenue
Helena, MT 59601
  • For additional information, please visit the Commissioner’s website at www.csi.mt.gov, or contact them at (406) 444-4388.

 

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