All: State Rule Proposals

The Washington Securities Division is soliciting comments on the possible amendments of its rules to clarify that a person who uses a professional designation may be holding himself out as a financial planner, thereby necessitating registration as an investment adviser, and that the misleading use of professional designations is prohibited

July 6, 2007  Print | PDF | Email

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Washington Securities Division Seeks Comments on Possible Amendments to to Rules Regarding Use of Professional Designations Relating To Senior Citizens

April 18, 2007 Print | PDF | Email

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Iowa Insurance Division Notice of Intended Action

April 13, 2007 Print | PDF | Email

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Proposed Amendments to Florida Administrative Code

January 5, 2007 Print | PDF | Email

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Arizona Corporation Commission Files Notice of Final Rulemaking

June 23, 2006 Print | PDF | Email

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The Idaho Department of Finance is soliciting input as it develops its Strategic Plan

June 8, 2006 Print | PDF | Email

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Maryland Division of Securities Announces Notice of Opportunity to Inspect and Comment on Proposed Amendments to Chapters .01, .02 and .08 of Securities Division Regulations

April 18, 2006 Print | PDF | Email

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Maine Office of Securities, Department of Professional and Financial Regulation Notice of Agency Rule-Making Proposals

October 24, 2005 Print | PDF | Email

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The California Corporations Commissioner has adopted changes to Title 10, California Code of Regulations (10 C.C.R. Section 260.121) pursuant to the Corporate Securities Law of 1968 relating to entity conversion transactions

October 21, 2005 Print | PDF | Email

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Securities Division of the Arizona Corporation Commission has filed a Notice of Proposed Rulemaking to Amend A.A.C.R14-4-116

October 8, 2004 Print | PDF | Email

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