Missouri

  • Missouri is a merit jurisdiction.
  • Missouri accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Missouri collects a variable fee. For registration of up to $100,000 of securities in Missouri, the filing fee is $100.  To register more than $100,000, the registration fee is 1/20th of 1% of the amount above $100,000.  The maximum total fee is $1,000. Fees should be payable to “Missouri Secretary of State”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
Secretary of State
Securities Division
600 W. Main Street
PO Box 1276
Jefferson City, Mo 65102
Secretary of State
Securities Division
600 W. Main Street
Jefferson City, Mo 65102

 

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