Auction-Rate Securities
>>Securities Regulators Announce Settlements with Merrill Lynch, Goldman Sachs, Deutsche Bank, Wachovia, UBS, Citigroup, JP Morgan, and Morgan Stanley in Auction Rate Securities Investigations. News Releases
>> Securities Regulators Coordinate Ongoing Auction-Rate Securities Investigations.
Details / Listen to the NPR News report

NASAA Securities Arbitration Forum
Forum Resource Page
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Equity Indexed Annuities
>> NASAA Commends SEC for Advancing Equity Indexed Annuities Proposal. Details 

Notice of Request for Comment
>> NASAA Seeks Public Comments on Proposed Amendments to its Model Rules on Investment Advisers and Investment Adviser Representatives. Details 

Senior Investor Protection
>> State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations. Details / Model Rule / Investigative Report on "Free Lunch" Seminars