Indiana

  • Indiana is a merit jurisdiction.
  • Indiana accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Indiana collects a variable fee: .005% of the amount of securities being registered with a minimum of $250.00 and a maximum of $1,000.00. See IC 23-19-3-5(b).
  • Fees should be made payable to the “Indiana Secretary of State.” Payment should be sent to the following address:
Mailing Address:  Courier Address:
Indiana Securities Division
302 W. Washington Street, Room E-111
Indianapolis, IN 46220
Indiana Securities Division
302 W. Washington Street, Room E-111
Indianapolis, IN 46220
  • For additional information, please visit the regulator’s website at www.in.gov/sos/ or contact them at (317) 232-6681.

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