All: State Rule Proposals

Securities Division of the Arizona Corporation Commission has filed a Notice of Proposed Rulemaking to Amend A.A.C.R14-4-116

October 8, 2004

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Maryland Division of Securities announcement of a regulatory review pursuant to Maryland’s Regulatory Review and Evaluation Act

August 31, 2004

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California Department of Corporations adopts regulations relating to electronic filing for offer and sale of securities

April 16, 2004

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Washington State Amends WAC 460-42A-081, Creating a Secondary Trading Exemption for Securities Listed on the Toronto Stock Exchange

March 1, 2004

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California Department of Corporations Announces its Participation in NASAA’s Coordinated Franchise Review Program

February 25, 2004

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The State of Maine Office of Securities announces the final adoption of two rules

December 3, 2003

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Emergency Order temporarily readopting changes to Rule 260.102.14 of the California Code of Regulations relating to electronic filings of notices under California Corporations Code Section 25102(f)

November 25, 2003

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California Department of Corporations` proposed regulation changes relating to entity conversion transactions

September 9, 2003

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Wisconsin Rule Conforming Broker-Dealer Books and Records Requirements

May 9, 2003

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