Minnesota

  • Minnesota is a merit jurisdiction.
  • Minnesota accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Minnesota collects a variable fee: $100 plus 1/10 of one percent of the amount to be sold in Minnesota to a total maximum fee of $300. Fees should be payable to “Minnesota Department of Commerce”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
Minnesota Department of Commerce
85 7th Place East, Suite 500
St. Paul, Minnesota 55101
Minnesota Department of Commerce
85 7th Place East, Suite 500
St. Paul, Minnesota 55101

 

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