District of Columbia

  • The District of Columbia is a disclosure jurisdiction.
  • The District of Columbia accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • A Consent to Service of Process (Form U2)
  • The District of Columbia collects a variable fee, equal to 1/10% of the offering amount. There is a minimum fee of $250 and a maximum fee of $1,000. Fees should be payable to “District of Columbia,  Treasurer”  or “D.C. Treasurer”. Payments should be sent to the following address:
Mailing Address: Courier Address:
DC Department of Insurance, Securities, and Banking
Securities Bureau
PO. Box 92660
Washington D.C
DC Department of Insurance, Securities and Banking
Securities Bureau
Wells Fargo Bank
7175 Columbia Gateway Drive
Lockbox #92660
Columbia. MD 21046
  • For additional information, please visit the regulator’s website at www.disb.dc.gov, or contact them at (202) 442-7826.

 

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