Louisiana

  • Louisiana is a disclosure jurisdiction.
  • Louisiana accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Louisiana collects a variable fee. There are two separate fees:  1) $250 flat fee for processing plus 2) a registration fee of 1/10 of 1% of the offering amount, with a minimum registration fee of $100 and a maximum registration fee of $1,000. Fees should be payable to “Commissioner of Securities”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
Office of Financial Institutions
P.O. Box 94095
Baton Rouge, LA 70804-9095
Office of Financial Institutions
8660 United Plaza Blvd., 2nd Floor
Baton Rouge, LA 70809-7024
  • For additional information, please visit the Office of Financial Institution’s website at www.ofi.la.gov, or contact them at (225) 925-4512.

 

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